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| Message |
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| Happy Holidays!! thanks for using AUM13F!! |
| ASA Managed Account Managers LLC
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|---|---|
| CRD # | 162855 |
| SEC # | 801-76871 |
| CIK # | |
| AUM | $920.2 M (2025-04-22) |
| Employees | |
| Phone | 952-847-2450 |
| Address | 600 Highway 169 South Minneapolis, MN 55426-1221 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | ASA Municipal Convergence Fund LP | 2014-04-30 | 8.1 | |
| HF | ASA Tax Advantaged Relative Value Fund LP | 2014-04-30 | 10.7 | |
| Other | Transitional Funding Partners LP | [2014-04-30] | 13.0 | 27.0 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 190 | 478.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 16 | 248.6 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 2.4 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 11 | 48.5 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 142.0 |
| (n) Other | 0 | 0.0 |
| Total | 219 | 920.2 |
| By Discretionary | ||
| Discretionary | 219 | 920.2 |
| Non-Discretionary | 0 | 0.0 |
| Total | 219 | 920.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 920.2 | |
| Total | 219 | 920.2 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Timothy Stevens | 10 | ||
| Susan Peters | 5 | ||
| Robert Albright Jr | 5 | ||
| Alternative Strategy Advisers LLC | 4 | ||
| Roland Jacobus | 3 | ||
| Susana Peters | 2 | ||
| Susanna Peters | 1 | ||
| TF Managers LLC | 1 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
Tran Capital Management LP
✚
|
CA | 1.0 |
|
Fourthstone LLC
✚
|
MO | 1.0 |
|
SG Capital Management LLC
✚
|
IL | 1.0 |
|
Trigran Investments Inc
✚
|
IL | 1.0 |
|
Twin Capital Management Inc
✚
|
PA | 0.9 |
|
Quantum Capital Advisors LLC
✚
|
0.9 | |
|
Prytania Investment Advisors LLP
✚
|
0.9 | |
|
Fort Sheridan Advisors LLC
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|
IL | 0.9 |
|
Argos Wealth Advisors LLC
✚
|
0.9 | |
|
Robotti & Company Advisors LLC
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|
NY | 0.9 |