|
⚲
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| ASA Managed Account Managers LLC
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|
|
|---|---|
| CRD # | 162855 |
| SEC # | 801-76871 |
| CIK # | |
| AUM | $1.7 BB (2023-03-31) |
| Employees | |
| Phone | 952-847-2450 |
| Address | 600 Highway 169 South Minneapolis, MN 55426-1221 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| HF | ASA Municipal Convergence Fund LP | 2014-04-30 | 8.1 | |
| HF | ASA Tax Advantaged Relative Value Fund LP | 2014-04-30 | 10.7 | |
| Other | Transitional Funding Partners LP | [2014-04-30] | 13.0 | 22.2 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 126 | 432.4 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 13 | 1,127.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 2.7 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 9 | 17.3 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 1 | 128.4 |
| (n) Other | 0 | 0.0 |
| Total | 151 | 1,708.6 |
| By Discretionary | ||
| Discretionary | 151 | 1,708.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 151 | 1,708.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,708.6 | |
| Total | 151 | 1,708.6 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Timothy Stevens | 9 | ||
| Susan Peters | 5 | ||
| Robert Albright Jr | 5 | ||
| Alternative Strategy Advisers LLC | 4 | ||
| Roland Jacobus | 3 | ||
| Susana Peters | 2 | ||
| TF Managers LLC | 1 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Rice Hall James & Associates LLC
✚
|
CA | 1.8 |
|
Veris Wealth Partners LLC
✚
|
CA | 1.8 |
|
Punch & Associates Investment Management Inc
✚
|
MN | 1.8 |
|
Penn Capital Management Company LLC
✚
|
PA | 1.8 |
|
Port Capital LLC
✚
|
IL | 1.8 |
|
Halyard Asset Management LLC
✚
|
NY | 1.7 |
|
Smith Affiliated Capital Corp
✚
|
NY | 1.7 |
|
Miller Value Partners LLC
✚
|
MD | 1.7 |
|
Eagle Global Advisors LLC
✚
|
TX | 1.7 |
|
Fairholme Capital Management LLC
✚
|
FL | 1.6 |