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| Apogem Capital LLC
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| CRD # | 309234 |
| SEC # | 801-118844 |
| CIK # | 0001845268 |
| AUM | 43.82 B (2026-05-14) |
| Employees | 259 (49% Investors, 20% Brokers) |
| Fees | |
| Minimum | |
| Phone | 212-601-3600 |
| Address | 299 Park Avenue New York, NY 10171 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Apogem Direct Lending KB Fund 4 LLC | 2026-03-30 | 142.6 M | |
| PE | Apogem Direct Lending KB Loan Portfolio LLC | 2026-03-30 | 50.0 M | |
| PE | Apogem Direct Lending Levered Fund 2 LLC | 2026-03-30 | 46.4 M | |
| PE | Apogem Direct Lending POBA Fund LLC | 2026-03-30 | 42.0 M | |
| PE | Apogem Gannett Peak Opportunity Fund LP - Investment Series A-1 | [2026-03-30] | 300.0 M | |
| Filed 2025-12-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apogem Gannett Peak Opportunity Fund LP - Investment Series A-2 | [2026-03-30] | 300.0 M | 32.1 M |
| Filed 2025-12-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apogem Gannett Peak Opportunity Fund LP - Investment Series B-1 | [2026-03-30] | 300.0 M | |
| Filed 2025-12-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apogem Senior Direct Lending Fund LP | [2026-03-30] | 178.4 M | |
| Filed 2025-05-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apogem Senior Direct Lending Master Fund O SCSP | [2026-03-30] | 50.0 M | 3.6 M |
| Filed 2025-11-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Apogem SRL 4 LLC | 2026-03-30 | 13.9 M | |
| PE | Apogem Star DL Sub LP | 2026-03-30 | 76.5 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2025 | [2026-03-30] | 50.9 M | 57.5 M |
| Filed 2026-02-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF CLO 12 LLC | 2026-03-30 | 234.7 M | |
| SA | MCF CLO 13 LLC | 2026-03-30 | 86.9 M | |
| PE | Apogem Private Equity Fund Xi LP | [2025-03-30] | 321.4 M | 34.0 M |
| Offered $550,000,000 · Filed 2025-11-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $228,646,939 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apogem Secondary Fund VII Coinvestments LP | [2025-03-30] | 156.6 M | 59.8 M |
| Filed 2025-10-07 (D/A) · Exemption 506(b) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | BFO Apogem Private Markets Delaware LP | 2025-03-30 | 5.5 M | |
| SA | MCF CLO 11 LLC | 2025-03-30 | 302.3 M | |
| PE | RLP Fund II LP | [2025-03-30] | 300.0 M | |
| Filed 2026-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apcap Strategic Partnership I LLC - Series B | 2024-09-30 | 94.7 M | |
| PE | Apogem Cardinal Co-Investment Fund LP | 2024-09-30 | 61.5 M | |
| PE | Apogem Real Assets Fund IV LP | [2024-09-30] | 119.9 M | 52.2 M |
| Filed 2025-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | Apogem SRL 3 LLC | 2024-09-30 | 248.3 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2024 | [2024-09-30] | 50.9 M | 55.6 M |
| Filed 2026-02-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Apogem Direct Lending Hyundai Fund 2 LLC | 2024-03-28 | 101.6 M | |
| HF | Apogem Direct Lending Levered Fund 2023-1 LLC | 2024-03-28 | 280.5 M | |
| PE | Apogem Direct Lending Loan Portfolio 2023 LLC | 2024-03-28 | 104.0 M | |
| PE | Apogem Heritage Fund VI LP | [2024-03-28] | 773.8 M | |
| Filed 2023-06-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Apogem Heritage Fund V LP | [2024-03-28] | 140.1 M | |
| Filed 2023-06-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Apogem Secondary Fund VII LP | [2024-03-28] | 1,213.7 M | 374.1 M |
| Offered $1,300,000,000 · Filed 2026-02-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $86,283,054 · Duration One year or less · Commission $1,131,906 · Revenue Decline to Disclose | ||||
| SA | Apogem SRL 2 LLC | 2024-03-28 | 410.2 M | |
| PE | Apogem US Direct Lending Limited I | 2024-03-28 | 768.3 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2023 | [2024-03-28] | 49.5 M | 45.8 M |
| Filed 2023-09-08 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | PA Capital Direct LLC- Series III | [2024-03-28] | 23.6 M | 5.2 M |
| Filed 2021-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Apcap Strategic Partnership I LLC | 2023-03-31 | 83.1 M | |
| PE | Apogem CoInvestment VII LP | 2023-03-31 | 299.3 M | |
| PE | Apogem Private Equity Fund X LP | [2023-03-31] | 382.5 M | 309.6 M |
| Offered $500,000,000 · Filed 2024-02-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $117,500,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2022 | [2023-03-31] | 48.7 M | 64.9 M |
| Filed 2022-01-26 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF CLO 10 Ltd | 2023-03-31 | 453.2 M | |
| PE | MCF SCA Fund LP | 2023-03-31 | 210.1 M | |
| PE | RLP Co-Investment Fund LP | [2023-03-31] | 812.2 M | 143.5 M |
| Filed 2023-06-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF Direct Lending LLC | 2022-03-31 | 211.1 M | |
| PE | MCF KB Fund III LLC | 2022-03-31 | 324.8 M | |
| PE | PA Real Assets Fund III LP | [2022-03-31] | 138.2 M | 336.8 M |
| Filed 2022-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | PA Secondary Fund VI Coinvestments LP | [2022-03-31] | 170.8 M | 255.7 M |
| Filed 2022-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Richmond CoInvestment Partners I LP- Series III | 2022-03-31 | 39.8 M | |
| PE | Social Advancement Fund LP | [2022-03-31] | 91.0 M | 99.0 M |
| Offered $300,000,000 · Filed 2022-11-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $209,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Washington Pike LP-Series B | 2022-03-31 | 24.9 M | |
| PE | Goldpoint Partners Select Manager Fund III AIV LP | 2021-03-31 | 6.0 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2021 | [2021-03-31] | 49.2 M | 27.1 M |
| Filed 2021-01-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | MCF Senior Debt Fund - 2020 LP | 2021-03-31 | 215.3 M | |
| PE | PA Capital Direct LLC-Series II | [2021-03-31] | 23.6 M | |
| Filed 2021-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Goldpoint Partners Select Manager Canada Fund V LP | 2020-06-19 | ||
| PE | Goldpoint Partners Select Manager Fund V LP | [2020-06-19] | 254.9 M | 395.3 M |
| Filed 2021-06-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $275,000 · Revenue Decline to Disclose | ||||
| PE | PA Small Company CoInvestment Fund II LP | [2020-06-19] | 25.0 M | 268.4 M |
| Filed 2022-01-12 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | RLP Fund LP | 2020-06-19 | 863.4 M | |
| PE | BMG PA Private Markets Delaware LP | 2020-03-30 | 86.4 M | |
| PE | Goldpoint Partners Private Debt V LP | [2020-03-30] | 756.7 M | 326.8 M |
| Filed 2022-02-09 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Commission $401,400 · Revenue Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2019 | [2020-03-30] | 49.3 M | 41.7 M |
| Filed 2019-01-25 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2020 | [2020-03-30] | 49.2 M | 55.8 M |
| Filed 2020-01-21 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF CLO IX Ltd | 2020-03-30 | 295.9 M | |
| PE | MCF Hyundai Fund LLC | 2020-03-30 | 82.7 M | |
| PE | MCF Senior Debt Fund 2019-I LP | 2020-03-30 | 50.3 M | |
| PE | PA Capital Direct LLC | [2020-03-30] | 23.6 M | 57.1 M |
| Filed 2021-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | PA Secondary Fund VI LP | [2020-03-30] | 389.9 M | 783.7 M |
| Offered $500,000,000 · Filed 2022-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $110,140,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | PA Small Co Private Equity Fund IX LP | [2020-03-30] | 284.4 M | 563.1 M |
| Offered $500,000,000 · Filed 2021-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $215,600,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Richmond CoInvestment Partners I LP | [2020-03-30] | 37.0 M | |
| Offered $125,000,000 · Filed 2016-12-15 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $125,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Richmond CoInvestment Partners I LP-Series II | 2020-03-30 | 31.3 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2018 | [2019-03-29] | 49.3 M | 53.4 M |
| Filed 2018-02-05 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF CLO VIII Ltd | 2019-03-29 | 320.3 M | |
| PE | MCF Hanwha Fund LLC | 2019-03-29 | 44.3 M | |
| PE | MCF KB Fund II LLC | 2019-03-29 | 29.6 M | |
| PE | MCF KB Fund LLC | 2019-03-29 | 71.0 M | |
| PE | MCF PD Fund LP | 2019-03-29 | 202.1 M | |
| PE | PA Middle Market Fund LP | [2019-03-29] | 165.9 M | |
| Filed 2018-12-21 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Washington Pike | [2019-03-29] | 64.5 M | 66.7 M |
| Offered $64,500,000 · Filed 2018-12-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Goldpoint Partners Co-Investment VI LP | [2018-03-28] | 731.8 M | 0.0 M |
| Filed 2018-01-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $225,000 · Revenue Decline to Disclose | ||||
| PE | Goldpoint Partners Select Manager Fund IV LP | [2018-03-28] | 506.1 M | 880.2 M |
| Filed 2018-12-20 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $25,000 · Revenue Decline to Disclose | ||||
| PE | Goldpoint Private Credit Fund LP | [2018-03-28] | 100.0 M | |
| Filed 2017-10-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Ironshore Investments BL I Ltd | 2018-03-28 | 7.5 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2017 | [2018-03-28] | 49.4 M | 41.7 M |
| Filed 2017-02-23 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF CLO VI LLC | 2018-03-28 | 155.0 M | |
| PE | Private Advisors Real Assets Fund II LP | [2018-03-28] | 210.2 M | 219.9 M |
| Filed 2019-06-24 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Private Advisors Small Co Private Equity Fund VIII LP | [2018-03-28] | 3.0 M | 499.7 M |
| Filed 2018-07-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Private Advisors Small Co CoInvestment Fund - ERISA LP | [2017-03-31] | 23.4 M | |
| Offered $125,000,000 · Filed 2016-12-15 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $125,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Goldpoint Mezzanine Partners Co-Investment Fund A LP | [2017-03-27] | 22.3 M | 15.1 M |
| Filed 2021-03-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Goldpoint Partners Co-Investment Fund-A LP | [2017-03-27] | 10.8 M | 9.0 M |
| Filed 2021-03-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| SA | MCF CLO VII LLC | 2016-07-15 | 308.4 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2016 | [2016-05-27] | 39.5 M | 30.4 M |
| Filed 2016-01-28 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | MCF Mezzanine Fund I LLC | 2016-05-27 | 0.0 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2015 | [2016-03-30] | 39.6 M | 35.3 M |
| Filed 2015-02-04 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Goldpoint Mezzanine Partners IV LP | [2016-03-29] | 811.0 M | 608.9 M |
| Filed 2016-08-16 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $2,736,000 · Revenue Decline to Disclose | ||||
| PE | Goldpoint Partners Select Manager Fund III LP | [2016-03-29] | 223.1 M | 234.5 M |
| Filed 2016-09-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $50,000 · Revenue Decline to Disclose | ||||
| PE | Private Advisors CoInvestment Fund IV LP | [2016-03-23] | 33.7 M | 46.6 M |
| Offered $125,000,000 · Filed 2016-07-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $91,275,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Private Advisors Real Assets Fund LP | [2016-03-23] | 100.0 M | 134.8 M |
| Offered $200,000,000 · Filed 2016-07-01 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $100,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Private Advisors Secondary Fund V LP | [2016-03-23] | 175.2 M | 208.7 M |
| Offered $275,000,000 · Filed 2017-12-14 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining $99,750,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Private Advisors Small Co CoInvestment Fund LP | [2016-03-23] | 30.0 M | 51.3 M |
| Offered $100,000,000 · Filed 2016-07-19 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining $70,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Private Advisors Small Co Private Equity Fund VII LP | [2016-03-23] | 20.0 M | 263.2 M |
| Offered $20,000,000 · Filed 2017-07-11 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| SA | MCF CLO V LLC | 2015-05-20 | 304.6 M | |
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2014 | [2015-03-26] | 39.6 M | 28.9 M |
| Filed 2014-03-13 (D) · Exemption 506(b) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Private Advisors Small Company Private Equity Fund VI LP | [2014-03-31] | 231.2 M | 229.4 M |
| Filed 2015-08-03 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Commission $289,505 · Revenue Decline to Disclose | ||||
| PE | Madison Avenue Loan Fund LP | [2014-03-05] | 200.0 M | 4.7 M |
| Offered $200,000,000 · Filed 2013-05-31 (D) · Exemption 506, 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2013 | [2014-03-05] | 39.6 M | 4.5 M |
| Filed 2013-01-15 (D/A) · Exemption 506 · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Private Advisors Small Company Buyout V- ERISA Fund LP | [2013-09-16] | 61.0 M | 0.9 M |
| Filed 2013-09-18 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration One year or less · Commission $50,000 · Revenue Decline to Disclose | ||||
| SA | MCF CLO IV LLC | 2013-05-20 | 522.6 M | |
| PE | Goldpoint Partners Co-Investment V LP | [2013-03-28] | 527.6 M | 0.8 M |
| Filed 2014-07-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Commission $105,510 · Revenue Decline to Disclose | ||||
| PE | Montpelier Fund LP | [2013-03-28] | 103.3 M | 0.1 M |
| Filed 2013-09-18 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Private Advisors CoInvestment Fund III LP | [2013-03-28] | 48.7 M | |
| Filed 2013-09-17 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Private Advisors CoInvestment Fund II LP | [2012-03-30] | 40.4 M | 5.2 M |
| Offered $100,000,000 · Filed 2011-03-16 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $500,000 · Remaining $59,609,000 · Duration More than one year · Revenue $25,000,001 - $100,000,000 | ||||
| PE | Private Advisors Small Company Buyout Fund III LP | 2012-03-30 | 49.2 M | |
| PE | Private Advisors Small Company Buyout Fund IV LP | [2012-03-30] | 144.5 M | |
| Offered $200,000,000 · Filed 2011-03-16 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining $55,528,000 · Duration More than one year · Revenue Over $100,000,000 | ||||
| PE | Private Advisors Small Company Buyout Fund V LP | [2012-03-30] | 279.0 M | 1.5 M |
| Filed 2013-09-17 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Commission $15,590 · Revenue Over $100,000,000 | ||||
| PE | New York Life Capital Partners IV-A LP | 2012-03-29 | 3.0 M | |
| PE | New York Life Capital Partners IV LP | 2012-03-29 | 11.6 M | |
| PE | NYLCap 2010 Co-Invest LP | 2012-03-29 | 1.0 M | |
| PE | NYLCap Mezzanine Partners III LP | [2012-03-29] | 100.0 M | 4.9 M |
| Offered $100,000,000 · Filed 2012-01-13 (D) · Exemption 506, 3(c), 3(c)(7) · Minimum $1 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | NYLCap Select Manager Cayman Fund LP | 2012-03-29 | 0.2 M | |
| PE | NYLCap Select Manager Fund II LP | [2012-03-29] | 130.1 M | 5.6 M |
| Offered $250,000,000 · Filed 2013-01-14 (D/A) · Exemption 506, 3(c), 3(c)(7) · Remaining $119,950,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | NYLCap Select Manager Fund LP | [2012-03-29] | 1.6 M | |
| PE | Cuyahoga Capital Emerging Buyout Partners LP | 2012-02-14 | 32.2 M | |
| PE | Cuyahoga Capital Partners IV LP | [2012-02-14] | 132.5 M | 21.5 M |
| Offered $132,500,000 · Filed 2012-10-02 (D/A) · Exemption 506, 3(c), 3(c)(1) · Minimum $50,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2008 | [2012-01-20] | 54.8 M | 0.0 M |
| Offered $54,832,500 · Filed 2012-01-12 (D) · Exemption 506 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2010 | [2012-01-20] | 21.9 M | 0.5 M |
| Offered $21,880,000 · Filed 2012-01-12 (D) · Exemption 506 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2011 | [2012-01-20] | 33.2 M | |
| Offered $33,215,000 · Filed 2012-01-12 (D) · Exemption 506 · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Madison Capital Funding Co-Investment Fund LP - Series 2012 | [2012-01-20] | 40.0 M | 0.0 M |
| Filed 2012-12-31 (D/A) · Exemption 506 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 1 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 1 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 137 | 23.5 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 0.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 8.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 12.0 |
| (n) Other | 0 | 0.0 |
| Total | 144 | 43.8 |
| By Discretionary | ||
| Discretionary | 127 | 41.4 |
| Non-Discretionary | 17 | 2.5 |
| Total | 144 | 43.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 5.0 | |
| United States Persons | 38.9 | |
| Total | 144 | 43.8 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Shannon | Promoter | 36 | 5 | |
| Christopher Stringer | Executive Officer, Promoter | 49 | 4 | |
| Louis Moelchert III | Promoter | 47 | 4 | |
| Louis Moelchert Jr | Promoter | 46 | 4 | |
| Gregory Ciaverelli | Executive Officer, Promoter | 37 | 4 | |
| James Barker V | Executive Officer | 26 | 4 | |
| Thomas Haubenstricker | Executive Officer | 26 | 4 | |
| Timothy Berry | Promoter | 22 | 4 | |
| John Schumacher | Executive Officer | 15 | 4 | |
| Christopher Taylor | Executive Officer | 77 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001845268] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 3 (23 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 549300S5HOLSGCLLYI65 |
| Related People Network |
|---|
| 71 people file Form D offerings alongside this firm's people, tied to 10 other firms through shared filers. |
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|---|---|---|
|
Investure LLC
✚
|
VA | 38.52 B |
|
First Manhattan Co LLC
✚
|
NY | 38.09 B |
|
Rockefeller & Co LLC
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NY | 36.76 B |
|
Oppenheimer & Co Inc
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|
NY | 36.71 B |
|
Select Equity Group LP
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|
NY | 36.38 B |
|
Voya Alternative Asset Management LLC
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|
NY | 34.01 B |
|
First Pacific Advisors LP
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|
CA | 32.00 B |
|
Muzinich & Co Inc
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|
NY | 31.27 B |
|
BTG Pactual Asset Management US LLC
✚
|
NY | 30.11 B |
|
JP Morgan Alternative Asset Management Inc
✚
|
NY | 29.73 B |