WLTH Capital Management LLC

Item 5 – Fees and Compensation

The following paragraphs detail the fee structure and compensation methodology for services provided by the
Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more
written agreement with the Advisor.

A. Fees for Advisory Services
Wealth Management Services
Wealth management fees are paid quarterly in advance pursuant to the terms of the wealth management agreement.
Fees are based on the market value of assets under management at the end of the prior calendar quarter. Fees are
based on the following schedule:

                              Assets Under Management ($)                Annual Rate (%)
                                      Up to $1,000,000                         1.00%
                                  $1,000,001 to $2,000,000                     0.80%
                                  $2,000,001 to $3,000,000                     0.70%
                                  $3,000,001 to $4,000,000                     0.60%
                                    $4,000,001 and above                       0.50%

WLTH Capital requires a $10,000 annual minimum fee. The minimum fee is charged $2,500 per quarter in the event
the Client’s account[s] are less than $1,000,000 in assets under management. The wealth management fee in the first
quarter of service is prorated from the inception date of the account[s] to the end of the first quarter. Fees may be
negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets under
management with the Advisor. All securities held in accounts managed by WLTH Capital will be independently valued
by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing.

Family Fee Calculations- The Advisor may aggregate family accounts for purposes of determining the applicable tier
under the fee schedule above. The resulting rate applies to each account within the family group. For purposes of this
section, a family group may include spouses or domestic partners, immediate family members, and related trusts,
entities, or retirement accounts. The Advisor generally considers clients eligible for family billing where the primary
relationship generates a minimum of $30,000 in annual advisory fees. Clients must provide written consent to participate
in a family billing arrangement. All clients participating in a family group are subject to a minimum quarterly fee of $500.
New accounts are incorporated into the family billing group at the start of the next billing cycle following approval, and
accounts removed from the group revert to the standard fee schedule at the start of the next billing period. Material
changes in family composition will trigger a reassessment of eligibility and a corresponding adjustment to the fee
structure. If the primary client no longer meets the minimum fee threshold or terminates their relationship with the
Advisor, the family billing arrangement will be reevaluated and related accounts may revert to the standard fee schedule.
WLTH Capital reserves the right to approve or deny family billing arrangements, modify family composition, and apply
or waive minimum fees at its discretion.

Third-Party Access Platforms
For assets managed through a third-party platform, the Client is not charged any additional platform fees. The Advisor
bears the cost of the platform in order to service these Client assets. Advisory fees apply to assets accessed and
managed through the platform as part of the Client’s assets under management, as disclosed above.

                                              WLTH Capital Management, LLC
                                     25 South Arizona Place, Suite 537, Chandler, AZ 85225
                                          Phone: 480-795-4475 * Fax: 480-795-4482

Foundations / Legacy Program Services
Investment advisory fees for Foundations and Legacy Program Services is 1.25% annually paid quarterly in advance.
Fees are based on the market value of assets under management at the end of the prior calendar quarter. Clients with
assets under management reaching $1,000,000 will be transitioned to wealth management services in the following
quarter and will remain as long as the account[s] value stays above $1,000,000. Additionally, new Clients in the
Foundations Program will be charged an initial $1,000 onboarding fee.

The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other
related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor
shall not receive any portion of these commissions, fees, and costs.

Financial Planning Services
WLTH Capital offers standalone financial planning services for a fixed engagement fee ranging up to $10,000 per
engagement. Fees may be negotiable based on the nature and complexity of the services to be provided and the overall
relationship with the Advisor. An estimate for total costs will be determined prior to engaging for these services.

Cash Management Services
Cash management fees are 0.10% annually paid quarterly in advance pursuant to the terms of the cash management
agreement. Cash management fees are based on the market value of assets under management at the end of the prior
calendar quarter. The cash management fee in the first quarter of service is prorated from the inception date of the
account[s] to the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees
will take into consideration the aggregate assets under management with the Advisor. All securities held in accounts
managed by WLTH Capital will be independently valued by the Custodian. The Advisor will conduct periodic reviews of
the Custodian’s valuation to ensure accurate billing.

Retirement Plan Advisory Services Fees
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Item 7 – Types of Clients

WLTH Capital offers investment advisory services to individuals, high net worth individuals, trusts, estates, and
businesses.

WLTH Capital generally requires a minimum annual fee of $10,000 to effectively implement its wealth management
services.