|
⚲
|
| Keyboard |
| Alton Road Capital LP
✚
|
|
|---|---|
| CRD # | 332521 |
| SEC # | 801-131310 |
| CIK # | |
| AUM | 26.6 M (2026-03-05) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 203-247-2194 |
| Address | 4445 North A1A Vero Beach, FL 32963 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (3/5/2026) [Brochure] |
|---|
Item 5: Fees and Compensation
A. Each SMA is subject to a fixed quarterly management fee, payable quarterly in arrears. Additionally,
each SMA pays a performance fee which is subject to a high-water mark (the “Performance Fee”)
equal to a fixed percentage of the net profits at market at quarter end. For purposes hereof, “high
water mark” means the previous highest trading profits on which a Performance Fee was paid at
the end of any previous quarter.
B. Expenses and Taxes. Each party bears its own expenses in connection with the organization and
operation of an SMA. The Investment Manager will be responsible for and shall pay, or cause to
be paid, all ordinary office overhead expenses, including rent, employee salaries and other
compensation of all its employees and other personnel. Each SMA will be responsible for its own
expenses and taxes as described in the Agreement.
C. Each SMA is subject to termination and notification limitations as further described in the
Agreement.
D. Neither the Investment Manager nor any of its supervised persons accepts compensation for the
sale of securities or other investment products.
Date of Brochure: March 5, 2026 |
| Account Minimums and Types of Clients — Form ADV Part 2A (3/5/2026) [Brochure] |
|---|
Item 7: Types of Clients
The Investment Manager generally provides its advisory services to medium and large family offices that
have large, concentrated positions in publicly traded companies.
Date of Brochure: March 5, 2026 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 1 | 26.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1 | 26.6 |
| By Discretionary | ||
| Discretionary | 1 | 26.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 1 | 26.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 26.6 | |
| Total | 1 | 26.6 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Serves | Retail |
| LEI | 2549009V04ZOCPVEEU60 |
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