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| ASL Financial LLC
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|---|---|
| CRD # | 115479 |
| SEC # | 801-121203 |
| CIK # | 0001757134, 0002105933 |
| AUM | 186.7 M (2026-01-05) |
| Employees | 1 (100% Investors, 100% Brokers) |
| Phone | 408-283-7256 |
| Address | 987 University Avenue Los Gatos, CA 95032 |
| Source | [IAPD] [EDGAR] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 4.6 | ||
| iShares Comex Gold Trust | 3.2 | ||
| Microsoft Corp | 1.4 | ||
| Chevron Corp | 1.3 | ||
| Lilly Eli & Co | 1.1 | ||
| Holdings by Sector ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 66 | 30.9 |
| (b) Individuals (high net worth individuals) | 110 | 125.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 14 | 30.8 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 190 | 186.7 |
| By Discretionary | ||
| Discretionary | 187 | 178.9 |
| Non-Discretionary | 3 | 7.8 |
| Total | 190 | 186.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 186.7 | |
| Total | 190 | 186.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| D | [0001757134] | |
| 13F-HR | [0002105933] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Clients | 30 |
| Serves | Retail |
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