Apex Capital LLC

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Apex Capital LLC ✚
CRD #	134996
SEC #	801-71380
CIK #	0000943518, 0001293585
AUM
Employees	22 (32% Investors, 0% Brokers)
Phone	925-253-1800
Address	25 Orinda Way Orinda, CA 94563-4402
Source	[IAPD] [EDGAR] [Website]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	Icon PLC /Adr/	0.1
	Autoliv Inc	0.1
	Burlington Stores Inc	0.1
	Westinghouse Air Brake Technologies Corp	0.1
	Old Dominion Freight Line Inc/VA	0.1
	MercadoLibre Inc	0.1
	CB Richard Ellis Group Inc	0.1
	Align Technology Inc	0.1
	Silgan Holdings Inc	0.1
	Norwegian Cruise Line Holdings Ltd	0.1
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
HF	P Apex Select IE	[2015-08-14]	6.2 M	107.1 M
	Filed 2014-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000
HF	Apex SE LP	[2014-03-06]	27.5 M	27.3 M
	Filed 2015-12-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Apex Cayman Fund Limited	2012-03-14		136.0 M
HF	Apex Equity Opportunity LP	[2012-03-14]		27.5 M
	Filed 2012-04-03 (D/A) · Exemption 506, 3(c), 3(c)(7) · Minimum $10,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Permal Apex Select Ltd	[2012-03-14]	6.2 M	107.1 M
	Filed 2014-03-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000
HF	Permal US Opportunities Ltd	[2012-03-14]	459.4 M	259.9 M
	Filed 2016-03-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000
HF	Zaxis ELS US LP	[2012-03-14]	18.3 M	55.7 M
	Filed 2015-11-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Zaxis ELS US ND LP	[2012-03-14]	15.2 M	331.8 M
	Filed 2012-12-06 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Zaxis Equity Neutral LP	2012-03-14		228.9 M
HF	Zaxis Institutional Offshore	2012-03-14		14.5 M
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	0	0.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	13	1.6
By Discretionary
Discretionary	13	1.6
Non-Discretionary	0	0.0
Total	13	1.6
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		1.6
Total	13	1.6

Form D Directors	Role	# Filings	# Firms
Gary Gladstein	Director	78	9
Isaac Souede	Director	73	9
William Waters	Director	55	7
Edmond Jousselin	Director	47	7
Raymond Mason	Director	46	7
Deborah Watson	Director	12	5
Saintco Limited	Director	12	5
Sanford Colen	Executive Officer	22	4
Kara Dille	Executive Officer	19	4
Apex Capital LLC	Executive Officer	8	2
Kara Singleton	Executive Officer	7	2

EDGAR Form	CIK	2011 - 2026
13F-HR	[0000943518]
SC 13D	[0000943518]
13F-HR	[0001293585]
SC 13G	[0001293585]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Apex Capital Management	Enanta Pharmaceuticals Inc	[2016-02-10]
Apex Capital LLC	MicroStrategy Inc	[2014-02-04]

Firm Profile (Form ADV)
Discretionary AUM	$1.9B
Serves	Institutional
Fund Types	Hedge Fund
LEI	M4JHJN2K3BCYNHIZOP83

Apex Capital LLC

Assets, Funds, Holdings