Ashton Thomas Securities LLC

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Assets, Funds, Holdings

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Ashton Thomas Securities LLC
CRD #16629
SEC #801-69225
CIK #0000771572
AUM $1.7 B (2025-03-31)
Employees 75 (64% Investors, 61% Brokers)
Phone602-732-4745
Address200 Canal View Blvd
Rochester, NY 14623
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
18001440108072036002008201420202026
Sector Form 13F Holdings Value ($M)
Nvidia Corp 16.7
Microsoft Corp 15.9
Facebook Inc 9.1
Amazon Com Inc 8.3
Oracle Corp 7.7
Apple Inc 7.6
McKesson Corp 6.1
Netflix Inc 6.1
Fiserv Inc 4.8
Markel Corp 4.2
View All
Holdings by Sector ($M)
60048036024012002022202320242026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 2,599 1,718.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2,599 1,718.0
By Discretionary
Discretionary 2,244 1,635.4
Non-Discretionary 355 82.5
Total 2,599 1,718.0
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 1,718.0
Total 2,599 1,718.0
EDGAR Form CIK 2011 - 2025
13F-HR [0000771572]
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D'Annunzio Consulting Group LLC
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NBC Securities Inc
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Smith Group Asset Management LLC
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Center for Financial Planning Inc
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Nilsine Partners LLC
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