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⚲
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| Balance Point Capital Advisors LLC
✚
|
|
|---|---|
| CRD # | 264789 |
| SEC # | 801-103476 |
| CIK # | |
| AUM | $1.5 BB (2023-03-31) |
| Employees | 15 (67% Investors, 0% Brokers) |
| Phone | 203-652-8250 |
| Address | 285 Riverside Avenue Westport, CT 06880 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Balance Point Capital Partners IV LP | 2021-03-30 | 282.2 | |
| PE | Balance Point Capital Partners V LP | [2021-03-30] | 577.4 | 637.6 |
| PE | Balance Point Capital Partners III LP | [2018-03-29] | 375.7 | 427.3 |
| PE | Connecticut Growth Capital LLC | 2015-12-01 | 42.4 | |
| PE | Balance Point Capital Partners II LP | 2015-07-21 | 147.2 | |
| PE | Balance Point Capital Partners LP | 2015-07-21 | 5.1 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 6 | 1,541.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 6 | 1,541.9 |
| By Discretionary | ||
| Discretionary | 6 | 1,541.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 6 | 1,541.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1,541.9 | |
| Total | 6 | 1,541.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2023 |
|---|---|---|---|
| Justin Kaplan | 7 | ||
| B Sauerteig | 10 | ||
| Seth Alvord | 9 | ||
| Balance Point Capital Managers III LLC | 2 | ||
| Balance Point Capital Managers V LLC | 2 |
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|---|---|---|
|
Aksia CA LLC
✚
|
CA | 1.6 |
|
Liontree Investment Management LLC
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|
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|
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NY | 1.6 |
|
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|
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OH | 1.5 |
|
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TX | 1.5 |
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NC | 1.5 |
|
Sandbrook Capital Management LLC
✚
|
CT | 1.5 |
|
Activant Capital Group LLC
✚
|
CT | 1.5 |
|
Pacific Lake Partners LLC
✚
|
MA | 1.5 |