Allied Private Wealth

Item 5 Fees and Compensation
Portfolio Management Services
Our fee for portfolio management services is based on a percentage of the assets in your account,
which ranges up to 1.50% depending on individual client circumstances. Our annual portfolio
management fee is billed and payable monthly in advance based on the balance of your account at end

of the billing period (last trading day of the previous calendar quarter). If the portfolio management
agreement is executed at any time other than the first day of a calendar quarter, our fees will apply on a
pro rata basis, which means that the advisory fee is payable in proportion to the number of days inthe
quarter for which you are a client. Our advisory fee is negotiable, depending on individual client
circumstances.

We will deduct our fee directly from your account through the qualified custodian holding your funds and
securities. We will deduct our advisory fee only when you have given our firm written authorization
permitting the fees to be paid directly from your account. Further, the qualified custodian will deliver an
account statement to you at least quarterly. These account statements will show all disbursements from
your account, and you should review all statements for accuracy. If you have any questions aboutthe
statement(s) you receive from the qualified custodian, please call our main office number located on the
cover page of this Disclosure Brochure.

You may terminate the portfolio management agreement upon 7 days written notice. You will incur a
pro rata charge for services rendered prior to the termination of the portfolio management agreement,
which means you will incur advisory fees only in proportion to the number of days in the quarter for
which you are a client. If you have pre-paid advisory fees that we have not yet earned, you will receive
a prorated refund of those fees.

Financial Planning and Consulting Services
We offer financial planning and consulting services on an hourly basis at a rate of $250 per hour. Our
hourly fees are generally due upon completion of services rendered but in some circumstances, we may
require that you pay 50% of the estimated fee in advance with the remaining portion due upon completion
of services rendered. In instances where we collect payments in advance, such advance payments are
associated with services to be performed within 6 months from the engagement date. Allterms of the
engagement will be evidenced in the agreement that you sign with our firm.

You may terminate the agreement by providing our firm with written notice. You will incur a pro rata
charge for services rendered prior to the termination of the agreement. If we have received pre-paid
advisory fees that we have not yet earned, you will receive a prorated refund of those fees.

Pension Consulting Services
The compensation arrangement for these services is generally based on a percentage of plan assets
and may range up to 1.00% of plan assets. The fee is generally billed monthly in arrears but may be
negotiated based on the needs of the Plan. All terms, including services to be performed, fees, and fee
payments will be outlined in a written agreement.

Either party may terminate the agreement upon 30-days notice to the other party. The pensionconsulting
fees will be prorated for the quarter in which the termination notice is given.

Additional Fees and Expenses
As part of our investment advisory services to you, we may invest, or recommend that you invest, in
mutual funds and exchange traded funds. The fees that you pay to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. You will also incur transaction charges and/or
brokerage fees when purchasing or selling securities. These charges and fees are typically imposed by
the broker-dealer or custodian through whom your account transactions are executed. We do not share
in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or custodian. To
fully understand the total cost you will incur, you should review all the fees charged by mutual funds,
exchange traded funds, our firm, and others. For information on our brokerage practices,please refer to

Item 7 Types of Clients
We typically offer investment advisory services to individuals and high net worth individuals.

We also offer investment advisory services to businesses and institutional investors.

In general, we do not require a minimum dollar amount to open and maintain an advisory account;
however, we reserve the right to terminate your account if it falls below a minimum size which, in our
sole opinion, is too small to manage effectively.