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| Sam Advisors LLC
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|---|---|
| CRD # | 108685 |
| SEC # | 801-56723 |
| CIK # | 0001456425, 0001600944 |
| AUM | 462.3 M (2026-02-18) |
| Employees | 3 (33% Investors, 0% Brokers) |
| Phone | 559-658-5193 |
| Address | 40312 Junction Drive Oakhurst, CA 93644-8783 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($M) |
|---|
| Sector | Form 13F Holdings | Value ($M) | |
|---|---|---|---|
| Apple Inc | 5.3 | ||
| Microsoft Corp | 4.9 | ||
| Eaton Vance Tax-Managed Global Diversified Equity Income Fund | 4.5 | ||
| Schwab Charles Corp | 4.2 | ||
| Amazon Com Inc | 4.1 | ||
| Simon Property Group Inc /DE/ | 4.1 | ||
| Uber Technologies Inc | 3.7 | ||
| Nvidia Corp | 2.8 | ||
| Johnson & Johnson | 2.8 | ||
| Alphabet Inc | 1.8 | ||
| View All | |||
| Holdings by Sector ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Sam Special Opportunities Fund LP | [2012-03-27] | 2.3 M | 0.6 M |
| Filed 2010-08-30 (D) · Exemption 3(c), 3(c)(1) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 738 | 139.9 |
| (b) Individuals (high net worth individuals) | 111 | 260.6 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 25 | 48.8 |
| (h) Charitable organizations | 7 | 5.6 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 9 | 7.4 |
| (n) Other | 0 | 0.0 |
| Total | 1,758 | 462.3 |
| By Discretionary | ||
| Discretionary | 1,754 | 455.8 |
| Non-Discretionary | 4 | 6.4 |
| Total | 1,758 | 462.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 4.4 | |
| United States Persons | 457.9 | |
| Total | 1,758 | 462.3 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| William Smith | Executive Officer | 65 | 4 | |
| Gregory Owens | Executive Officer | 6 | 2 | |
| Ekaterina Boriskina | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 4 | [0001456425] | |
| 13F-HR | [0001600944] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Retail |
| Fund Types | Hedge Fund |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Sam Advisors LLC | |
| VU1 Corp |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 2,900 | $2.26 | 6,554 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 409 | $2.10 | 859 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 800 | $2.26 | 1,808 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 6,523 | $2.40 | 15,655 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 1,000 | $2.40 | 2,400 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 1,000 | $2.40 | 2,400 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 712 | $2.26 | 1,609 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 88 | $2.26 | 199 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 712 | $2.26 | 1,609 |
|
VU1 Corp VUOC
Common Stock
|
2012-07-16 | Buy | 4,483 | $2.26 | 10,132 |
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