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| Apex Capital LLC
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| CRD # | 134996 |
| SEC # | 801-71380 |
| CIK # | 0001293585, 0000943518 |
| AUM | |
| Employees | 22 (32% Investors, 0% Brokers) |
| Phone | 925-253-1800 |
| Address | 25 Orinda Way Orinda, CA 94563-4402 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($B) |
|---|
| CIK | Period |
|---|---|
| 0001293585 0000943518 |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Icon PLC /Adr/ | 0.1 | ||
| Autoliv Inc | 0.1 | ||
| Burlington Stores Inc | 0.1 | ||
| Westinghouse Air Brake Technologies Corp | 0.1 | ||
| Old Dominion Freight Line Inc/VA | 0.1 | ||
| MercadoLibre Inc | 0.1 | ||
| CB Richard Ellis Group Inc | 0.1 | ||
| Align Technology Inc | 0.1 | ||
| Silgan Holdings Inc | 0.1 | ||
| Norwegian Cruise Line Holdings Ltd | 0.1 | ||
| Williams Sonoma Inc | 0.1 | ||
| Centene Corp | 0.1 | ||
| F5 Networks Inc | 0.1 | ||
| Willis Group Holdings PLC | 0.1 | ||
| Half Robert International Inc /DE/ | 0.1 | ||
| Manhattan Associates Inc | 0.1 | ||
| Middleby Corp | 0.1 | ||
| Ciena Corp | 0.1 | ||
| Signet Jewelers Ltd | 0.1 | ||
| Diamondback Energy Inc | 0.0 | ||
| Prev | Page 1 | Next | |||
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | P Apex Select IE | [2015-08-14] | 6.2 M | 107.1 M |
| Filed 2014-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | Apex SE LP | [2014-03-06] | 27.5 M | 27.3 M |
| Filed 2015-12-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Apex Cayman Fund Limited | 2012-03-14 | 136.0 M | |
| HF | Apex Equity Opportunity LP | [2012-03-14] | 27.5 M | |
| Filed 2012-04-03 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Permal Apex Select Ltd | [2012-03-14] | 6.2 M | 107.1 M |
| Filed 2014-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | Permal US Opportunities Ltd | [2012-03-14] | 459.4 M | 259.9 M |
| Filed 2016-03-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | Zaxis ELS US LP | [2012-03-14] | 18.3 M | 55.7 M |
| Filed 2015-11-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Zaxis ELS US ND LP | [2012-03-14] | 15.2 M | 331.8 M |
| Filed 2012-12-06 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Zaxis Equity Neutral LP | 2012-03-14 | 228.9 M | |
| HF | Zaxis Institutional Offshore | 2012-03-14 | 14.5 M | |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 13 | 1.6 |
| By Discretionary | ||
| Discretionary | 13 | 1.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 13 | 1.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.6 | |
| Total | 13 | 1.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Gary Gladstein | Director | 78 | 9 | |
| Isaac Souede | Director | 73 | 9 | |
| William Waters | Director | 55 | 7 | |
| Edmond Jousselin | Director | 47 | 7 | |
| Raymond Mason | Director | 46 | 7 | |
| Deborah Watson | Director | 12 | 5 | |
| Saintco Limited | Director | 12 | 5 | |
| Sanford Colen | Executive Officer | 22 | 4 | |
| Kara Dille | Executive Officer | 19 | 4 | |
| Apex Capital LLC | Executive Officer | 8 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000943518] | |
| SC 13D | [0000943518] | |
| 13F-HR | [0001293585] | |
| SC 13G | [0001293585] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Apex Capital Management | Enanta Pharmaceuticals Inc | [2016-02-10] |
| Apex Capital LLC | MicroStrategy Inc | [2014-02-04] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $1.9B |
| Serves | Institutional |
| Fund Types | Hedge Fund |
| LEI | M4JHJN2K3BCYNHIZOP83 |