Strive Financial Group LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 SFG offers two fee schedules for discretionary asset management services. The applicable
 fee schedule will be determined at the time the advisory relationship is established based
 on factors such as the client relationship, referral source, legacy arrangements, account
 size, or other negotiated criteria. Clients will be informed of the fee schedule applicable to
 their accounts in their Investment Advisory Agreement. As a result, different clients may
 pay different fees for substantially similar services.
 Legacy Fee Schedule:
         Assets Under Management                      Annual Fee                   Quarterly Fee
               First $500,000                           1.25%                        .3125%
               ($0-$500,000)
             Your next $500,000                           0.85%                       .2125%
         ($500,000.01 - $1,000,000)
            Your next $1,000,000                          0.75%                       .1875%
        ($1,000,000.01 - $2,000,000)
            Your next $1,000,000                          0.60%                       .1500%
        ($2,000,000.01 - $3,000,000)
            Your next $2,000,000                          0.45%                       .1125%
        ($3,000,000.01 - $5,000,000)
            Your next $5,000,000                          0.35%                       .0875%
       ($5,000,000.01 - $10,000,000)
            Subsequent amounts                            0.20%                       .0500%
             ($10,000,000.01+)
 This is a tiered/blended fee schedule, the asset management fee is calculated by applying
 different rates to different portions of the portfolio. SFG may group certain related Client

accounts for the purposes of achieving the minimum account size and determining the
annualized fee.
For example (based on quarterly billing period):
Client with $2,500,000 under management would pay $5,250.00 on a quarterly basis.
              AUM                  Quarterly fee         Total
              First $500,000       x 0.3125% =           $1,562.50
              Next $500,000        x 0.2125% =           $1,062.50
              Next $1,000,000      x 0.1875% =           $1,875.00
              Next $500,000        x 0.1500% =           $750.00
              Grand total for the quarter                $5,250.00
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of
assets, anticipated future earning capacity, anticipated future additional assets, dollar
amounts of assets to be managed, related accounts, account composition, negotiations with
Clients, etc.). SFG considers cash to be an asset class, and as such is included in fee
calculations. Also, to be noted, at times fees will exceed the money market yield. Fees are
billed quarterly in advance based on the amount of assets managed as of the close of
business on the last business day of the previous quarter.
Standard Fee Schedule:
 Assets Under Management                    Annual Fee                    Monthly Fee
     Under $1,000,000                         1.25%                         .1042%
  Over $1,000,000, under                      1.0%                          .0833%
        $5,000,000
 All Assets over $5,000,000                   0.85%                         .0701%

This is a single-rate qualified tier schedule. The asset management fee is calculated by
applying the rate to different portions of the portfolio. SFG may group certain related Client
accounts for the purposes of achieving the minimum account size and determining the
annualized fee.
For example (based on monthly billing period):
A Client with $500,000 under management would fall under the 1.25% annual rate and
would pay $520.83 on a monthly basis.
A Client with $1,500,000 under management would fall under the 1.0% annual rate and
would pay $1,250.00 on a monthly basis.
A Client with $6,000,000 under management would fall under the 0.85% annual rate and
would pay $4,250.00 on a monthly basis.
The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of
assets, anticipated future earning capacity, anticipated future additional assets, dollar
amounts of assets to be managed, related accounts, account composition, negotiations with
Clients, etc.). SFG considers cash to be an asset class, and as such is included in fee
calculations. Also, to be noted, at times fees will exceed the money market yield. Fees are

billed monthly in advance based on the amount of assets managed as of the close of
business on the last business day of the previous quarter.
Lower fees for comparable services may be available from other sources. Clients may
terminate their account within five (5) business days of signing the Investment Advisory
Agreement with no obligation and without penalty. After the initial five (5) business days,
the agreement may be terminated by SFG with thirty (30) days written notice to Client and
by the Client at any time with written notice to SFG. No fee adjustment will be made for
account deposits and/or withdrawals during a billing period. For accounts opened or
closed mid-billing period, fees will be prorated based on the days services are provided
during the given period. All unpaid earned fees will be due to SFG. Additionally, all
unearned fees will be refunded to the Client. Client shall be given thirty (30) days prior
written notice of any increase in fees. Any increase in fees will be acknowledged in writing
by both parties before any increase in said fees occurs.
ERISA PLAN SERVICES
The annual fees are based on the market value of the Included Assets and will not exceed
1%. The annual fee is negotiable and will be charged as a percentage of the Included Assets.
Fees may be charged quarterly or monthly in arrears or in advance based on the assets as
...

Item 7: Types of Clients
Description
 SFG generally provides investment advice to individuals high net worth individuals,
 corporations or business entities. Client relationships vary in scope and length of service.
Account Minimums
 SFG does not require a minimum to open or maintain an account.