Caterpillar Inc

-

Stock Issuer and Owners

Home | Sign Up | Log In
New Features
Latest Fund Raises
Related People
Fund Service Providers
Startup & Company Raises
List of Funds
Boston Firms
Boston Hedge Funds
Cornell Alumni Firms
CalPERS Portfolio
NYSCRF Portfolio
User Guide
Regulatory AUM vs AUM
LP Portfolios
Related Firms
Build a Portfolio
Comprehensive Search
Keyboard
Caterpillar Inc
TickerCAT
CIK #0000018230
CUSIP149123101
SectorTechnology - Construction Machinery & Equip
Address100 NE Adams St, Peoria, IL 61629
Source [EDGAR]
CIK Filing 2011 - 2026
[0000018230] 10-K
[0000018230] 10-Q
[0000018230] 3
[0000018230] 4
[0000018230] 5
[0000018230] 8-K
[0000018230] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Vanguard Capital Management LLC Caterpillar Inc [2026-04-29] 0.0
Capital World Investors Caterpillar Inc [2023-02-13] 5.6
State Street Corp Caterpillar Inc [2021-02-12] 7.63
State Street Corp Caterpillar Inc [2020-02-13] 8.1
State Street Corp Caterpillar Inc [2019-02-13] 8.1
State Street Corp Caterpillar Inc [2018-02-14] 8.26
State Street Corp Caterpillar Inc [2017-02-14] 9.16
State Street Corp Caterpillar Inc [2016-02-16] 9.9
BlackRock Inc Caterpillar Inc [2016-02-09] 5.2
State Street Corp Caterpillar Inc [2015-02-11] 9.8
BlackRock Inc Caterpillar Inc [2015-02-06] 5.0
State Street Corp Caterpillar Inc [2014-02-03] 10.5
Vanguard Group Inc Caterpillar Inc [2013-02-13] 5.02
State Street Corp Caterpillar Inc [2013-02-12] 10.9
State Street Corp Caterpillar Inc [2012-02-13] 11.3
Form 3/4/5 Filer 2011 - 2026
Caterpillar Inc
MacLennan David
Epley Kyle Joseph
Kaiser Jason
Creed Joseph E
Marks Judith Fran
Keene Nazzic S
Fish James C Jr
Johnson Gerald
Wilkins Rayford Jr
Schwab Susan C
Reed Debra L
Johnson Denise C
Schaupp William E
Fassino Anthony D
Pambianchi Christine M
de Lange Bob
Bonfield Andrew R J
Shurman Rodney Michael
Umpleby III Donald J
Owens Derek
Johnson Cheryl H
Dickinson Daniel M
Calhoun David L
Ayotte Kelly
Long Suzette M
Rust Edward B Jr
White Miles D
Marvel Gary Michael
Gallardo Juan
Osborn William A
Ainsworth William P
Younessi Ramin
Muilenburg Dennis A
Pellette Thomas A
Copeland Jananne A
Charter Robert B
Halverson Bradley M
Buda James B
Oberhelman Douglas R
Huntsman Jon M Jr
Greene Jesse J Jr
Bozeman David P
Rapp Edward J
Wunning Steven H
Levenick Stuart L
Magowan Peter A
Powell Charles D
Goode David R
Smith Joshua I
Vittecoq Gerard R
Fife Eugene V
Lavin Richard P
Insider Transaction (Form 3/4/5) Date Action Shares Price Value ($)
Creed Joseph E
Phantom Stock Units · derivative
2026-03-26 Grant 3 $703.19 2,110
Kaiser Jason
Phantom Stock Units · derivative
2026-03-13 Grant 186 $693.99 129,082
Creed Joseph E
Phantom Stock Units · derivative
2026-03-13 Grant 428 $693.99 297,028
Kaiser Jason
Phantom Stock Units · derivative
2026-03-06 Grant 106 $680.90 72,175
Creed Joseph E
Phantom Stock Units · derivative
2026-03-06 Grant 214 $680.90 145,713
Creed Joseph E
Common Stock
2026-03-05 Sell 800 $718.44 574,752
Creed Joseph E
Common Stock
2026-03-05 Sell 420 $717.01 301,144
Creed Joseph E
Common Stock
2026-03-05 Sell 585 $719.39 420,843
Creed Joseph E
Common Stock
2026-03-05 Sell 120 $721.00 86,520
Creed Joseph E
Common Stock
2026-03-05 Sell 575 $720.10 414,058
Umpleby III Donald J
Common Stock
2026-03-04 Tax withheld 1,546 $738.42 1,141,597
Fassino Anthony D
Common Stock
2026-03-04 Tax withheld 346 $738.42 255,493
Schaupp William E
Common Stock
2026-03-04 Tax withheld 19 $738.42 14,030
Shurman Rodney Michael
Common Stock
2026-03-04 Tax withheld 117 $738.42 86,395
de Lange Bob
Common Stock
2026-03-04 Tax withheld 393 $738.42 290,199
Kaiser Jason
Common Stock
2026-03-04 Tax withheld 368 $738.42 271,739
Owens Derek
Common Stock
2026-03-04 Tax withheld 338 $738.42 249,586
Bonfield Andrew R J
Common Stock
2026-03-04 Tax withheld 449 $738.42 331,551
Creed Joseph E
Common Stock
2026-03-04 Tax withheld 696 $738.42 513,940
Johnson Denise C
Common Stock
2026-03-04 Tax withheld 346 $738.42 255,493
showing 20 of 200 most recent transactions
13F Ownership Over TimeHoldersShares Held
2026-03-31 3,747 332,446,526
2025-12-31 3,543 333,422,891
2025-09-30 3,165 337,379,190
2025-06-30 2,998 335,975,703
2025-03-31 2,894 335,123,582
2024-12-31 3,006 343,386,802
2024-09-30 2,851 349,612,751
2024-06-30 2,727 351,569,294
2024-03-31 2,733 374,847,621
2023-12-31 2,608 369,537,088
2023-09-30 2,411 361,696,462
2023-06-30 2,347 361,945,560
Form 13F Holdings
Firm Period DFND Voting Shares
Swedbank AB [2026-06-30] DFND 214,922 214,922
Sequoia Financial Advisors LLC [2026-06-30] SOLE 0 188,272
Wealth Enhancement Advisory Services LLC [2026-06-30] SOLE 11,253 186,174
Czech National Bank [2026-06-30] SOLE 131,102 131,102
QRG Capital Management Inc [2026-06-30] SOLE 108,049 108,049
Commonwealth of Pennsylvania Public School Empls Retrmt SYS [2026-06-30] SOLE 101,732 101,732
Prospera Financial Services Inc [2026-06-30] SOLE 0 97,568
OFI Invest Asset Management [2026-06-30] SOLE 87,666,487 93,536
Gateway Investment Advisers LLC [2026-06-30] SOLE 92,976 92,976
Old Republic International Corp [2026-06-30] SOLE 85,500 85,500
Fort Washington Investment Advisors Inc /OH/ [2026-06-30] SOLE 80,690 82,247
Country Trust Bank [2026-06-30] SOLE 70,475 70,475
Union Bancaire Privee UBP SA [2026-06-30] DFND 52,500 65,464
Yousif Capital Management LLC [2026-06-30] SOLE 16,506 62,531
ASR Vermogensbeheer NV [2026-06-30] DFND 61,741 61,741
NorthCrest Asset Manangement LLC [2026-06-30] SOLE 3,041 57,682
Beacon Investment Advisory Services Inc [2026-06-30] SOLE 39,678 50,514
Salem Investment Counselors Inc [2026-06-30] SOLE 35,299 48,741
TEMA ETFS LLC [2026-06-30] SOLE 48,566 48,566
Aegon Asset Management UK PLC [2026-06-30] SOLE 46,288 47,152
Bar Harbor Wealth Management [2026-06-30] DFND 45,699 45,699
HM Payson & Co [2026-06-30] SOLE 33,888 43,966
Davenport & Company LLC [2026-06-30] SOLE 26,615 43,321
MassMutual Private Wealth & Trust FSB [2026-06-30] SOLE 42,523 42,523
Congress Asset Management Co [2026-06-30] SOLE 41,543 41,651
Segment Wealth Management LLC [2026-06-30] SOLE 0 40,795
Merit Financial Group LLC [2026-06-30] SOLE 10 40,766
Lafleur & Godfrey LLC [2026-06-30] SOLE 39,603 40,343
Brookstone Capital Management [2026-06-30] SOLE 0 38,296
Park National Corp /OH/ [2026-06-30] SOLE 38,103 38,282
Prev | Page 1 | Next
Terms | Privacy | Providers | Companies | Guide
tony@aum13f.com