Advisor Share Wealth Management LLC

Item 5 Fees and Compensation

The fees for the advisory services, as outlined below, are payable on a monthly basis, in arrears, based
on the daily average balance of the subject assets during the billing month. All applicable fees, fee payment
arrangements and the terms of engagement are clearly set forth in this agreement prior to services being
rendered.

Comprehensive Asset Management Technology Platform
Fees for the Platform can be based on an annual fixed fee or an asset-based fee ranging from 0.40% -
0.60%. In addition, a Platform Fee of $30 per advisory client Platform account will apply. Additional fees,
such as Processing Fees, may also apply to Platform engagements when ASWM is retained to administer
advisory fee billing and collection.

Portfolio Management and Selection of Other Advisers
Fees for Portfolio Management and Selection of Other Advisers services are assessed on an asset- based
fee basis. ASWM’s asset-based fees are negotiable and generally range from 0.50% to 1.90% of client
assets under management. These fees are individually negotiated on a case-by-case basis with the client
prior to initiating an engagement. Negotiations will be based upon a variety of factors, including but not
limited to, the scope of overall services to be rendered, third-party investment managers selected for use
in account management, the value of client assets (potentially including those assets not under
management), friends and family, related accounts, and other factors. As a result, similarly-situated clients
may pay varying fees and the services to be provided may be available from other advisers for similar or
lower fees.

Retirement Plan Asset Management Services

ASWM’s fees for Retirement Plan Asset Management Services are individually negotiated on a case-by-
case basis and will generally range from 0.50% to 1.75% of plan assets.

These fees are negotiable based upon a variety of factors, including but not limited to, the scope of services
to be rendered, the representative servicing the account, the amount of plan assets, the expected amount
of time needed to render the requested services, and other factors. Due to the negotiability of fees,
similarly-situated clients could pay differing fees and the services to be provided by ASWM may be
available from other sources for the same or lesser fees.

Financial Planning Fees
To the extent specifically requested by a client, ASWM may determine to provide financial planning and/or
consulting services (including investment and non-investment related matters, including estate planning,
insurance planning, etc.) on a stand-alone fee basis. The Firm’s planning and consulting fees are
negotiable, but generally range from $500 to $25,000 on a fixed fee basis, depending upon the level and
scope of the service(s) required and the professional(s) rendering the service(s). Hourly planning and
consulting engagements are also available at a rate of $250 per hour.

Fee Payments
Unless otherwise agreed, asset-based fees are billed monthly, in arrears, based upon the daily average
balance of the managed assets during the billing period. Initial fees will be prorated if the investment
advisory relationship commences other than at the beginning of a billing period. Asset-based fees will
generally begin accruing as of the date the account placed under management is funded, unless otherwise
agreed.

In most engagements, the third-party investment manager and/or sub-adviser will deduct advisory fees
directly from the client’s account provided that (i) the client provides written authorization to the qualified
custodian, and (ii) the qualified custodian sends the client a statement, at least quarterly, indicating all
amounts disbursed from the account. The cost of the third-party investment manager’s and/or sub-adviser’s
services is paid from ASWM’s advisory fee, resulting in no additional charge to the client. The client is
encouraged to review the custodian statement to verify the accuracy of the fee calculation, as the client’s
custodian will not verify the calculation.

To the limited extent ASWM maintains advance billing arrangements, then upon termination, a fee refund
will be provided, prorated based on the number of days in the fee period until the effective date of
termination.

ASWM’s Financial Planning and Consulting fees are generally invoiced directly to the client. The client is
generally asked to pay such fees by check, upon receipt of the Firm’s invoice. ASWM may request that up
to fifty percent (50%) of the total estimated fee be paid at the outset of the client engagement.
Notwithstanding the foregoing, the Firm does not solicit or require prepayment of $1,200 or more in fees,
six months or more in advance. Generally, the balance of the fee will become payable at the conclusion of
the Firm’s services.

If a fixed fee Financial Planning and Consulting engagement is terminated prior to completion, ASWM will
provide a refund of the advance-paid fee, prorated based on the amount of work completed at the time of
termination based on the Firm’s then-current hourly rate. If the amount owed for ASWM’s services exceeds
the initial advance payment amount, the client will be invoiced for the remaining amount due, and the client
will not be entitled to a refund.

If an hourly Financial Planning and Consulting engagement is terminated prior to completion, ASWM will
invoice the client at its then-current hourly rate, based on the amount of time spent conducting services
through termination, offset against any advance-paid hourly fees. If applicable, the Firm will then provide
a refund of any unearned hourly fees.

For both fixed fee and hourly engagements, ASWM will deliver to the client whatever portions of the
planning report or analysis were completed at the time of termination.

Compensation for the Sale of Other Investment Products
Firm representatives may operate as independent insurance agents and can earn commission-based
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Item 7 Types of Clients
We offer investment advisory services to professional investment advisers, individuals, high net worth
individuals and pension and profit-sharing plans (other than plan participants). Plan participants may enter
into an advisory agreement with the Firm separate and apart from their relationship with a pension or profit-
sharing plans.

In general, we require a minimum of twenty-five thousand dollars ($25,000.00) to open and maintain an
advisory account. At our discretion, we may waive this minimum account size. For example, we may waive
the minimum if you appear to have significant potential for increasing your assets under our management.
We may also combine account values for you and your minor children, joint accounts with your spouse, and
other types of related accounts to meet the stated minimum.

Certain third-party investment managers and/or sub-advisers may impose minimum asset level
requirements upon clients, to which ASWM clients may be subject. ASWM generally will not recommend
the services of any such third-party if the client does not meet the minimum account size criteria, unless a
waiver to such requirement is granted.