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| Appomattox Advisory Inc
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| CRD # | 153731 |
| SEC # | 801-71652 |
| CIK # | |
| AUM | 425.6 M (2026-03-27) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 212-895-3000 |
| Address | 551 5th Ave New York, NY 10176 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Archway Linse Cap F1 LP | [2022-03-30] | 6.3 M | 19.0 M |
| Offered $6,325,000 · Filed 2021-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $50,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| PE | MCP Linse Capital Fund 1 | 2022-03-30 | 12.1 M | |
| PE | Monticello Capital Partners Limited -Segregated Account MCP - Tiger PIP XV | [2022-03-30] | 3.1 M | 2.7 M |
| Offered $3,150,000 · Filed 2021-11-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $400,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| HF | Pal Archway Offshore Ltd | [2020-03-31] | 20.6 M | |
| Filed 2019-07-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Pal Archway Onshore LP | [2020-03-31] | 12.1 M | |
| Filed 2019-07-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Monticello Capital Partners Ltd -Segregated Account MCP - Tiger PIP Xi | [2019-03-29] | 3.6 M | 3.7 M |
| Offered $3,597,750 · Filed 2021-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $110,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Thomas Welles Fund I LLC | [2015-03-20] | 179.0 M | 0.3 M |
| Filed 2021-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Minimum $50,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Hatchlings Fund Ltd | [2014-03-31] | 16.5 M | 11.4 M |
| Filed 2021-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Archway Appreciation Fund Limited | [2012-03-30] | 24.1 M | 4.4 M |
| Filed 2021-12-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Archway Commodities Fund LP | [2012-03-30] | 11.4 M | 3.1 M |
| Filed 2015-12-07 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 14 | 379.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 7 | 39.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 7.2 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 22 | 425.6 |
| By Discretionary | ||
| Discretionary | 16 | 68.4 |
| Non-Discretionary | 6 | 357.2 |
| Total | 22 | 425.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 223.0 | |
| United States Persons | 202.7 | |
| Total | 22 | 425.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| James Gibbons | Director | 18 | 3 | |
| Susan Webb | Director, Executive Officer | 10 | 2 | |
| Oscar Vollmer | Director, Executive Officer | 8 | 1 | |
| Oscar Gil Vollmer | Director, Executive Officer | 7 | 1 | |
| Leah Scott | Director | 4 | 1 | |
| Ivan Gallegos | Executive Officer | 2 | 1 | |
| General Partner Appomattox Advisory Inc | Director | 2 | 1 | |
| Randall Krebs | Director | 2 | 1 | |
| Membermanager Appomattox Advisory Inc | Director | 1 | 1 | |
| Archway Investment Advisors Limited | Director | 1 | 1 | |
| Appomattox Advisory Inc | Director | 1 | 1 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity |
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