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| Happy Holidays!! thanks for using AUM13F!! |
| Rockefeller & Co LLC
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| CRD # | 294197 |
| SEC # | 801-113009 |
| CIK # | 0000315123, 0001723502 |
| AUM | $32.6 B (2025-04-19) |
| Employees | 554 (28% Investors, 26% Brokers) |
| Phone | 212-549-5100 |
| Address | 45 Rockefeller Plaza New York, NY 10111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Microsoft Corp | 3.6 | ||
| Nvidia Corp | 2.5 | ||
| Apple Inc | 2.5 | ||
| Amazon Com Inc | 2.2 | ||
| Broadcom Inc | 1.5 | ||
| Alphabet Inc | 1.3 | ||
| Facebook Inc | 1.2 | ||
| J P Morgan Chase & Co | 1.2 | ||
| VISA Inc | 0.8 | ||
| Alphabet Inc | 0.8 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | ICG SE V Titan Co-Investment Access Fund LP | [2025-03-31] | 0.0 | 13.9 |
| PE | Rockefeller Fintech Innovation Fund I LP | [2024-03-29] | 60.4 | 46.8 |
| PE | Titan Prismre LP | [2024-03-29] | 0.0 | 49.6 |
| Other | Rockefeller Private Equity Partners II LLC | [2023-03-31] | 109.6 | 77.2 |
| PE | Titan Protein LP | [2023-03-31] | 0.0 | 7.3 |
| PE | Titan Thera LP | [2023-03-31] | 23.4 | 23.1 |
| Other | Tigerglobal Access LP | [2022-03-31] | 34.7 | 0.2 |
| PE | Titan AG LP | [2022-03-31] | 14.1 | 24.4 |
| PE | Titan Falcons LP F/K/A Spearhead Falcons LP | [2022-03-31] | 39.2 | 99.4 |
| PE | Titan Birds Fund LP | [2021-03-31] | 14.1 | 0.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 129 | 0.1 |
| (b) Individuals (high net worth individuals) | 5,326 | 22.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 6 | 1.1 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 78 | 6.5 |
| (g) Pension and profit sharing plans | 4 | 0.0 |
| (h) Charitable organizations | 58 | 1.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 6 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 5 | 0.2 |
| (m) Corporations or other businesses not listed above | 24 | 0.8 |
| (n) Other | 0 | 0.0 |
| Total | 9,530 | 32.6 |
| By Discretionary | ||
| Discretionary | 9,025 | 29.6 |
| Non-Discretionary | 505 | 3.0 |
| Total | 9,530 | 32.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.3 | |
| United States Persons | 30.2 | |
| Total | 9,530 | 32.6 |
| Limited Partners | 2011 - 2025 |
|---|---|
| New York State and Local Retirement System |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Todd Walters | 10 | |||
| Rockefeller & Co Inc | 16 | |||
| Rockefeller Fund Managers LLC | 6 | |||
| Timothy McCarthy | 19 | |||
| Rockefeller & Co LLC | 18 | |||
| Gary Anderson | 12 | |||
| Rockefeller Co LLC | 9 | |||
| Spearhead Capital Advisors LLC | 3 | |||
| Titan Protein GP LLC | 2 | |||
| Titan Space GP LLC | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-NT | [0000315123] | |
| 13F-NT | [0001723502] |
| Related Firms | State | AUM ($B) |
|---|---|---|
|
Rockefeller Financial LLC
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|
NY | 70.0 |
|
Rockefeller & Co LLC
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|
NY | 32.6 |
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|
First Pacific Advisors LP
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|
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|
Voya Alternative Asset Management LLC
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|
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|
Citi Global Alternatives LLC
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