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| 2 Knights Wealth Management LLC
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| CRD # | 307238 |
| SEC # | 801-124807 |
| CIK # | |
| AUM | 127.3 M (2026-04-17) |
| Employees | 2 (100% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 216-798-5511 |
| Address | 30195 Chagrin Blvd, 118N Pepper Pike, OH 44124 |
| Source | [IAPD] [Website] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (4/17/2026) [Brochure] |
|---|
ITEM 5 – FEES AND COMPENSATION
We provide investment management to investors in exchange for an annual management based
on a percentage of assets under management.
2 KNIGHTS WEALTH MANAGEMENT, LLC PAGE 4 ADV PART 2A – 3/30/2026
Our annual management fee schedules are as follows:
Management fees for individually managed portfolios (using mostly individual securities) for
clients:
Custodian Reported Account Value Annual Management Fee
First $2.5 Million 1.00%
$2.5 Million up to $5 Million 0.75%
$5 Million up to $25 Million 0.60%
>25 Million 0.50%
Management Fee for Balanced Portfolios:
Custodian Reported Account Value Annual Management Fee
Up to $1 Million 1.00%
$1 Million up to $5 Million 0.75%
$5 Million up to $10 Million 0.60%
> $10 Million 0.50%
We invoice clients in advance, at the beginning of each quarter, based on the custodian
reported account value as of the last business day of the preceding quarter.
We reserve the right, in our sole discretion, to negotiate and to charge different advisory fees for
certain accounts based on the client's particular needs as well as overall financial condition, goals,
risk tolerance, and other factors unique to the client's relationship with the firm. Fees charged to
large account clients may be subject to negotiation as a result of the initial or potential size of
the accounts. Differences in advisory fees paid by certain clients may also reflect account
inception dates, or the entirety of the client's relationship with the firm. We may, under
appropriate circumstances, make special fee arrangements with clients and may also elect
Our clients typically authorize their account custodian to debit one or more of their accounts for
our management fees and to directly remit that management fee to us. Clients may also choose
to be billed for fees incurred, instead of deducting fees from their assets under management.
In addition to our management fee, clients will incur custodian fees and brokerage fees. In some
cases, custodian fees are included in the brokerage fees. Since our management fees are charged
on an "Assets Under Management" basis, it is in both our clients' interest as well as ours to seek
out ways to limit expenses. Therefore, on behalf of our clients, we have negotiated commission
and custodial fee rates down to what we consider to be nominal levels to help save our client’s
money and improve their after-fee returns.
We may decide from time to time to put a portion of clients' assets into exchange-traded funds,
open-ended mutual funds or closed-end mutual funds to achieve a certain investment result.
When using any of the funds mentioned, clients should be aware they are paying two levels of
advisory fees for the management of those assets. One fee is paid directly to us and the other
indirectly through the management fees assessed by the funds contained in their portfolio.
Clients may also incur brokerage and other transaction costs. For additional information, please
2 KNIGHTS WEALTH MANAGEMENT, LLC PAGE 5 ADV PART 2A – 3/30/2026
see "Item 12 Brokerage Practices later in the documents.
TERMINATION OF SERVICES
You may terminate any service for any reason within the first five (5) business days after signing
an advisory contract, without any cost or penalty. Thereafter, the advisory contract may be
terminated at any time by giving ten (10) days’ written notice. When we receive written notice
of termination, you will receive a prorated refund of any unearned fees for the quarter.
RETIREMENT ROLLOVER CONFLICTS OF INTEREST
When we recommend you rollover a retirement account for us to manage, this creates a financial
incentive because we charge a fee for our services. We attempt to mitigate the conflict of interest
by acting in your best interest and applying an impartial conduct standard to all rollovers. Please
note that you are not under any obligation to roll over a retirement account to an account
managed by us. |
| Account Minimums and Types of Clients — Form ADV Part 2A (4/17/2026) [Brochure] |
|---|
ITEM 7 – TYPES OF CLIENTS We provide personalized confidential investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. We generally require a minimum investment of $250,000 for a client to be separately managed. Our minimum is negotiable, and we reserve the right to decline business at our discretion. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 25 | 8.3 |
| (b) Individuals (high net worth individuals) | 34 | 108.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 1.8 |
| (h) Charitable organizations | 0 | 8.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 62 | 127.3 |
| By Discretionary | ||
| Discretionary | 58 | 115.9 |
| Non-Discretionary | 4 | 11.4 |
| Total | 62 | 127.3 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 127.3 | |
| Total | 62 | 127.3 |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.1B |
| Serves | Institutional, Retail |
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|---|---|---|
|
Willow Financial LLC
✚
|
AR | 127.6 M |
|
Align Advisor Group LLC
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|
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|
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|
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|
Luminescent Wealth Management Inc
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|
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|
Fairchild Financial Advisors Inc
✚
|
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|
AXIM Wealth Management LLC
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|
OH | 127.2 M |
|
Wright Wealth Strategies LLC
✚
|
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|
Oxley Harry KEIR
✚
|
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