|
⚲
|
| Keyboard |
| Alpha Omega Financial Advisory Inc
✚
|
|
|---|---|
| CRD # | 314289 |
| SEC # | 801-121214 |
| CIK # | |
| AUM | 187.0 M (2026-02-09) |
| Employees | 2 (50% Investors, 0% Brokers) |
| Phone | 410-592-8936 |
| Address | |
| Source | [IAPD] [LinkedIn] |
| Total AUM ($M) |
|---|
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 40 | 17.6 |
| (b) Individuals (high net worth individuals) | 46 | 168.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 1 | 1.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 337 | 187.0 |
| By Discretionary | ||
| Discretionary | 337 | 187.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 337 | 187.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 2.2 | |
| United States Persons | 184.8 | |
| Total | 337 | 187.0 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
CDKV Holdings LLC
✚
|
CO | 187.5 M |
|
Durante & Waters LLC
✚
|
NY | 187.4 M |
|
Harbor Asset Planning Inc
✚
|
187.3 M | |
|
Helmsman Financial Group LLC
✚
|
WA | 187.2 M |
|
Advice & Planning Services LLC
✚
|
PA | 187.1 M |
|
Secure Planning LLC
✚
|
NH | 187.0 M |
|
Eliot Finkel Investment Counsel LLC
✚
|
CA | 187.0 M |
|
Picea Capital LLC
✚
|
FL | 186.8 M |
|
Wealth Management of the Bluegrass LLC
✚
|
KY | 186.7 M |
|
ASL Financial LLC
✚
|
CA | 186.7 M |