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Austerra Wealth Management LLC
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CRD # | 161964 |
SEC # | 801-126050 |
CIK # | |
AUM | $201.9 MM (2024-03-27) |
Employees | 3 (33% Investors, 0% Brokers) |
Phone | 214-810-0250 |
Address | 5910 N Central Expressway Dallas, TX 75206 |
Source | [IAPD] [Website] |
Total AUM ($MM) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
Other | Austerra Stable Growth Fund LP | [2022-06-08] | 1.5 | 113.8 |
Other | Austerra Stable Income Fund LP | 2022-06-08 | 85.0 |
AUM Breakdown | Accounts | AUM ($MM) |
---|---|---|
By Client Type | ||
(a) Individuals (other than high net worth individuals) | 0 | 0.0 |
(b) Individuals (high net worth individuals) | 13 | 3.0 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 0 | 0.0 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 2 | 198.9 |
(g) Pension and profit sharing plans | 0 | 0.0 |
(h) Charitable organizations | 0 | 0.0 |
(i) State or municipal government entities | 0 | 0.0 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.0 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 0 | 0.0 |
(n) Other | 0 | 0.0 |
Total | 37 | 201.9 |
By Discretionary | ||
Discretionary | 37 | 201.9 |
Non-Discretionary | 0 | 0.0 |
Total | 37 | 201.9 |
By Non-United States Persons | ||
Non-United States Persons | 0.0 | |
United States Persons | 201.9 | |
Total | 37 | 201.9 |
Form D Directors | # Filings | # Firms | 2011 - 2024 |
---|---|---|---|
Mark Holland | 3 |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Roosevelt Capital Management LLC
✚
|
TX | 0.2 |
Sutterfield Financial Group Inc
✚
|
OK | 0.2 |
Universal Financial Advisors LLC
✚
|
MO | 0.2 |
Pinnacle Wealth Advisors Inc
✚
|
OR | 0.2 |
Magnolia Capital Management Ltd
✚
|
NY | 0.2 |
Signature Financial Services Ltd
✚
|
IL | 0.2 |
Integras Partners LLC
✚
|
GA | 0.2 |
Pinnacle West Asset Management Inc
✚
|
WY | 0.2 |
Retirementadvice JKA
✚
|
CA | 0.2 |
Unison Asset Management LLC
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|
FL | 0.2 |