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| Arlington Financial Advisors LLC
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| CRD # | 283288 |
| SEC # | 801-107857 |
| CIK # | 0000017165, 0001716539 |
| AUM | 1,237.0 M (2026-02-25) |
| Employees | 16 (50% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 805-699-7300 |
| Address | 100 E de La Guerra St Santa Barbara, CA 93101 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (2/25/2026) [Brochure] |
|---|
Item 5: Fees & Compensation
Compensation for Our Advisory Services
Wrap Portfolio Management:
Please see our Wrap Fee Program Brochure for more information regarding the program and its fees.
Financial Planning & Consulting:
Our firm charges on an hourly or flat fee basis for Financial Planning and Consulting services. The
total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our
engagement with the client. The maximum hourly fee to be charged will not exceed $375. Flat fees
range from $4,950 to $10,000. Our firm requires 50% of the ultimate Financial Planning and
Consulting fee at the time of signing. The remainder of the fee will be directly billed to the client and
due within 30 days of a financial plan being delivered or consultation rendered. Our firm will not
require a retainer exceeding $1,200 when services cannot be rendered within 6 months.
Retirement Plan Consulting:
Our Retirement Plan Consulting services are billed on an hourly or flat fee basis or a fee based on the
percentage of Plan assets under management. The total estimated fee, as well as the ultimate fee
charged, is based on the scope and complexity of our engagement with the client. The maximum
hourly fee to be charged will not exceed $375. Our flat fees range from $750 to $10,000. Fees based
on a percentage of managed Plan assets will not exceed 1.00%. The fee-paying arrangements for
Retirement Plan Consulting service will be determined on a case-by-case basis and will be detailed
in the signed consulting agreement. Clients will be invoiced directly for the fees.
Other Types of Fees & Expenses
Wrap fee clients will not incur transaction costs for trades. More information about this can be found
in our separate Wrap Fee Program Brochure.
Client-directed trades are not included in our Wrap Fee Program. Non-Wrap client accounts will
incur transaction charges for trades executed in their accounts. These transaction fees are separate
from our firm’s advisory fees and will be disclosed by the chosen custodian. Charles Schwab & Co.,
Inc. (“Schwab”) does not charge transaction fees for U.S. listed equities and exchange traded funds.
Clients may also pay charges imposed directly by a mutual fund, index fund, or exchange traded fund,
which shall be disclosed in the fund’s prospectus (i.e., fund management fees and other fund
expenses), initial or deferred sales charges, mutual fund sales loads, 12b-1 fees, surrender charges,
variable annuity fees, IRA and qualified retirement plan fees. Our firm does not receive a portion of
these fees.
Termination & Refunds
Either party may terminate the advisory agreement signed with our firm for our Wrap Portfolio
Management services by providing written notice to the other party at any time. Upon notice of
termination, our firm will process a pro-rata refund of the unearned portion of the advisory fees
charged in advance at the beginning of the quarter.
ADV Part 2A – Firm Brochure Page 6 Arlington Financial Advisors, LLC
Financial Planning & Consulting clients may terminate their agreement at any time before the
delivery of a financial plan by providing written notice. For purposes of calculating refunds, all work
performed by us up to the point of termination shall be calculated at the hourly fee currently in effect.
Clients will receive a pro-rata refund of unearned fees based on the time and effort expended by our
firm.
Either party to a Retirement Plan Consulting Agreement may terminate at any time by providing
written notice to the other party. Full refunds will only be made in cases where cancellation occurs
within 5 business days of signing an agreement. After 5 business days from initial signing, either
party must provide the other party 30 days written notice to terminate billing. Billing will terminate
30 days after receipt of termination notice. Clients will be charged on a pro-rata basis, which takes
into account work completed by our firm on behalf of the client. Clients will incur charges for bona
fide advisory services rendered up to the point of termination (determined as 30 days from receipt
of said written notice) and such fees will be due and payable.
Commissionable Securities Sales
Our firm and representatives do not sell securities for a commission in advisory accounts. |
| Account Minimums and Types of Clients — Form ADV Part 2A (2/25/2026) [Brochure] |
|---|
Item 7: Types of Clients & Account Requirements
Our firm has the following types of clients:
• Individuals and High Net Worth Individuals;
• Trusts, Estates or Charitable Organizations;
• Pension and Profit Sharing Plans; and
• Corporations, Limited Liability Companies and/or Other Business Types.
Our firm does not impose requirements for opening and maintaining accounts or otherwise engaging
us. |
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 16.6 | ||
| Costco Wholesale Corp /NEW | 8.9 | ||
| Amgen Inc | 8.8 | ||
| Alphabet Inc | 8.3 | ||
| Amazon Com Inc | 8.0 | ||
| Alphabet Inc | 7.7 | ||
| J P Morgan Chase & Co | 7.4 | ||
| Chevron Corp | 6.4 | ||
| Gilead Sciences Inc | 6.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 328 | 130.0 |
| (b) Individuals (high net worth individuals) | 267 | 1,028.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 36 | 79.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 2,575 | 1,237.0 |
| By Discretionary | ||
| Discretionary | 2,575 | 1,237.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 2,575 | 1,237.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,237.0 | |
| Total | 2,575 | 1,237.0 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001716539] |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 3 |
| Serves | Institutional, Retail |
| LEI | 0075769015 |
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