⚲
|
Ashton Thomas Securities LLC
✚
|
|
---|---|
CRD # | 16629 |
SEC # | 801-69225 |
CIK # | 0000771572 |
AUM | $409.1 MM (2024-06-06) |
Employees | 24 (83% Investors, 83% Brokers) |
Phone | 585-424-1234 |
Address | 200 Canal View Blvd Rochester, NY 14623 |
Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
Total AUM ($MM) |
---|
Sector | Form 13F Holdings | Cap ($MM) | Value ($MM) |
---|---|---|---|
MSFT | 1,918,222.4 | 10.8 | |
NVDA | 399,550.0 | 8.7 | |
AAPL | 2,382,844.0 | 6.4 | |
META | 434,852.0 | 6.1 | |
V | 419,260.5 | 6.1 | |
MCK | 46,168.4 | 5.4 | |
AMZN | 1,092,997.8 | 5.3 | |
ORCL | 182,760.6 | 5.0 | |
FI | 3.8 | ||
BN | 3.6 | ||
View All |
Holdings by Sector ($MM) |
---|
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 1,141 | 409.1 |
(b) Individuals (high net worth individuals) | 0 | 0.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 0 | 0.0 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 1,799 | 409.1 |
By Discretionary | ||
Discretionary | 1,269 | 291.3 |
Non-Discretionary | 530 | 117.8 |
Total | 1,799 | 409.1 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 409.1 | |
Total | 1,799 | 409.1 |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0000771572] |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Navis Wealth Advisors LLC
✚
|
NY | 0.4 |
Avaii Wealth Management LLC
✚
|
WI | 0.4 |
Dean Jacobson Financial Services LLC
✚
|
TX | 0.4 |
Compass Financial Management LLC
✚
|
FL | 0.4 |
Zimmermann Investment Management & Planning LLC
✚
|
PA | 0.4 |
Whitener Capital Management Inc
✚
|
NC | 0.4 |
Keeler & Nadler Financial Planning and Wealth Management LLC
✚
|
OH | 0.4 |
Orin Green Financial LLC
✚
|
CA | 0.4 |
Tri-Ad Capital Management I LLC
✚
|
CA | 0.4 |
25 LLC
✚
|
MO | 0.4 |