Balance Point Capital Advisors LLC

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Balance Point Capital Advisors LLC ✚
CRD #	264789
SEC #	801-103476
CIK #
AUM	2,442.1 M (2026-04-22)
Employees	23 (57% Investors, 0% Brokers)
Fees
Minimum
Phone	203-652-8250
Address	285 Riverside Avenue Westport, CT 06880
Source	[IAPD] [Website] [LinkedIn]

Total AUM ($B) Copy

Type	Form D Funds	Date	Sold	AUM
PE	Balance Point Capital Partners VII LP	[2025-03-31]	51.3 M	143.7 M
	Filed 2025-01-31 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
PE	Balance Point Capital Partners VI Rated Note Feeder LP	[2025-03-31]	67.5 M	699.3 M
	Filed 2024-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
PE	Balance Point Capital Partners VI LP	[2024-03-29]	386.0 M	699.3 M
	Filed 2024-12-11 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose
PE	Balance Point Capital Partners IV LP	[2021-03-30]	85.9 M	332.0 M
	Offered $100,000,000 · Filed 2019-11-19 (D) · Exemption 506(b) · Remaining $14,123,711 · Duration One year or less · Revenue Decline to Disclose
PE	Balance Point Capital Partners V LP	[2021-03-30]	577.4 M	771.9 M
	Offered $600,000,000 · Filed 2021-09-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $22,584,210 · Duration More than one year · Commission $350,000 · Revenue Not Applicable
PE	Balance Point Capital Partners III LP	[2018-03-29]	375.7 M	403.5 M
	Offered $400,000,000 · Filed 2018-09-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $24,253,000 · Duration More than one year · Revenue Not Applicable
Other	Connecticut Growth Capital LLC	2015-12-01		17.7 M
PE	Balance Point Capital Partners II LP	[2015-07-21]	81.0 M	73.9 M
	Offered $80,964,646 · Filed 2017-01-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Duration One year or less · Net Assets Decline to Disclose
PE	Balance Point Capital Partners LP	2015-07-21		4.8 M

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	6	2.4
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	7	2.4
By Discretionary
Discretionary	7	2.4
Non-Discretionary	0	0.0
Total	7	2.4
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		2.4
Total	7	2.4

Form D Directors	Role	# Filings	# Firms
James O'Connor	Executive Officer	34	4
Justin Kaplan	Executive Officer	7	3
Seth Alvord	Executive Officer	13	2
B Sauerteig	Executive Officer	10	2
Balance Point Capital Managers VI LLC	Promoter	3	2
Ed Lee	Executive Officer	3	2
Balance Point Capital Managers III LLC	Executive Officer	2	2
Balance Point Capital Managers V LLC	Executive Officer	2	2
Balance Point Capital Advisors LLC	Executive Officer	2	1
Chris McAvoy	Executive Officer	1	1
View All

Firm Profile (Form ADV)
Discretionary AUM	$0.3B
Serves	Institutional
Fund Types	Private Equity

Comparable Firms	State	AUM
Sverica Capital Management LP ✚	MA	2,464.8 M
Align Ventures Special Opportunity GP SPV I LLC ✚		2,464.7 M
Martis Capital Management LLC ✚	DC	2,459.4 M
Forge Global Advisors LLC ✚	CA	2,458.6 M
Unigestion US Ltd ✚	NY	2,453.9 M
Crayhill Capital Management LP ✚	NY	2,440.0 M
SR One Capital Management LP ✚	CA	2,435.9 M
BlackRock Asset Management Schweiz AG ✚		2,434.3 M
Paceline Equity Partners LLC ✚	TX	2,427.3 M
Valeas Capital Partners Management LP ✚	CA	2,425.8 M

Balance Point Capital Advisors LLC

Assets, Funds, Holdings