Authentikos Wealth Advisory LLC

Item 5: Fees and Compensation
We offer our services on a fee-only basis. Fees can be charged in advance or in arrears.
Depending on the program chosen, our fee can either be calculated based upon the market
value of the assets in your account on the last business day of the previous month or the
average daily balance in the account during previous month, as valued by your custodian.

Authentikos Managed Account

Our management fee is negotiated in advance of formalizing an advisory agreement with each
client after considering the specific needs and circumstances of each customer. Our advisory
fee will not exceed 2.5% per annum. Our management fee is in addition to fees charged by
third party advisors that we may recommend. Fees charged by Authentikos and any third-
party advisor combinedwill not exceed 3%, per annum, of total assets under management.
Client fees are payable monthly, in arrears, based on the value of the assets under
management as of the last business day of the previous month. The initial management fee
will be prorated from inception date till the end of the quarter and calculated using the value
of the account assets on the first day it is fully funded.

Since we charge an advisory fee which is based upon the value of assets we manage on your
behalf the total fees you pay us will increase as the value of your account increases. This
creates a conflict of interest by incentivizing us to recommend that you increase the assets in
your account.

Authentikos may recommend the use of other asset management firms with whom we have a
relationship with and from whom we could receive a share of the advisory fees you pay them.
This creates a conflict of interest by incentivizing us to recommend a particular asset
management firm based on the compensation we receive rather than based upon your needs.

AE Wealth Model Portfolio Program

The Model Portfolio Program is offered on a wrap fee basis only. This means you will pay a
management fee based on assets under management but won’t be assessed any commission,
ticket charges, and custodian fees related to the execution of transactions in their account.
The fee assessed to clients who participate in this program will not exceed 2.9% annually
and is individually negotiated with Authentikos, in advance, after considering the specific
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needs and circumstances of each customer.

The advisory fee is payable monthly, in arrears, based on assets under management and
calculated based on the average daily balance of the account(s) during the billing period (e.g.,
previous month). Fees are prorated (based on the number of days service is provided during
the initial billing period) for your account opened at any time other than the beginning of the
billing period. Under the average daily balance method, each day’s balance for the month is
summed then divided by the number of days in the month, to compute the average daily
balance. The average daily balance is then multiplied by the monthly portion of the annual
fee to determine the monthly fee due. A portion of the advisory fee you are assessed will be
shared with any third-party investment adviser and certain services providers (i.e., platform
provider, custodian, and model portfolio manager) who provide services to the program. The
fee paid to Authentikos and AE Wealth will be deducted in separate entries from your
account and total amount combined will not exceed the total fee negotiated with you in
advance.

Clients can terminate their AE Wealth platform account at any time upon written notice and
receive a full pro-rata refund of any unearned fees. Fees and compensation for using the AE
Wealth Model Portfolio Program, are provided in more detail in the AE Wealth Wrap Fee
Program Brochure (Form ADV, Part 2A Appendix) which can be found by accessing AE
Wealth’s Disclosure Documents at https://aewealthmanagement.com/disclosures and the
Client Fee Addendum.

Each account on the AE Wealth platform can also be subject to the following fees: Financial
Advisor Fee, Platform Fee, Investment Manager Fee; and Initial Consulting Fees. Other fees
for special services may also be charged depending on the circumstances related to the
Client’s account. The Client should consider all applicable fees, cost and expenses related to
the program.

Participants in a wrap fee program will not pay separate commissions, ticket charges or
custodian fees for the execution of transactions in their account. To compensate the
custodian who has custody of the account, a portion of the fee paid by you is shared with
them to cover these expenses. This creates a conflict of interest by incentivizing us and
others to trade your account less frequently, despite your best interest, to decrease
transaction related expenses incurred in managing your account.

Services similar to those provided by AE Wealth may be offered from other registered investment
advisers at a lower fee.

Fees for Financial Planning

Financial planning services are charged on either a fixed fee or hourly arrangement as agreed
upon between you and your IAR. Fees are negotiable and will vary depending upon the
complexity of the client’s situation and services to be provided. Fixed fees range from $1,000
to $14,000 per plan. Financial planning services billed on an hourly basis can range from $0 -

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$300 per hour, depending on the experience and qualifications of the IAR. An estimate for
total hours will be determined at the start of the advisory relationship. The cost of some plans
may be recovered through a reduction in Authentikos’ investment advisory fee in an amount
equal to the cost of the financial plan should the recipient of the financial plan choose to
become a client of Authentikos. Similar financial planning services may be available through
...

Item 7: Types of Clients
 We provide advisory services primarily to both individuals and to high-net-worth individuals,
 including their trusts, estates, and retirement accounts. We also provide services to
 corporations or business entities including their pension and profit-sharing plans. Certain
 Authentikos approved advisers offered through the Third-Party Investment Advisory
 Services have a required minimum dollar value for managing client assets ranging from
 $25,000 to $250,000.
 The account minimum for the Authentikos Managed Account Program is $100,000. We may
 accept clients with smaller portfolios based upon certain factors such as anticipated future
 earnings capacity and/or accumulation of additional assets, account composition, related
 accounts, and pre-existing client relationships. We may also consider the portfolios of your
 family members to determine if your portfolio meets the minimum size requirement.
 Minimum account size can be waived by Authentikos solely at our discretion. The minimum
 account size for AE Wealth model portfolio platform is $10,000. This can be waived at the
 discretion of either AE Wealth or Authentikos.

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