Caterpillar Inc

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Caterpillar Inc
TickerCAT
CIK #0000018230
CUSIP149123101
SectorTechnology - Construction Machinery & Equip
Address100 NE Adams St, Peoria, IL 61629
Source [EDGAR]
CIK Filing 2011 - 2024
[0000018230] 10-K
[0000018230] 10-Q
[0000018230] 3
[0000018230] 4
[0000018230] 5
[0000018230] 8-K
[0000018230] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Capital World Investors Caterpillar Inc [2023-02-13] 5.6
State Street Corp Caterpillar Inc [2021-02-12] 7.63
State Street Corp Caterpillar Inc [2020-02-13] 8.1
State Street Corp Caterpillar Inc [2019-02-13] 8.1
State Street Corp Caterpillar Inc [2018-02-14] 8.26
State Street Corp Caterpillar Inc [2017-02-14] 9.16
State Street Corp Caterpillar Inc [2016-02-16] 9.9
BlackRock Inc Caterpillar Inc [2016-02-09] 5.2
State Street Corp Caterpillar Inc [2015-02-11] 9.8
BlackRock Inc Caterpillar Inc [2015-02-06] 5.0
State Street Corp Caterpillar Inc [2014-02-03] 10.5
Vanguard Group Inc Caterpillar Inc [2013-02-13] 5.02
State Street Corp Caterpillar Inc [2013-02-12] 10.9
State Street Corp Caterpillar Inc [2012-02-13] 11.3
Form 3/4/5 Filer 2011 - 2024
Caterpillar Inc
Long Suzette M
Johnson Denise C
Schwab Susan C
Calhoun David L
Creed Joseph E
Bonfield Andrew R J
Schaupp William E
Fassino Anthony D.
Umpleby III Donald J
Johnson Cheryl H
De Lange Bob
Marks Judith Fran
Fish James C Jr
MacLennan David
Dickinson Daniel M
Johnson Gerald
Wilkins Rayford Jr
RUST Edward B Jr
Reed Debra L
Ayotte Kelly
White Miles D
Marvel Gary Michael
Gallardo Juan
Osborn William A
Ainsworth William P
Younessi Ramin
Muilenburg Dennis A
Pellette Thomas A
Copeland Jananne A.
Charter Robert B
Halverson Bradley M
Buda James B
Oberhelman Douglas R
Greene Jesse J Jr
Huntsman Jon M Jr
Bozeman David P
Rapp Edward J
Wunning Steven H
Levenick Stuart L
Magowan Peter A
Powell Charles D
Goode David R
Vittecoq Gerard R
Smith Joshua I
Fife Eugene V
Lavin Richard P
Form 13F Holdings
Firm Period DFND Voting Shares
Vanguard Group Inc [2023-03-31] SOLE 0.0 46,894,381.0
State Street Corp [2023-03-31] DFND 18,404,268.0 38,973,173.0
BlackRock Inc. [2023-03-31] SOLE 31,720,955.0 35,749,244.0
Capital World Investors [2023-03-31] DFND 28,726,809.0 28,780,071.0
OFI Invest Asset Management [2023-03-31] SOLE 28,286,912.0 28,286,912.0
State Farm Mutual Automobile Insurance Co [2023-03-31] SOLE 17,761,276.0 17,761,276.0
Geode Capital Management LLC [2023-03-31] DFND 9,359,523.0 9,375,637.0
Fisher Asset Management LLC [2023-03-31] DFND 7,161,180.0 7,522,869.0
Bill & Melinda Gates Foundation Trust [2023-03-31] SOLE 7,353,614.0 7,353,614.0
Northern Trust Corp [2023-03-31] DFND 1,604,765.0 6,745,557.0
Morgan Stanley [2023-03-31] DFND 3,247,508.0 6,582,876.0
FMR LLC [2023-03-31] DFND 4,968,198.0 5,665,888.0
Bank of America Corp /DE/ [2023-03-31] DFND 1,365,020.0 4,909,320.0
Bank of New York Mellon Corp [2023-03-31] DFND 3,891,405.0 4,801,025.0
Citadel Advisors LLC [2023-03-31] DFND 4,545,763.0 4,545,763.0
Goldman Sachs Group Inc [2023-03-31] DFND 2,752,756.0 3,678,236.0
Susquehanna International Group LLP [2023-03-31] DFND 530,973.0 3,533,073.0
Nuveen Asset Management LLC [2023-03-31] DFND 3,491,558.0 3,491,558.0
Invesco Ltd. [2023-03-31] DFND 0.0 3,473,497.0
Amundi [2023-03-31] DFND 3,259,654.0 3,259,679.0
Legal & General Group Plc [2023-03-31] DFND 2,572,881.0 3,157,819.0
Charles Schwab Investment Management Inc [2023-03-31] SOLE 2,764,045.0 2,764,045.0
PRIMECAP Management Co/CA/ [2023-03-31] SOLE 2,461,702.0 2,534,148.0
Dimensional Fund Advisors LP [2023-03-31] SOLE 2,121,134.0 2,251,042.0
Vanguard Group Inc [2023-03-31] DFND 0.0 2,219,234.0
Swiss National Bank [2023-03-31] SOLE 2,065,300.0 2,065,300.0
Citigroup Inc [2023-03-31] DFND 2,046,575.0 2,048,994.0
Wells Fargo & Company/MN [2023-03-31] DFND 427,855.0 1,858,989.0
UBS Group AG [2023-03-31] DFND 0.0 1,827,913.0
Sumitomo Mitsui Trust Holdings, Inc. [2023-03-31] DFND 1,818,998.0 1,818,998.0
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