Asempa LLC

Item 5: Fees and Compensation
    A. Fee Schedule

           Portfolio Management Fees

            Total Assets Under Management           Annual Fees

            $0 - 2,000,000                          1.00%

            $2,000,001 - 10,000,000                 0.75%

         $10,000,001 - AND UP                    0.50%

AWA uses the value of the account as of the last business day of the billing period for
purposes of determining the market value of the assets upon which the advisory fee is
based.

These fees are generally negotiable and the final fee schedule will be memorialized in the
client’s advisory agreement. Clients may terminate the agreement without penalty for a
full refund of AWA's fees within five business days of signing the Investment Advisory
Contract. Thereafter, clients may terminate the Investment Advisory Contract
immediately upon written notice.

B. Payment of Fees

       Payment of Portfolio Management Fees
Asset-based portfolio management fees are withdrawn directly from the client's accounts
with client's written authorization on a quarterly basis. Fees are paid in arrears.

C. Client Responsibility For Third Party Fees

Clients are responsible for the payment of all third party fees (i.e. custodian fees, brokerage
fees, mutual fund fees, transaction fees, etc.). Those fees are separate and distinct from the
fees and expenses charged by AWA. Please see Item 12 of this brochure regarding broker-
dealer/custodian.

D. Prepayment of Fees

AWA collects its fees in arrears. It does not collect fees in advance.

E. Outside Compensation For the Sale of Securities to Clients
Neither AWA nor its supervised persons accept any compensation for the sale of securities
or other investment products, including asset-based sales charges or service fees from the
sale of mutual funds.

Item 7: Types of Clients
AWA generally provides advisory services to the following types of clients:

       ❖      Individuals
       ❖      High-Net-Worth Individuals

There is no account minimum for any of AWA’s services.