Aragon Capital LLC

Item 5: Fees and Compensation

A. Fee Schedule

Lower fees for comparable services may be available from other sources.

Investment Supervisory Services Fees

           Total Assets Under Management                   Annual Fee

                  Up to $2,500,000                           2.50%

              $2,500,001 - $10,000,000                       2.00%

                 Above $10,000,000                           1.50%

These fees are negotiable depending upon the needs of the client and complexity of the
situation, and the final fee schedule is attached as Exhibit II of the Investment Advisory
Contract. Advisory fees are paid daily, monthly or quarterly in arrears, depending on the
client’s arrangement with the client’s custodian. Because fees are charged in arrears, no
refund policy is necessary. Advisory fees are withdrawn directly from the client’s
accounts with client written authorization. Clients may terminate their accounts without
penalty within 5 business days of signing the advisory contract. Thereafter, clients may
terminate their contracts with fifteen days’ written notice.

B. Payment of Fees

Payment of Investment Supervisory Fees

Advisory fees are withdrawn directly from the client’s accounts with client written
authorization. Fees are paid daily, monthly or quarterly in arrears, depending on the
client’s arrangement with the client’s custodian.

Selection of Other Advisers Fees

For the clients that engage Lionshare for the investment management of their portfolio,
these clients will be assessed a separate "Investment Management Fee" that is billed
quarterly, in advance and based on the market value of the Client's Account on the last
day of the month in the prior quarter. These fees will be billed directly from the Client
Account and are detailed in the Lionshare documentation authorized by a client
signature. The Lionshare Investment Management Fee is separate from any fee to the
Financial Advisor and may be billed on a different schedule.

We provide an additional service for accounts not directly held in our custody, but where
we do have discretion, and may leverage an Order Management System to implement
tax-efficient asset location and opportunistic rebalancing strategies on behalf of the client.
These are primarily 401(k) accounts, HSA’s, and other assets we do not custody. We
regularly review the available investment options in these accounts, monitor them, and
rebalance and implement our strategies in the same way we do other accounts, though
using different tools as necessary. This fee will be assessed and billed quarterly.

       Specifically, the exact amount charged is determined by the daily average over the course
       of the quarter. The current exception for this is directly-managed held-away accounts,
       which are determined by the account value at the end of the quarter. In either case, if the
       Adviser only manages your assets for part of a quarter, the charge will be prorated. The
       advisory fee is a blended fee and is calculated by assessing the percentage rates using the
       predefined levels of assets as shown in the above chart and applying the fee to the daily
       average of the account value or the account value as of the last day of the previous quarter
       (per the paragraph above), resulting in a combined weighted fee. For example, an account
       valued at $2,000,000 would pay an effective fee of 1% with the annual fee being $20,000 (a
       quarterly fee of $5,00). Investment management fees are generally directly debited on a
       pro rata basis from client accounts. The exception for this is directly-managed held-away
       accounts, such as 401(k)’s. As it is impossible to directly debit the fees from these accounts,
       those fees will be assigned to the client’s taxable accounts on a pro-rata basis. If the client
       does not have a taxable account, those fees will be billed directly to the client. Accounts
       initiated or terminated during a calendar quarter will be charged a pro-rated fee based on
       the amount of time remaining in the billing period. An account may be terminated with
       written notice at least 15 calendar days in advance. Since fees are paid in arrears, no rebate
       will be needed upon termination of the account.

       C. Clients Are Responsible For Third Party Fees

       Clients are responsible for the payment of all third party fees (i.e. custodian fees,
       brokerage fees, mutual fund fees, transaction fees, etc.). Those fees are separate and
       distinct from the fees and expenses charged by AC. Please see Item 12 of this brochure
       regarding broker/custodian.

       D. Prepayment of Fees

       AC collects its fees in arrears. It does not collect fees in advance.

       E. Outside Compensation For the Sale of Securities to Clients

       Neither AC nor its supervised persons accept any compensation for the sale of securities
       or other investment products, including asset-based sales charges or service fees from the
       sale of mutual funds.

Item 7: Types of Clients

AC generally provides management supervisory services to the following types of clients:

          ❖ Individuals
          ❖ High-Net-Worth Individuals
          ❖ Corporations or Business Entities

Minimum Account Size
There is no account minimum.