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| Ausdal Financial Partners Inc
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| CRD # | 7995 |
| SEC # | 801-69266 |
| CIK # | 0000314828, 0001667146 |
| AUM | 3,733.3 M (2026-04-13) |
| Employees | 306 (55% Investors, 92% Brokers) |
| Fees | |
| Minimum | |
| Phone | 563-326-2064 |
| Address | 5187 Utica Ridge Rd Davenport, IA 52807 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Fees and Compensation — Form ADV Part 2A (4/9/2026) [Brochure] |
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Item 5 Fees and Compensation
Investment Advisory Program - Advisor Managed Account
An Advisor Managed Account is offered as a Wrap or Non-Wrap account. In a wrap account, no
separate transaction charges apply, and a single fee is paid for all advisory services and transactions.
In a Non-Wrap account, you will pay a fee for investment advisory and administrative services, along
with additional charges for each transaction. You may pay a higher or lower fee in a Wrap account
than the sum of investment advisory fees and transaction charges in a Non-Wrap account.
For Schwab accounts, in a Wrap arrangement, the IAR covers transaction costs incurred from trades.
This structure may create a conflict of interest, as the advisor might trade less frequently or limit trades
to no-transaction-fee securities to minimize costs.
For accounts custodied at Pershing and other custodians, in a Wrap arrangement, the IAR may pay a
higher fee to eliminate transaction charges for the client. However, this could incentivize the advisor to
charge a higher investment advisory fee to offset these costs.
Account fees are assessed on a monthly or quarterly basis, either in advance or arrears, based on the
market value of assets held in your account as of the last business day of the preceding month or
quarter. If the account is terminated, you will be entitled to a pro-rata refund of any prepaid monthly or
quarterly fees based upon the number of days remaining in the month or quarter after the date upon
which the notice of termination is received.
IA Rep negotiates his or her own account fee schedule. Your account fees are negotiable and will be
debited from your account by the custodian.
The maximum annual fee to be charged to the client's account(s) will not exceed 3%.
Margin Accounts
Clients utilizing margin accounts should be aware that advisory fees are calculated based on the net
account balance, excluding any margin balances. Our Firm does not bill advisory fees on borrowed
funds or margin balances. Instead, fees are assessed solely on the client's net invested assets, which
represent the total account value minus any outstanding margin debt.
Investment Advisory Program - Third Party Managed Accounts
As described in Item 4, Clients who participate in a Third Party Managed Account whether it is
Separately Managed Account (SMA) or Unified Managed Account (UMA) will enter into an advisory
agreement with AFP pursuant to which the Client agrees to pay AFP a Program Fee that consists of
Investment Advisor Representative Fee, Platform Fee, and Manager Fee(s).
Investment Advisor Representative Fee - A fee charge by AFP for compensation to the Advisor
advising the Client.
Platform Fee - A fee charged by AFP for administration and operation of a Third Party Program where
AFP serves as Sponsor of the Program. The Advisor Platform Fee will be disclosed to the Client prior
to entering into the Advisory Agreement. The Platform fee ranges between 11 and 28 basis points.
Advisor offers a platform pricing discount based on account value. Platform fee discounts will be
determined based upon the value of the account at the time of billing.
Manager Fee - A fee charged by the Third Party Investment Manager for their models and strategies
offered through AFP's program. Manager Fees can range from 0 to 80 basis points depending on the
strategy selected. For a list of Investment Managers and associated fees, please visit the company
website: www.ausdal.com/site-disclosures.
Depending on the custodian, certain administrative fees and expenses will be collected for each
transaction. The Program Fee does not, without limitation, include any or some of the following
("Excluded Expenses"): the transaction fees charged for effecting securities transactions, the fees or
expenses of the retirement plan (if any) governing the Account, the fees or expenses of Custodian or
any third party administrator of the Account, fees or expenses associated with the underlying
investment vehicles (such as redemption fees, internal operating or investment expenses, annuity
contract charges, unit investment trusts, or electronically traded funds); fees for wire transfers; costs
for exchanging currencies; margin interest; taxes; or other expenses incurred with respect to any
investments made for the Account.
All or some of the Excluded Expenses will be direct or indirect expenses borne by the Account and will
be in addition to the Program Fee. The Program Fee will not be reduced by or because of any such
additional custodial fees and expenses.
Account fees are assessed on a monthly or quarterly basis in advance or in arrears, based on the
market value of assets held in your account as of the last business day of the preceding month or
quarter. If the account is terminated, you will be entitled to a pro-rata refund of any prepaid quarterly
fees based upon the number of days remaining in the month or quarter after the date upon which the
notice of termination is received. Accounts are debited at the beginning of the month or quarter billing
period.
For details on your specific fee schedule and billing method, please refer to your executed Advisory
Agreement.
The maximum annual fee to be charged to the client's account(s) will not exceed 3%.
Third Party Sponsored Advisory Services And Programs
Compensation for Third Party Advisory Services & Programs generally consists of the following
components:
• Management fees paid to Third Party Money Managers (TPMMs).
• Platform fees paid to a Turnkey Asset Management Platform (TAMP), if applicable.
• Advisory fees paid to IA Rep.
• Custody and Transaction costs, if applicable, for purchasing and selling securities.
Your account will be held with the custodian selected by the TPMM or TAMP, where fees will be
assessed and deducted. Similar investment strategies may be available through multiple TPMMs,
... |
| Account Minimums and Types of Clients — Form ADV Part 2A (4/9/2026) [Brochure] |
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Item 7 Types of Clients We provide investment advisory services to: • Individuals and high net worth individuals; • Trusts, estates or charitable organizations; • Pension and profit-sharing plans; • Corporations, limited liability companies and/or other business entities; • Other business entities. |
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Apple Inc | 0.1 | ||
| Caterpillar Inc | 0.0 | ||
| Nvidia Corp | 0.0 | ||
| Microsoft Corp | 0.0 | ||
| Amazon Com Inc | 0.0 | ||
| Graniteshares Gold Trust | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Alphabet Inc | 0.0 | ||
| Holdings by Sector ($B) |
|---|
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 12,432 | 1.6 |
| (b) Individuals (high net worth individuals) | 4,004 | 2.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 21 | 0.0 |
| (h) Charitable organizations | 18 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 97 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 16,572 | 3.7 |
| By Discretionary | ||
| Discretionary | 15,750 | 3.5 |
| Non-Discretionary | 822 | 0.3 |
| Total | 16,572 | 3.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 3.7 | |
| Total | 16,572 | 3.7 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001667146] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Clients | 665 |
| Serves | Institutional, Retail |
| LEI | 254900F9LOALXC0XY375 |
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