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| Happy Holidays!! thanks for using AUM13F!! |
| SB Advisory LLC
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| CRD # | 154680 |
| SEC # | 801-77380 |
| CIK # | 0001730909 |
| AUM | $404.8 M (2025-05-14) |
| Employees | 29 (100% Investors, 79% Brokers) |
| Phone | 404-704-0406 |
| Address | 3424 Peachtree Road NE Atlanta, GA 30326-1184 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| HF | San BLAS Fund LP | [2015-03-11] | 0.0 | 0.2 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 1,494 | 254.9 |
| (b) Individuals (high net worth individuals) | 80 | 149.8 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 1,540 | 404.8 |
| By Discretionary | ||
| Discretionary | 107 | 28.5 |
| Non-Discretionary | 1,433 | 376.3 |
| Total | 1,540 | 404.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 404.8 | |
| Total | 1,540 | 404.8 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Alexys McKenzie | 1 |
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|---|---|---|
|
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✚
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NY | 0.4 |
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Obrien Greene & Co Inc
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PA | 0.4 |
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Gold Coast Wealth Management LLC
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NY | 0.4 |
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WI | 0.4 |
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Ashdon Investment Management LLC
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TN | 0.4 |
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Two Prime LLC
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|
0.4 | |
|
Kabouter Management LLC
✚
|
IL | 0.4 |
|
503 Capital Partners LLC
✚
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KS | 0.4 |
|
Moon Capital Management LLC
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TN | 0.4 |
|
Fogel Capital Management Inc
✚
|
FL | 0.4 |