AXIM Wealth Management LLC

Item 5: Fees and Compensation
Method of Compensation and Fee Schedule
 ASSET MANAGEMENT
 Axim Planning & Wealth offers discretionary and nondiscretionary direct asset management
 services to advisory Clients. Axim Planning & Wealth charges an annual investment advisory fee
 based on the total assets under management as follows:
         Assets Under Management                        Annual Fee            Quarterly Fee
        First $250,000 ($0-$250,000)                      2.75%                 .6875%
             Your next $250,000                           2.50%                 .6250%
         ($250,000.01 - $500,000)
             Your next $500,000                           2.00%                   .5000%
        ($500,000.01 - $1,000,000)
           Your next $1,500,000                           1.75%                   .4375%
       ($1,000,000.01 - $2,500,000)
            Your next $1,500,000                          1.50%                   .3750%
        ($2,500,000.01 - $5,000,000)
            Subsequent amounts                            1.25%                  0.3125%
              ($5,000,000.01+)
 This is a tiered/blended fee schedule, the asset management fee is calculated by applying
 different rates to different portions of the portfolio. Axim Planning & Wealth may group certain
 related Client accounts for the purposes of achieving the minimum account size and determining
 the annualized fee.
 For example (based on a quarterly billing period):
 A Client with $2,500,000 under management would pay $12,343.75 on a quarterly basis.
               AUM                     Quarterly fee         Total
               First $250,000          x 0.6875% =           $1,718.75
               Next $250,000           x 0.6250% =           $1,562.50
               Next $500,000           x 0.5000% =           $2,500.00
               Next $1,500,000         x 0.4375% =           $6,562.50
               Total for the quarter                         $12,343.75

 The annual fee is negotiable based upon certain criteria (e.g., historical relationship, type of
 assets, anticipated future earning capacity, anticipated future additional assets, dollar amounts
 of assets to be managed, related accounts, account composition, negotiations with Clients, etc.).
 Fees are billed quarterly in advance based on the amount of assets managed as of the close of
 business on the last business day of the previous quarter. Lower fees for comparable services
 may be available from other sources. Clients may terminate their account within five (5) business
 days of signing the Investment Advisory Agreement with no obligation and without penalty. After
 the initial five (5) business days, the agreement may be terminated by Axim Planning & Wealth
 with thirty (30) days written notice to Client and by the Client at any time with written notice to
 Axim Planning & Wealth. For accounts opened or closed mid-billing period, fees will be prorated

 based on the days services are provided during the given period. All unpaid earned fees will be due
 to Axim Planning & Wealth. Additionally, all unearned fees will be refunded to the Client. Client
 shall be given thirty (30) days prior written notice of any increase in fees. Any increase in fees will
 be acknowledged in writing by both parties before any increase in said fees occurs.
 Axim Planning & Wealth may also utilize the services of a Sub-Advisor to manage Clients’
 investment portfolios. Axim Planning & Wealth will enter into Sub-Advisor agreements with other
 registered investment advisor firms. When using Sub-Advisors, the Client will not pay additional
 fees. The Sub-Advisors fees are inclusive of the total fee disclosed by Axim Planning & Wealth.
 Sub-Advisor directly deducts the fees separately for both the sub- advisory firm and Axim
 Planning & Wealth.
Client Payment of Fees
 Fees for asset management services are deducted from a designated Client account to facilitate
 billing. The Client must consent in advance to direct debiting of their investment account.
 Fees for financial plans will be billed to the Client and paid directly to Axim Planning & Wealth.
Additional Client Fees Charged
 Custodians may charge transaction fees other related costs on the purchases or sales of mutual
 funds, equities, bonds, options and exchange-traded funds. Mutual funds, money market funds,
 exchange-traded funds, and privately offered pooled investment vehicles also charge internal
 management fees, which are disclosed in the funds’ offering documents. Axim Planning & Wealth
 does not receive any compensation from these fees. All of these fees are in addition to the
 management fee you pay to Axim Planning & Wealth. For more details on the brokerage
 practices, see Item 12 of this brochure.

Prepayment of Client Fees
 Axim Planning & Wealth does not require any prepayment of fees of more than $1,200 per Client
 and six months or more in advance.
 Investment management fees are billed quarterly in advance.
 If the Client cancels after five (5) business days, any unearned fees will be refunded to the Client,
 or any unpaid earned fees will be due to Axim Planning & Wealth.
External Compensation for the Sale of Securities to Clients
 Investment Advisor Representatives of Axim Planning & Wealth receive external compensation
 from sales of investment-related products such as insurance as licensed insurance agents. This
 represents a conflict of interest because it gives an incentive to recommend products based on
 the commission received. This conflict is mitigated by disclosures, procedures, and Axim Planning
 & Wealth’s fiduciary obligation to place the best interest of the Client first and Clients are not
 required to purchase any products or services. Clients have the option to purchase these products
 through another insurance agent of their choosing.

Item 7: Types of Clients
Description
 Axim Planning & Wealth generally provides investment advice to individuals and high net worth
 individuals, as well as pension plans. Client relationships vary in scope and length of service.
Account Minimums
 Axim Planning & Wealth does not require a minimum to open an account.