Aria Wealth Partners LLC

ITEM 5 - FEES AND COMPENSATION

WEALTH ADVISORY SERVICES
Aria Wealth charges advisory fees (“Advisory Fees”) for Wealth Advisory Services which are calculated as a percentage of assets
under management (“Assets”). Our standard annual Advisory Fee is as follows:
                                         Assets Managed           Advisory Fee
                                         First $1,000,000             1.10%
                                         Next $2,000,000              1.00%
                                         Next $3,000,000              0.75%
                                         Next $4,000,000              0.60%
                                             Above                    0.50%
                                           $10,000,000
The Advisory Fee is calculated monthly in advance based upon the average value of the Assets over the previous month. The Advisory
Fee is blended, so the first $1 million is billed at the first tier, and the next $1 million is billed at the next tier, etc. A client with more
than $10 million will pay a blended fee based on each level of Assets managed. Each time the Advisory Fee is debited, Aria Wealth
will send the client an invoice showing the formula used to calculate the fee, the amount of assets under management the fee is
based on, and the time-period covered by the fee. It is important to know that the custodian will not be checking the accuracy of
the fees, so clients should review the accuracy of the Advisory Fee. In the event of termination, clients will be rebated the unearned
portion of the advisory fee that was billed in advance by crediting their account or sending them a personal check. Advisory Fees
are typically debited directly from the client account, although in some situations we can send the client an invoice which could be
paid by personal check.
The Assets include all positions in the accounts, cash, declared and paid dividends, accrued income and interest payments, unless
specifically excluded or restricted from billing in writing by the client. We have some clients on a lower fee schedule or waived
minimum fee based on the individual client circumstances, familial relationships, complexity of relationship, existing client, etc.
When you engage us, you will sign an Advisory Agreement that fully discloses our Advisory Fee and gives us authorization to debit
our fee directly from your accounts. Our Advisory Fee is negotiable.
Clients are also responsible for all transaction charges, fees and other expenses charged and imposed by the custodian who holds
the Assets, which is separate and in addition to our Advisory Fees. Additionally, clients may incur, relative to all mutual fund and
exchange traded fund purchases, charges imposed at the fund level (e.g., management fees and other fund expenses. Accordingly,
clients should review the fees charged by the investments, custodian and our Advisory Fee to fully understand the total amount of
the fees being paid. The investments selected for the clients are not exclusively available to us and could be obtained through other
unaffiliated firms and potentially at a lower fee.
FINANCIAL PLANNING
Financial Planning is included in the Advisory Fee for Wealth Advisory Service clients who request the same. For standalone Financial
Planning, our fixed fee is from $2,500 to $10,000 per plan and is based on the complexity or detail of the services requested.
Financial Planning fees can be paid by a personal check or through a third-party electronic payment processor.

ARIA WEALTH PARTNERS, LLC
MARCH 6, 2026 | PAGE 3

Under our fixed fee arrangement, any fee will be agreed in advance of services being performed and clearly shown on the Financial
Planning agreement. The fee will be determined based on factors including the complexity of your financial situation, agreed upon
deliverables, and whether you intend to implement any recommendations through Aria Wealth. Our Financial Planning fee is
negotiable.
Typically, we complete a plan or financial assessment within a month and will present it to you within 90 days of the contract date,
if you have provided us with all information needed to prepare the financial plan. Planning Fees are billed at the execution of the
Financial Planning Agreement. You may terminate the financial planning agreement by providing us with written notice and we will
send the client a corporate check. There is no penalty for termination of your financial planning agreement prior to the plan being
delivered to you.
For insurance and annuity products managed through DPL, we may charge and fee or include the value of these assets in the
calculation of your total Assets Under Management (AUM) for billing purposes. We pay an annual membership fee to DPL to access
their platform, proprietary tools, and consultant services. This fee is paid by the Firm and is not charged directly to clients; however,
the use of DPL’s platform is part of the overall service suite supported by our advisory fees.
RETIREMENT PLANNING SERVICES
We charge advisory fees (“Retirement Advisory Fees”) for Retirement Plan Advisory Services which are calculated as a percentage
of assets under management (“Assets”). Retirement Advisory Fees are based on a percentage of managed plan assets and will range
from 0.50% to 1.50%. The services provided are selected in the Retirement Plan Agreement and can include Plan Set, Plan
Conversion, Recommending and Monitoring Investments, Plan Performance Review, Benchmarking or Participant Education
Services. The fee-paying arrangements will be determined on a case-by-case basis and will be detailed in the signed Retirement Plan
Advisory Services Agreement. Our Retirement Advisory Fees are negotiable. Retirement Advisory Fees may be billed in advance or
arrears. If terminated, advance billed clients will be rebated the unearned portion of the Retirement Advisory Fee by crediting their
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ITEM 7 - TYPES OF CLIENTS
We provide investment advice to individuals, high net worth individuals, foundations, employer sponsored retirement plans,
charitable organizations, institutions, trusts and estates. We do have minimum fees for Financial Planning ($2,500) and Retirement
Planning Services (0.50%). However, we do reserve the right to waive these minimums based on familial relationships, friends, family
or complexity of the client.