Alpha DNA Investment Management LLC

Item 5 Fees and Compensation
Portfolio Management Services
Our annual fee for portfolio management services will not exceed 1.00% of the assets we manage.
The fee is negotiable depending on the type and complexity of the asset management services
provided, as well as the level of administration requested either directly or assumed by the client.
Assets in each of your account(s) are included in the fee assessment unless specifically identified in
writing for exclusion.

Our annual portfolio management fee is billed and payable, quarterly in arrears, based on the value of
your portfolio on the last day of the prior quarter.

If the portfolio management agreement is executed at any time other than the first day of a calendar
quarter, our fees will apply on a pro rata basis, which means that the advisory fee is payable in
proportion to the number of days in the quarter for which you are a client.

We will deduct our fee directly from your account through the qualified custodian holding your funds
and securities. We will deduct our advisory fee only when the following requirements are met:

    • You provide our firm with written authorization permitting the fees to be paid directly from your
      account held by the qualified custodian.
    • We send you an invoice showing the amount of the fee, the value of the assets on which the
      fee is based, the time period covered by the fee, and the specific manner in which the fee was
      calculated.
    • The qualified custodian agrees to send you a statement, at least quarterly, indicating all
      amounts disbursed from your account including the amount of the advisory fee paid directly to
      our firm.

You may terminate the portfolio management agreement upon written notice to our firm. You will incur
a pro rata charge for services rendered prior to the termination of the portfolio management
agreement, which means you will incur advisory fees only in proportion to the number of days in the
quarter for which you are a client. If you have pre-paid advisory fees that we have not yet earned, you
will receive a prorated refund of those fees.

Sub-Advisory Services for Registered Investment Advisers
In providing sub-advisory services to other third party money managers, fees and payment
arrangements are negotiable and will vary on a case-by-case basis. The asset managed based fees
will not exceed 2.00% of AUM annually and may be paid by primary advisor (third party money
manager) to Alpha DNA.

Additional Fees and Expenses
As part of our investment advisory services, we may invest, or recommend that the Funds invest, in
mutual funds and exchange traded funds. The fees that are paid to our firm for investment advisory
services are separate and distinct from the fees and expenses charged by mutual funds or exchange
traded funds (described in each fund's prospectus) to their shareholders. These fees will generally
include a management fee and other fund expenses. The Funds will also incur transaction charges
and/or brokerage fees when purchasing or selling securities. These charges and fees are typically
imposed by the broker-dealer or custodian through whom the account transactions are executed. We
do not share in any portion of the brokerage fees/transaction charges imposed by the broker-dealer or

custodian. To fully understand the total cost the Funds will incur, investors should review all the fees
charged by mutual funds, exchange traded funds, our firm, and others. For information on our
brokerage practices, refer to the Brokerage Practices section of this brochure.

Item 7 Types of Clients
We offer investment advisory services to individuals, as well as high net worth individuals, trusts,
estates, businesses, as well as other investment advisers. We serve as a sub-advisor to various
investment advisers and manage individual client accounts on behalf of such RIAs on a sub-advised
basis.

In general, we do not require a minimum dollar amount to open and maintain an advisory account.