Ashton Thomas Securities LLC

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Assets, Funds, Holdings

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Ashton Thomas Securities LLC
CRD #16629
SEC #801-69225
CIK #0000771572
AUM $409.1 MM (2024-06-06)
Employees 24 (83% Investors, 83% Brokers)
Phone585-424-1234
Address200 Canal View Blvd
Rochester, NY 14623
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($MM)
4503602701809002006201220182025
Sector Form 13F Holdings Cap ($MM) Value ($MM)
MSFT 1,918,222.4 10.8
NVDA 399,550.0 8.7
AAPL 2,382,844.0 6.4
META 434,852.0 6.1
V 419,260.5 6.1
MCK 46,168.4 5.4
AMZN 1,092,997.8 5.3
ORCL 182,760.6 5.0
FI 3.8
BN 3.6
View All
Holdings by Sector ($MM)
4503602701809002023202320242025
AUM Breakdown Accounts AUM ($MM)
By Client Type
(a) Individuals (other than high net worth individuals) 1,141 409.1
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,799 409.1
By Discretionary
Discretionary 1,269 291.3
Non-Discretionary 530 117.8
Total 1,799 409.1
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 409.1
Total 1,799 409.1
EDGAR Form CIK 2011 - 2024
13F-HR [0000771572]
Comparable Firms State AUM ($BB)
Navis Wealth Advisors LLC
NY 0.4
Avaii Wealth Management LLC
WI 0.4
Dean Jacobson Financial Services LLC
TX 0.4
Compass Financial Management LLC
FL 0.4
Zimmermann Investment Management & Planning LLC
PA 0.4
Whitener Capital Management Inc
NC 0.4
Keeler & Nadler Financial Planning and Wealth Management LLC
OH 0.4
Orin Green Financial LLC
CA 0.4
Tri-Ad Capital Management I LLC
CA 0.4
25 LLC
MO 0.4
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