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| Keyboard |
| Aston Capital Management
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|---|---|
| CRD # | 291310 |
| SEC # | 801-112788 |
| CIK # | 0001559768 |
| AUM | 711.8 M (2026-03-13) |
| Employees | 3 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 305-722-5989 |
| Address | 355 Alhambra Circle, Coral Gables, FL 33134 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Aston Credit Trading | 2021-03-24 | 12.6 M | |
| HF | Jasmine Investments | 2021-03-24 | 117.9 M | |
| HF | Aston Fund US | 2020-03-19 | 11.0 M | |
| HF | Aston Quant Investments | 2020-03-19 | 2.8 M | |
| HF | Cancale Fund | 2020-03-19 | 161.0 M | |
| HF | Aston Fund | 2018-03-07 | 43.4 M | |
| HF | Flexor Mult-Manager Fund | 2014-03-27 | 28.7 M |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 31 | 333.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 5 | 377.8 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 184 | 711.8 |
| By Discretionary | ||
| Discretionary | 99 | 515.6 |
| Non-Discretionary | 85 | 196.2 |
| Total | 184 | 711.8 |
| By Non-United States Persons | ||
| Non-United States Persons | 577.5 | |
| United States Persons | 134.3 | |
| Total | 184 | 711.8 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001559768] | |
| 4 | [0001559768] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.0B |
| Clients | 31 (8 non-US) |
| Serves | Retail |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Aston Capital LLC | |
| Revolution Lighting Technologies Inc | |
| RVL 1 LLC |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value $0.001 per share
|
2018-08-03 | Other | 1,100,000 | $3.04 | 3,344,000 |
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value $0.001 per share
|
2018-08-03 | Other | 1,100,000 | $3.04 | 3,344,000 |
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value $0.001 per share
|
2016-05-12 | Grant | 250,000 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Series B Convertible Preferred Stock, par value $0.001 · derivative
|
2014-12-01 | Conversion | 2 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Series C Convertible Preferred Stock, par value $0.001 · derivative
|
2014-12-01 | Conversion | 10,224 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Series E Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2014-12-01 | Conversion | 5,000 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value $0.001 per share
|
2014-12-01 | Buy | 8,207,995 | ||
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value $0.001 per share
|
2014-12-01 | Conversion | 28,092,176 | ||
|
Revolution Lighting Technologies Inc RVLT
Series G Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2014-12-01 | Conversion | 18,000 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Series G Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2014-06-30 | Other | 10,955.61 | ||
|
Revolution Lighting Technologies Inc RVLT
Series G Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2014-06-30 | Other | 5,404.31 | ||
|
Revolution Lighting Technologies Inc RVLT
Series G Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2014-06-30 | Other | 1,640.08 | ||
|
Revolution Lighting Technologies Inc RVLT
Series F Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2014-06-30 | Other | 5,000 | ||
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value, $0.001 per share
|
2014-04-21 | Grant | 300,000 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Series C Convertible Preferred Stock, par value $0.001 · derivative
|
2013-12-20 | Other | 224 | $4,464.29 | 1,000,001 |
|
Revolution Lighting Technologies Inc RVLT
Series F Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2013-08-22 | Buy | 5,000 | $1,000.00 | 5,000,000 |
|
Revolution Lighting Technologies Inc RVLT
Common Stock, par value, $0.001 per share
|
2013-05-15 | Grant | 500,000 | $0.00 | |
|
Revolution Lighting Technologies Inc RVLT
Series E Convertible Redeemable Preferred Stock, par $0.001 · derivative
|
2013-02-21 | Buy | 5,000 | $1,000.00 | 5,000,000 |
|
Revolution Lighting Technologies Inc RVLT
Series C Convertible Preferred Stock, par value $0.001 per s · derivative
|
2012-12-20 | Buy | 10,000 | $1,000.00 | 10,000,000 |
|
Revolution Lighting Technologies Inc RVLT
Series B Convertible Preferred Stock, par value $0.001 per s · derivative
|
2012-12-20 | Conversion | 371,812 | $0.00 | |
| showing 20 of 23 most recent transactions | |||||
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