Caterpillar Inc

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Caterpillar Inc
TickerCAT
CIK #0000018230
CUSIP149123101
SectorTechnology - Construction Machinery & Equip
Address100 NE Adams St, Peoria, IL 61629
Source [EDGAR]
CIK Filing 2011 - 2025
[0000018230] 10-K
[0000018230] 10-Q
[0000018230] 3
[0000018230] 4
[0000018230] 5
[0000018230] 8-K
[0000018230] SC 13G
Form 13D/13G Filer Form 13D/13G Subject Filed % Owned
Capital World Investors Caterpillar Inc [2023-02-13] 5.6
State Street Corp Caterpillar Inc [2021-02-12] 7.63
State Street Corp Caterpillar Inc [2020-02-13] 8.1
State Street Corp Caterpillar Inc [2019-02-13] 8.1
State Street Corp Caterpillar Inc [2018-02-14] 8.26
State Street Corp Caterpillar Inc [2017-02-14] 9.16
State Street Corp Caterpillar Inc [2016-02-16] 9.9
BlackRock Inc Caterpillar Inc [2016-02-09] 5.2
State Street Corp Caterpillar Inc [2015-02-11] 9.8
BlackRock Inc Caterpillar Inc [2015-02-06] 5.0
State Street Corp Caterpillar Inc [2014-02-03] 10.5
Vanguard Group Inc Caterpillar Inc [2013-02-13] 5.02
State Street Corp Caterpillar Inc [2013-02-12] 10.9
State Street Corp Caterpillar Inc [2012-02-13] 11.3
Form 3/4/5 Filer 2011 - 2025
Schwab Susan C
Caterpillar Inc
MacLennan David
Kaiser Jason
Johnson Denise C
Creed Joseph E
Bonfield Andrew R J
Keene Nazzic S
Fish James C Jr
Wilkins Rayford Jr
Reed Debra L
Marks Judith Fran
Johnson Gerald
Pambianchi Christine M
Owens Derek
Fassino Anthony D.
Umpleby III Donald J
Schaupp William E
De Lange Bob
Johnson Cheryl H
Dickinson Daniel M
Calhoun David L
Ayotte Kelly
Long Suzette M
RUST Edward B Jr
White Miles D
Marvel Gary Michael
Gallardo Juan
Osborn William A
Ainsworth William P
Younessi Ramin
Muilenburg Dennis A
Copeland Jananne A.
Pellette Thomas A
Charter Robert B
Halverson Bradley M
Buda James B
Oberhelman Douglas R
Greene Jesse J Jr
Huntsman Jon M Jr
Bozeman David P
Rapp Edward J
Levenick Stuart L
Wunning Steven H
Magowan Peter A
Powell Charles D
Goode David R
Vittecoq Gerard R
Smith Joshua I
Fife Eugene V
Lavin Richard P
Form 13F Holdings
Firm Period DFND Voting Shares
Vanguard Group Inc [2025-06-30] SOLE 0 43,910,291
State Street Corp [2025-06-30] DFND 11,640,354 35,949,017
BlackRock, Inc. [2025-06-30] SOLE 30,773,499 33,827,264
State Farm Mutual Automobile Insurance Co [2025-06-30] SOLE 13,326,364 13,326,364
Geode Capital Management LLC [2025-06-30] DFND 10,456,500 10,467,024
Fisher Asset Management LLC [2025-06-30] DFND 8,921,501 9,418,321
Gates Foundation Trust [2025-06-30] SOLE 7,353,614 7,353,614
Morgan Stanley [2025-06-30] DFND 3,922,164 7,288,145
Norges Bank [2025-06-30] SOLE 5,579,193 5,579,193
Bank of America Corp /DE/ [2025-06-30] DFND 1,195,051 5,326,260
Northern Trust Corp [2025-06-30] DFND 4,957,057 5,070,042
Capital World Investors [2025-06-30] DFND 4,519,558 4,586,001
State Farm Mutual Automobile Insurance Co [2025-06-30] DFND 4,343,076 4,343,076
Capital Research Global Investors [2025-06-30] DFND 4,298,780 4,302,761
Charles Schwab Investment Management Inc [2025-06-30] SOLE 3,305,226 3,324,260
Invesco Ltd. [2025-06-30] DFND 0 3,282,720
Goldman Sachs Group Inc [2025-06-30] DFND 3,002,442 3,188,496
JPMorgan Chase & Co [2025-06-30] DFND 2,175,789 3,181,455
Bank of New York Mellon Corp [2025-06-30] DFND 2,261,286 2,924,460
Susquehanna International Group LLP [2025-06-30] OTR 237,553 2,880,553
Legal & General Group Plc [2025-06-30] DFND 2,509,009 2,743,075
Dimensional Fund Advisors LP [2025-06-30] SOLE 2,389,170 2,530,569
UBS Group AG [2025-06-30] DFND 1,500,837 2,373,318
Nuveen, LLC [2025-06-30] DFND 2,358,934 2,365,428
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AME [2025-06-30] SOLE 1,742,075 2,239,637
Vanguard Group Inc [2025-06-30] DFND 1,062 2,149,326
Royal Bank of Canada [2025-06-30] DFND 1,859,447 1,912,258
Amundi [2025-06-30] DFND 1,911,674 1,911,674
Wells Fargo & Company/MN [2025-06-30] DFND 218,083 1,903,646
Citadel Advisors LLC [2025-06-30] DFND 1,894,787 1,894,787
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