Axis Wealth Partners LLC

Item 5: Fees and Compensation
Please note, unless a client has received the firm’s disclosure brochure at least 48 hours prior to signing the
investment advisory contract, the investment advisory contract may be terminated by the client within five
(5) business days of signing the contract without incurring any advisory fees and without penalty. How we
are paid depends on the type of advisory service we are performing. Please review the fee and compensation
information below.

Investment Management Services

Our standard advisory fee is based on the market value of the assets under management and is calculated as
follows:
                       Account Value                              Annual Advisory Fee
                       First $500,000                                 Up to 1.50%
                     Second $500,000                                  Up to 1.25%
                     Above $1,000,000                                 Up to 1.00%
                     Above $5,000,000                                 Up to 0.75%
The advisory fee is a blended fee and is calculated by assessing the percentage rates using the predefined
levels of assets as shown in the above chart, resulting in a combined weighted fee. Advisory fees are directly
debited from client accounts, or the client may choose to pay by check. An account may be terminated with
written notice at least 30 calendar days in advance. A refund will not be given if an account is closed or
transferred mid-month.

       Outsourced Billing Services
       In providing our discretionary management services, we may engage the services of Advyzon
       Investment Management LLC (“AIM”) as an outsourced agent to provide certain operational,
       administrative, and trading functions. We provide AIM with information regarding our fee schedules
       and billing arrangements. AIM will calculate your fees based on the parameters we provide, collect
       the fees, and disburse them to us. Your fees will be reflected on your custodial account statement. If
       you have any questions or concerns about your advisory fees, please contact us.

       Third-Party Advisers
       In the event Quantinno Capital Management LP is engaged as a sub-adviser, the client will authorize
       the custodian to deduct Quantinno’s advisory fee directly from the client’s account and remit those
       fees to Quantinno. In the event that Symmetry Partners is used as a co-adviser, the client will pay
       Symmetry Partners according to agreed upon fee schedule in the advisory agreement. Note: These
       fees are in addition to Axis’ advisory fee.

Nucleus Model Marketplace Fee
When we use Nucleus model marketplace to manage all or a portion of your assets, the following fees are
also incurred:
    • Strategist Fee. Nucleus strategist fees range between 0.00% and 1.00% annually of your account
        assets(s) in the model portfolios, depending on strategist and model selected. In some cases,
        strategists may receive additional compensation from investments in the underlying investments
        included in the model portfolios, which presents a conflict of interest. We will provide you with
        information regarding the specific fees for the model portfolio(s) used to manage your Account(s),
        any conflicts of interest the strategist may have, and other relevant information.
    • Administration Fee. For access to the Nucleus model marketplace, AIM receives a maximum annual
        administration fee of 0.10% of your Account(s) in the model portfolios.
    • Trading Fee. For trading services, AIM receives a maximum annual trading fee of 0.15% of your
        Account(s) in the model portfolios.
    • Outsourced Services Fee. For Outsourced Agent Services, AIM receives a maximum annual fee of
        0.05% of your Account(s) in the model portfolios.

The above fees are in addition to any investment management fee charged by us. The Nucleus model
marketplace fees will be charged quarterly in arrears. The quarterly fee is based on the average daily balance
of your Account(s) during the prior calendar quarter (including cash and cash equivalents). The average daily
balance is calculated by adding each day’s balance for the quarter, then dividing the sum by the number of
days in the quarter. The average daily balance is then multiplied by the quarterly portion of the annual fee.
Nucleus fees may be charged at the same time as our advisory fee, or it may be charged separately.

Pension Consulting Services Fee

Axis offers ongoing consulting services to pension or other employee benefit plans (including but not limited
to 401(k) plans). Depending upon the complexity of the situation and the needs of the plan and/or its
participants, the rate for pensions consulting services will be predetermined by the Advisor and the client.

These fees are negotiable depending upon the needs of the client and complexity of the situation. Fees are
paid monthly in advance, and clients may terminate their contracts with thirty days’ written notice. A refund
will not be given if an account is closed or transferred mid-month. Axis also offers educational and enrollment
meetings for 401k plan clients included in its pension consulting fees.

Pension Consulting fees are paid via check in advance, but never more than six months in advance, with the
remainder due upon presentation of the plan. Fees that are charged in advance will be refunded based on
the prorated amount of work completed at the point of termination.

Individual Plan Participant Consulting
For our individual plan participant consulting services, we do not charge a fee to the plan participant since
we are compensated by the plan participant’s retirement plan or the sponsor of the retirement plan. Axis or
the plan participant may terminate services by providing written notice to the other party.

Business Consulting Service – Fixed Fees
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Item 7: Types of Clients

We provide financial planning and portfolio management services to individuals, high net-worth individuals,
pension and profiting sharing plans and corporations or other businesses.
We do not have an account minimum requirement.