UX Wealth Partners LLC

ITEM 5 - FEES AND COMPENSATION
ASSET MANAGEMENT SERVICES PROVIDED TO INDEPENDENT RIAS
Fees billed for our asset management services include the following: our Firm’s fees (the “UX
Wealth Fee”) for services and the Independent RIA’s advisory fee, if applicable. The UX Wealth
Fee is composed of a “Platform Fee” which is calculated based on the assets under management
(AUM) of the account plus a “Manager Fee” which varies depending on the third-party manager
or model provider chosen by the Independent RIA. The minimum annual fee for each covered
account is $24.

Independent RIAs will engage our Firm in a sub-advisor capacity and will bill an advisory fee for
the services provided by the Independent RIA to the Adviser Client. These fees are disclosed in
each Independent RIA’s Part 2A Brochure and Advisory Agreement. UX Wealth will apply the fee
for each Adviser Client account based upon the Independent RIA’s fee schedule provided to UX
Wealth. UX Wealth will instruct the Custodian to debit fees payable in accordance with the asset
management fee schedule included within the Asset Management Agreement executed by UX
Wealth and the Independent RIA.

Fees are billed in arrears and will be calculated as a percentage of the average daily balance of
managed assets during the previous month. There may be circumstances where clients have
negotiated an alternative billing method with our Firm. The Asset Management Agreement will
outline the details of each billing arrangement with UX Wealth.

Our Firm, for example, may have the option for the UX Wealth Fee to be billed in arrears on a
quarterly basis (i.e., at the end of each quarter). For existing Asset Management Agreements with
no express provision in this regard, we will execute an addendum to allow quarterly billing in
arrears. For incoming clients with whom we have no existing contract or agreement, this option
on quarterly billing will be incorporated in the corresponding Asset Management Agreement.

The Custodian will debit the combined total of the fees disclosed above from the Advisor Client
Account(s) and disburse fees to each party for their individual portion of the combined total fee.

The UX Wealth fee is calculated based on the applicable Platform Fee plus the Manager Fee for

UX WEALTH PARTNERS, LLC

the third-party manager or model provider selected by the Independent RIA or the Adviser Client:

                                        Platform Fee
             $0-$25 million                                 0.16%
             $25-$50 million                                0.14%
             $50-$75 million                                0.12%
             $75-$100 million                               0.10%
             $100 million +                                 0.08%

                                 Manager Fee
             Fee depends on the manager
                                                         0% to 0.49%
             selected

The fees stated above are negotiable.

It is the responsibility of the Independent RIA to communicate any fee updates to UX Wealth prior
to fees being deducted at the Custodian. UX Wealth will submit the required fee information to
the Custodian for each Adviser Client Account. For each billing cycle, UX Wealth will provide the
Independent RIA with the fee reports and documentation so that the Independent RIA may
maintain those advisory fee books and records.

Either party may terminate the agreement for third-party asset management services with a 30-
day written notice. Upon termination of the Agreement by either party and for any reason, our
Firm will still make any payments of UX Wealth Fees due and already earned, and all such UX
Wealth Fees will be paid on a pro-rata basis up to and including the date of termination.

INVESTMENT MANAGEMENT HOUSE ACCOUNTS
For the limited number of accounts that UX Wealth manages for friends and family, our Firm
receives an advisory fee as negotiated in the applicable agreement between the client and our
Firm. The advisory fee for such “house accounts” is negotiated in the applicable agreement
between the client and our Firm.

ADDITIONAL FEES AND EXPENSES
In addition to the advisory fees paid to our Firm, Adviser Clients also incur certain charges imposed
by other third parties, such as broker-dealers, custodians, trust companies, banks and other
financial institutions (collectively “Financial Institutions”). These additional charges include
custodial fees, charges imposed by a mutual fund or ETF in a client’s account as disclosed in the
fund’s prospectus (e.g., fund management fees and other fund expenses), deferred sales charges,
odd-lot differentials, transfer taxes, wire transfer and electronic fund fees, regulatory fees
assessed by FINRA, and other fees and taxes on brokerage accounts and securities transactions.

UX WEALTH PARTNERS, LLC

Our brokerage practices are described at length in Item 12, below. Further, our firm does not
share in any of these additional fees and expenses outlined above.

ITEM 7 - TYPES OF CLIENTS
Our Firm provides asset management services to other Independent RIAs and individual “house
accounts” reserved for friends and family.

Our Firm generally requires a minimum of $25 million in investable assets to open an account
with us and engage us for our asset management services. However, this minimum is negotiable.