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| Axonic Capital LLC
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| CRD # | 159518 |
| SEC # | 801-73132 |
| CIK # | 0001630783 |
| AUM | 9,957.9 M (2026-03-30) |
| Employees | 74 (49% Investors, 0% Brokers) |
| Phone | 212-259-0430 |
| Address | 520 Madison Avenue New York, NY 10022 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| PE | Axonic Commercial Real Estate Master Fund III LP | [2026-02-26] | 126.7 M | 226.6 M |
| Filed 2021-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Axonic Commercial Real Estate Overflow Fund III LP | [2026-02-26] | 126.7 M | 7.4 M |
| Filed 2021-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Axonic Coinvest II LP | 2025-02-28 | 73.3 M | |
| PE | Axonic Commercial Real Estate Fund III LP | [2025-02-28] | 126.7 M | 15.1 M |
| Filed 2021-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | AX Southeast Loan Investor LLC | 2025-02-28 | 40.9 M | |
| Other | Axcxp Investor LLC | 2024-08-30 | 61.8 M | |
| Other | Axonic Coinvest I LP | 2023-03-30 | 46.1 M | |
| HF | Axonic Private Credit Master Fund I LP | 2023-03-30 | ||
| HF | Axonic Multifamily Bridge Master Fund LP | [2021-11-29] | 6.1 M | 613.8 M |
| Offered $78,651,685 · Filed 2020-11-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining $72,505,685 · Duration One year or less · Commission $500,240 · Net Assets Decline to Disclose | ||||
| HF | Axonic Structured Opportunity Master Fund LP | 2020-11-04 | 54.8 M | |
| Other | Axonic Commercial Real Estate Debt Master Fund LP | [2020-08-26] | 68.4 M | 160.7 M |
| Filed 2022-05-13 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Axonic Commercial Real Estate Fund II LP | [2020-03-30] | 126.7 M | 149.8 M |
| Filed 2021-11-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Greyarc Global Select Master Fund LP | 2019-03-29 | 4.2 M | |
| HF | Burgundy 523 Offshore Fund Ltd | [2018-02-26] | 106.7 M | 43.6 M |
| Filed 2023-10-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Axonic CRE Distressed Fund LP | [2017-07-17] | 111.3 M | 80.6 M |
| Offered $225,000,000 · Filed 2021-09-10 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $113,700,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | EP Axonic Yield Ltd | 2017-04-07 | 38.0 M | |
| HF | Axonic Special Opportunities SBL Master Fund LP | [2016-11-11] | 16.0 M | 405.0 M |
| Filed 2018-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic Credit Opportunities Master Fund LP | [2016-08-29] | 1,388.0 M | 506.7 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic PG Special Opportunities Fund 2016-1 LP | [2016-05-30] | 16.0 M | 25.3 M |
| Filed 2018-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Legg Mason Alternative Funds ICAV | 2016-03-30 | 6.0 M | |
| HF | Axonic Special Opportunities Fund 2015-1 LP | [2016-02-24] | 112.2 M | 122.1 M |
| Filed 2017-11-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic PG Structured Credit Fund LP | [2015-11-19] | 113.3 M | 0.0 M |
| Filed 2025-04-08 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic High Conviction Series A A Segregated Series of Axonic IDF LLC | [2015-08-13] | 0.2 M | 5.1 M |
| Filed 2022-10-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets $1 - $5,000,000 | ||||
| HF | Axonic Special Opportunities Fund 2013-1 Cayman Ltd | [2015-03-31] | 35.4 M | 71.6 M |
| Filed 2014-12-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic Residential Assets Fund II LP | 2014-05-30 | 32.3 M | |
| HF | Axonic Special Opportunities Fund 2014-1 LP | 2014-05-30 | 0.4 M | |
| HF | Axonic Residential Assets Fund II LP | [2014-03-31] | 34.1 M | 94.7 M |
| Filed 2014-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic Special Opportunities Fund 2013-1 LP | [2014-03-03] | 35.4 M | 20.0 M |
| Filed 2014-12-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Axonic Real Estate Debt Fund I Operating Company LLC FKA Soma Specialty Finance LLC | [2013-08-02] | 29.5 M | 2.1 M |
| Filed 2014-11-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic Residential Assets Fund I LP | [2013-04-01] | 34.1 M | 45.4 M |
| Filed 2014-05-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic Systematic Arbitrage Master Fund LP | [2013-04-01] | 28.6 M | 155.5 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | OC 523 Master Fund Ltd | [2013-04-01] | 15.0 M | 15.4 M |
| Filed 2016-08-12 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Axonic Credit Opportunities Master Fund LP | [2012-02-01] | 1,388.0 M | 4,019.7 M |
| Filed 2025-08-29 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 2 | 4.4 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 29 | 5.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 31 | 10.0 |
| By Discretionary | ||
| Discretionary | 31 | 10.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 31 | 10.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 3.4 | |
| United States Persons | 6.6 | |
| Total | 31 | 10.0 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Carlos Ferreira | Director | 91 | 36 | |
| Scott Dakers | Director, Executive Officer | 141 | 35 | |
| Charles Nightingale | Director | 44 | 28 | |
| Joshua Barlow | Director | 72 | 17 | |
| Richard Ruffer | Director, Executive Officer | 422 | 15 | |
| Jody Flaws | Executive Officer | 251 | 5 | |
| John Kelly | Executive Officer | 58 | 5 | |
| Axonic Capital LLC | Executive Officer, Promoter | 30 | 3 | |
| Matthew Weinstein | Executive Officer | 9 | 3 | |
| Jamshed Engineer | Executive Officer | 6 | 3 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 3 | [0001630783] | |
| SC 13D | [0001630783] |
| Form 13D/13G Filer | Form 13D/13G Subject | Filed |
|---|---|---|
| Axonic Capital LLC | Power REIT | [2024-07-25] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.3B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
| LEI | J6QROFUT418O3XX4OT04 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Axonic Capital LLC | |
| Axonic Alternative Income Fund |
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