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| B Riley Wealth Private Shares LLC
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|---|---|
| CRD # | 315851 |
| SEC # | 801-122228 |
| CIK # | |
| AUM | $47.6 M (2026-03-31) |
| Employees | 8 (38% Investors, 88% Brokers) |
| Phone | 901-251-1330 |
| Address | 40 S Main St Memphis, TN 38103 |
| Source | [IAPD] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| PE | B Riley Private Shares Fund 2023-3 LLC | [2025-03-31] | 3.2 | 9.9 |
| PE | B Riley Private Shares 2023-2 QC LLC | [2024-03-29] | 8.5 | 0.0 |
| PE | B Riley Private Shares 2023-2 QP LLC | [2024-03-29] | 239.7 | 0.3 |
| PE | B Riley Private Shares Fund 2023-1 LLC | [2024-03-29] | 3.7 | 6.1 |
| PE | B Riley Private Shares Fund 2022-1 LLC | [2023-03-31] | 4.5 | 6.6 |
| PE | B Riley Private Shares Fund 2022-1 QP LLC | [2023-03-31] | 2.7 | 3.0 |
| PE | NAM Special Situations Fund VII LLC | [2020-12-26] | 0.0 | 0.0 |
| PE | NAM Special Situations Fund I QP LLC Series F1 | [2019-12-24] | 19.8 | 20.2 |
| PE | NAM Special Situations Fund III LLC Magic LEAP Series 1 | [2017-12-19] | 0.0 | 0.0 |
| PE | Social Internet Fund I LLC | [2012-08-17] | 0.0 | 1.6 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 47.6 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 47.6 |
| By Discretionary | ||
| Discretionary | 8 | 47.6 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 47.6 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 47.6 | |
| Total | 8 | 47.6 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Mark Goldwasser | 46 | 7 | ||
| David Levine | 73 | 5 | ||
| National Asset Management Inc | 56 | 5 | ||
| Michael Mullen | 45 | 5 | ||
| Tom Kowalczyk | 25 | 5 | ||
| Leonard Sokolow | 56 | 4 | ||
| NAM Special Situations Management LLC | 13 | 4 | ||
| William Lerner | 4 | 3 | ||
| Chuck Hastings | 5 | 2 | ||
| Lou Kerner | 4 | 2 | ||
| View All | ||||
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