|
⚲
|
| Keyboard |
| Rockefeller & Co LLC
✚
|
|
|---|---|
| CRD # | 294197 |
| SEC # | 801-113009 |
| CIK # | 0000315123, 0001723502 |
| AUM | 36.76 B (2026-03-31) |
| Employees | 602 (62% Investors, 55% Brokers) |
| Phone | 212-549-5100 |
| Address | 45 Rockefeller Plaza New York, NY 10111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] [Instagram] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 1.7 | ||
| Nvidia Corp | 1.6 | ||
| Microsoft Corp | 1.5 | ||
| Alphabet Inc | 1.2 | ||
| Amazon Com Inc | 1.2 | ||
| Broadcom Inc | 0.9 | ||
| J P Morgan Chase & Co | 0.7 | ||
| Alphabet Inc | 0.6 | ||
| Facebook Inc | 0.6 | ||
| Lilly Eli & Co | 0.5 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Rockefeller Igipe International Holdings LP | 2026-03-31 | 70.0 M | |
| PE | Rockefeller Private Equity Select Opportunities Fund I-A LP | [2026-03-31] | 235.9 M | |
| Filed 2025-09-18 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Rockefeller Private Equity Select Opportunities Fund LP I-B LP | [2026-03-31] | 0.7 M | 27.2 M |
| Offered $674,997 · Filed 2025-09-18 (D) · Exemption 506(b) · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Titan Tech Pioneers LP | [2026-03-31] | 198.9 M | |
| Filed 2025-06-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | ICG SE V Titan Co-Investment Access Fund LP | [2025-03-31] | 104.9 M | |
| Filed 2024-11-27 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| PE | Rockefeller Fintech Innovation Fund I LP | [2024-03-29] | 60.4 M | 63.1 M |
| Filed 2024-01-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose | ||||
| PE | Titan Prismre LP | [2024-03-29] | 39.8 M | |
| Filed 2023-07-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Rockefeller Private Equity Partners II LLC | [2023-03-31] | 109.6 M | 83.5 M |
| Filed 2017-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Titan Protein LP | [2023-03-31] | 7.3 M | |
| Filed 2022-08-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | Titan Thera LP | [2023-03-31] | 23.4 M | 19.4 M |
| Filed 2022-09-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 3,335 | 1.6 |
| (b) Individuals (high net worth individuals) | 2,596 | 21.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 12 | 3.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 47 | 4.7 |
| (g) Pension and profit sharing plans | 34 | 0.1 |
| (h) Charitable organizations | 87 | 2.3 |
| (i) State or municipal government entities | 2 | 0.2 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 3 | 0.1 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 374 | 3.0 |
| (n) Other | 0 | 0.0 |
| Total | 10,479 | 36.8 |
| By Discretionary | ||
| Discretionary | 9,918 | 31.8 |
| Non-Discretionary | 561 | 5.0 |
| Total | 10,479 | 36.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 36.8 | |
| Total | 10,479 | 36.8 |
| Limited Partners | 2011 - 2026 |
|---|---|
| New York State and Local Retirement System |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Todd Walters | Executive Officer | 10 | 4 | |
| Rockefeller Fund Managers LLC | Executive Officer, Promoter | 6 | 3 | |
| Spearhead Capital Advisors LLC | Promoter | 3 | 3 | |
| Rockefeller Co LLC | Executive Officer | 21 | 2 | |
| Timothy McCarthy | Executive Officer | 19 | 2 | |
| Rockefeller Co LLC | Executive Officer | 12 | 2 | |
| Gary Anderson | Executive Officer | 12 | 2 | |
| Rsof I LLC | Executive Officer | 3 | 2 | |
| Titan Prismre GP LLC | Executive Officer | 2 | 2 | |
| Titan Thera GP LLC | Executive Officer | 2 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-NT | [0000315123] | |
| 13F-NT | [0001723502] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $15.5B |
| Clients | 423 (1 non-US) |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
| LEI | 254900AS2JCFQJX9T709 |
| Related Firms | State | AUM |
|---|---|---|
|
Rockefeller Financial LLC
✚
|
NY | 99.60 B |
|
Rockefeller & Co LLC
✚
|
NY | 36.76 B |
| Comparable Firms | State | AUM |
|---|---|---|
|
Apogem Capital LLC
✚
|
NY | 43.82 B |
|
Investure LLC
✚
|
VA | 38.52 B |
|
First Manhattan Co LLC
✚
|
NY | 38.09 B |
|
Oppenheimer & Co Inc
✚
|
NY | 36.71 B |
|
Select Equity Group LP
✚
|
NY | 36.38 B |
|
Voya Alternative Asset Management LLC
✚
|
NY | 34.01 B |
|
First Pacific Advisors LP
✚
|
CA | 32.00 B |
|
Muzinich & Co Inc
✚
|
NY | 31.27 B |
|
BTG Pactual Asset Management US LLC
✚
|
NY | 30.11 B |
|
JP Morgan Alternative Asset Management Inc
✚
|
NY | 29.73 B |