Middleton & Company Inc

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Assets, Funds, Holdings

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Middleton & Company Inc
CRD #104549
SEC #801-21247
CIK #0001614345, 0000919497
AUM $1.0 BB (2024-03-22)
Employees 14 (50% Investors, 0% Brokers)
Phone617-357-5101
Address600 Atlantic Avenue 18th Floor
Boston, MA 02210-2211
Source [IAPD] [EDGAR] [Website]
Total AUM ($MM)
1300104078052026001999200720162025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
AAPL 2,382,844.0 55.9
AMZN 1,092,997.8 51.9
GOOGL 1,475,138.5 43.8
MSFT 1,918,222.4 26.9
COST 207,576.9 24.7
AVGO 201,282.9 23.0
V 419,260.5 21.6
DHR 183,136.1 21.3
ORLY 41,441.2 18.0
JPM 340,169.2 17.6
View All
Holdings by Sector ($MM)
110088066044022002013201720212025
Type Form D Funds Date Sold ($MM) AUM ($MM)
Other Denardo LLC 2012-03-29 2.8
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 120 34.0
(b) Individuals (high net worth individuals) 210 700.5
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 4 61.0
(h) Charitable organizations 18 99.7
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 557 895.2
By Discretionary
Discretionary 555 893.1
Non-Discretionary 2 2.1
Total 557 895.2
By Non-United States Persons
Non-United States Persons 6.3
United States Persons 888.9
Total 557 895.2
EDGAR Form CIK 2011 - 2024
13F-HR [0000919497]
3 [0001614345]
Form 3/4/5 Subject 2011 - 2024
B. Riley Financial, Inc.
Middleton International Ltd
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