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| Rockefeller & Co LLC
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|---|---|
| CRD # | 294197 |
| SEC # | 801-113009 |
| CIK # | 0000315123, 0001723502 |
| AUM | $27.4 BB (2024-07-25) |
| Employees | 512 (31% Investors, 34% Brokers) |
| Phone | 212-549-5100 |
| Address | 45 Rockefeller Plaza New York, NY 10111 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($BB) |
|---|
| Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
|---|---|---|---|
| MSFT | 1,918.2 | 1.3 | |
| AAPL | 2,382.8 | 1.2 | |
| AMZN | 1,093.0 | 0.9 | |
| NVDA | 399.6 | 0.9 | |
| GOOGL | 1,475.1 | 0.6 | |
| META | 434.9 | 0.5 | |
| LLY | 301.8 | 0.5 | |
| AVGO | 201.3 | 0.4 | |
| JPM | 340.2 | 0.4 | |
| ORCL | 182.8 | 0.3 | |
| View All | |||
| Holdings by Sector ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Rockefeller Fintech Innovation Fund I LP | [2024-03-29] | 60.4 | 26.6 |
| PE | Titan Prismre LP | [2024-03-29] | 0.0 | 50.5 |
| Other | Rockefeller Private Equity Partners II LLC | [2023-03-31] | 109.6 | 73.1 |
| PE | Titan Protein LP | [2023-03-31] | 0.0 | 8.5 |
| PE | Titan Thera LP | [2023-03-31] | 23.4 | 22.6 |
| Other | Tigerglobal Access LP | [2022-03-31] | 34.7 | 12.5 |
| PE | Titan AG LP | [2022-03-31] | 14.1 | 33.3 |
| PE | Titan Falcons LP F/K/A Spearhead Falcons LP | [2022-03-31] | 39.2 | 99.4 |
| PE | Titan Birds Fund LP | [2021-03-31] | 14.1 | 0.0 |
| PE | Titan Space Fund LP | [2021-03-31] | 75.0 | 227.6 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 514 | 0.2 |
| (b) Individuals (high net worth individuals) | 3,366 | 13.5 |
| (c) Banking or thrift institutions | 2 | 4.6 |
| (d) Investment companies | 3 | 0.7 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 59 | 6.1 |
| (g) Pension and profit sharing plans | 11 | 0.0 |
| (h) Charitable organizations | 83 | 1.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 6 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 5 | 0.2 |
| (m) Corporations or other businesses not listed above | 64 | 0.5 |
| (n) Other | 0 | 0.0 |
| Total | 9,424 | 27.4 |
| By Discretionary | ||
| Discretionary | 8,946 | 25.2 |
| Non-Discretionary | 478 | 2.2 |
| Total | 9,424 | 27.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.4 | |
| United States Persons | 25.0 | |
| Total | 9,424 | 27.4 |
| Limited Partners | 2011 - 2024 |
|---|---|
| New York State and Local Retirement System | |
| New York State Common Retirement Fund |
| Form D Directors | # Filings | # Firms | 2011 - 2024 | |
|---|---|---|---|---|
| Todd Walters | 10 | |||
| Rockefeller & Co Inc | 16 | |||
| Rockefeller Fund Managers LLC | 6 | |||
| Timothy McCarthy | 19 | |||
| Rockefeller & Co LLC | 17 | |||
| Gary Anderson | 12 | |||
| Rockefeller Co LLC | 7 | |||
| Spearhead Capital Advisors LLC | 3 | |||
| Titan Space GP LLC | 2 | |||
| Titan Thera GP LLC | 2 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2024 |
|---|---|---|
| 13F-NT | [0000315123] | |
| 13F-NT | [0001723502] |
| Related Firms | State | AUM ($BB) |
|---|---|---|
|
Rockefeller Financial LLC
✚
|
NY | 51.8 |
|
Rockefeller & Co LLC
✚
|
NY | 27.4 |
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|---|---|---|
|
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|
VA | 32.2 |
|
First Manhattan Co LLC
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NY | 31.8 |
|
BTG Pactual Asset Management US LLC
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NY | 27.8 |
|
Oppenheimer & Co Inc
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NY | 27.5 |
|
First Pacific Advisors LP
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|
CA | 24.8 |
|
Voya Alternative Asset Management LLC
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NY | 24.7 |
|
Citi Global Alternatives LLC
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NY | 22.2 |
|
Summit Rock Advisors LP
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NY | 21.5 |
|
Fiera Capital Inc
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|
NY | 21.4 |
|
Hirtle Callaghan & Co LLC
✚
|
PA | 19.2 |