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| Baker Street Capital Management LLC
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|---|---|
| CRD # | 160775 |
| SEC # | 801-77908 |
| CIK # | 0001488207, 0001490007 |
| AUM | |
| Employees | 3 (33% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 424-248-0152 |
| Address | 1875 Century Park East Los Angeles, CA 90067 |
| Source | [IAPD] [EDGAR] [Website] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| HF | Baskerville SPV LP | 2017-03-27 | 6.4 M | |
| HF | Baker Street Capital Offshore LP | [2014-03-19] | 57.2 M | 37.4 M |
| Filed 2018-03-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Baker Street Capital US LP | [2014-03-19] | 43.0 M | 9.7 M |
| Filed 2018-03-27 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $5,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Baker Street Capital LP | [2012-04-27] | 4.4 M | 47.0 M |
| Filed 2012-11-16 (D) · Exemption 506, 3(c)(1), 3(c) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Baker Street Capital Ltd | [2012-04-27] | 62.5 M | 128.2 M |
| Filed 2012-11-16 (D) · Exemption 506, 3(c)(1), 3(c) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 4 | 53.5 |
| By Discretionary | ||
| Discretionary | 4 | 53.5 |
| Non-Discretionary | 0 | 0.0 |
| Total | 4 | 53.5 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 53.5 | |
| Total | 4 | 53.5 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Vadim Perelman | Director, Executive Officer | 4 | 1 | |
| Baker Street Capital GP LLC | Executive Officer | 2 | 1 | |
| Jeremy Avitan | Executive Officer | 1 | 1 | |
| Baker Street Capital Management LLC | Executive Officer | 1 | 1 |
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0001488207] | |
| 3 | [0001488207] | |
| 4 | [0001488207] | |
| SC 13D | [0001488207] | |
| SC 13G | [0001488207] | |
| D | [0001490007] |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-11-13 | Sell | 76,896 | $0.66 | 50,751 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-11-13 | Sell | 391,728 | $0.66 | 258,540 |
|
Walter Investment Management Corp DHCP
Common Stock
|
2018-05-15 | Sell | 25,000 | $6.27 | 156,750 |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-02-09 | Grant | 12,461 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-02-09 | Grant | 9,887 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-02-09 | Grant | 563,506 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-02-09 | Grant | 710,171 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series A Warrants · derivative
|
2018-02-09 | Grant | 131,008 | $0.00 | |
|
Walter Investment Management Corp DHCP
Series B Warrants · derivative
|
2018-02-09 | Grant | 103,952 | $0.00 | |
|
Walter Investment Management Corp WAC
Common Stock
|
2017-09-06 | Option exercise | 90,278 | ||
|
Walter Investment Management Corp WAC
Restricted Stock Units · derivative
|
2017-09-06 | Grant | 90,278 | $0.00 | |
|
Walter Investment Management Corp WAC
Restricted Stock Units · derivative
|
2017-09-06 | Option exercise | 90,278 | $0.00 | |
|
Walter Investment Management Corp WAC
Common Stock
|
2016-06-09 | Grant | 35,330 | $0.00 | |
|
Walter Investment Management Corp WAC
Common Stock
|
2016-04-12 | Sell | 500 | $7.88 | 3,940 |
|
Walter Investment Management Corp WAC
Common Stock
|
2016-03-24 | Sell | 900 | $6.89 | 6,201 |
|
Walter Investment Management Corp WAC
Common Stock
|
2016-03-17 | Sell | 2,700 | $6.50 | 17,550 |
|
Walter Investment Management Corp WAC
Common Stock
|
2016-03-01 | Sell | 2,200 | $6.49 | 14,278 |
|
Walter Investment Management Corp WAC
Common Stock
|
2015-06-26 | Buy | 47,200 | $22.82 | 1,077,104 |
|
Walter Investment Management Corp WAC
Common Stock
|
2015-06-25 | Buy | 67,400 | $22.81 | 1,537,394 |
|
Walter Investment Management Corp WAC
Common Stock
|
2015-06-24 | Buy | 30,000 | $22.94 | 688,200 |
| showing 20 of 23 most recent transactions | |||||