B Riley Capital Management LLC

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Assets, Funds, Holdings

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B Riley Capital Management LLC
CRD #160510
SEC #801-73824
CIK #0001658704
AUM
Employees 9 (11% Investors, 78% Brokers)
Phone310-966-1444
Address11100 Santa Monica Blvd
Los Angeles, CA 90025
Source [IAPD] [EDGAR] [Website]
Total AUM ($M)
120096072048024002009201420192025
Sector Form 13F Holdings Value ($M)
Babcock & Wilcox Enterprises Inc 174.9
B Riley Principal Merger Corp II 86.7
B Riley Principal Merger Corp 85.9
Global Ship Lease Inc 61.3
Quantum Corp /DE/ 39.4
Doubledown Interactive Co Ltd 33.5
Synchronoss Technologies Inc 33.2
Tile Shop Holdings Inc 28.7
Telos Corp 25.6
Great American Group Inc 18.8
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Holdings by Sector ($M)
90072054036018002015201820222026
Type Form D Funds Date Sold ($M) AUM ($M)
PE Innovation X Capital Partners LLC - EC Class A Share Class [2022-04-26] 455.8 126.0
PE Innovation X Capital Partners LLC - STP Class A Share Class [2022-04-26] 455.8 0.0
PE GACP II LP [2018-04-02] 321.1 137.7
Other BR SPAC Opportunity Fund LP [2017-03-31] 18.5 12.9
HF BRC Partners Opportunity Fund LP [2015-07-22] 273.2 48.8
PE GACP I LP [2015-07-22] 155.0 1.2
HF BRC Emerging Managers Fund of Funds LP [2014-03-28] 10.4 12.8
HF BRC Special Situations Fund LP [2014-03-28] 0.8 3.0
HF Dialectic Antithesis Opportunities Fund II LP [2012-02-14] 127.7 28.0
HF Dialectic Antithesis Partners LP 2012-02-14 190.4
View All
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 4 200.4
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 4 200.4
By Discretionary
Discretionary 4 200.4
Non-Discretionary 0 0.0
Total 4 200.4
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 200.4
Total 4 200.4
Form D Directors # Filings # Firms 2011 - 2025
Mark Goldwasser 43
John Fichthorn 43
Roger Monteforte 42
Michael McCoy 32
Allison Petchenick 22
Bryant Riley 19
Luke Fichthorn 9
Harry Chung 8
Dialectic Capital Management LP 7
Dialectic Capital Management LLC 7
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EDGAR Form CIK 2011 - 2025
13F-NT [0001658704]
3 [0001658704]
4 [0001658704]
5 [0001658704]
SC 13G [0001658704]
Form 13D/13G Filer Form 13D/13G Subject Filed
B Riley Capital Management LLC Digital Turbine Inc [2016-01-21]
B Riley Capital Management LLC PRGX Global Inc [2015-11-27]
Form 3/4/5 Subject 2011 - 2025
BRC Partners Management GP, LLC
Alta Equipment Group Inc
B. Riley Securities, Inc.
B. Riley Financial, Inc.
Riley Bryant R
BRC Partners Opportunity Fund, LP
B Riley Capital Management LLC
BRF Investments, LLC
Eos Energy Enterprises, Inc.
B Riley Principal Investments LLC
View All
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