Ascend Capital LLC

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Assets, Funds, Holdings

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Ascend Capital LLC
CRD #118397
SEC #801-65340
CIK #0001165501
AUM
Employees 35 (63% Investors, 0% Brokers)
Phone415-217-8300
Address4 Orinda Way
Orinda, CA 94563
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($BB)
6.04.83.62.41.20.02006201120162021
Type Form D Funds Date Sold ($MM) AUM ($MM)
HF Ascend Ersri Fund LP [2015-08-24] 73.8 125.7
HF Ascend Plaza Fund Ltd [2015-08-24] 125.0 164.3
HF Ascend MAC Cayman Fund Limited 2015-02-04 153.8
HF Ascend CL Master Fund Ltd [2012-03-30] 17.2 43.2
HF Ascend Partners Fund BPO Ltd 2012-03-30 206.1
HF Ascend Partners Fund I Ltd 2012-03-30 116.3
HF Permal Ascend Equities Ltd 2012-03-30 55.3
HF Sciens Group Alternative Strategies PCC Limited Acting in Respect of ITS Grey IOTA Cell 2012-03-30 43.0
AUM Breakdown Accounts AUM ($BB)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.2
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 0.6
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 1 0.6
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 5 1.5
By Discretionary
Discretionary 5 1.5
Non-Discretionary 0 0.0
Total 5 1.5
By Non-United States Persons
Non-United States Persons 1.3
United States Persons 0.2
Total 5 1.5
Form D Directors # Filings # Firms 2011 - 2024
David Bree 428
Allison Nolan 55
Ascend Capital Limited Partnership 7
Malcolm Fairbairn 15
Benjamin Slavet 8
EDGAR Form CIK 2011 - 2024
13F-HR [0001165501]
3 [0001165501]
SC 13G [0001165501]
Form 13D/13G Filer Form 13D/13G Subject Filed
Ascend Capital LLC Fenix Parts Inc [2016-02-09]
Form 3/4/5 Subject 2011 - 2024
Ascend Capital LLC
Energous Corp
Ascend Capital Limited Partnership
Ascend Legend Fund Ltd
Ascend Legend Master Fund Ltd
Ascend Partners Fund I Ltd
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