Baleen Capital Management LLC

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Assets, Funds, Holdings

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Baleen Capital Management LLC
CRD #311438
SEC #801-122235
CIK #0001731200
AUM $192.7 M (2025-04-30)
Employees 1 (100% Investors, 0% Brokers)
Phone646-389-2833
Address10845 Griffith Peak Drive
Las Vegas, NV 89135
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
200160120804002011201620212026
Type Form D Funds Date Sold ($M) AUM ($M)
Other Baleen Capital Investors IV LLC [2021-07-02] 26.9 22.3
HF Baleen Capital Fund LP [2020-10-30] 13.6 166.9
Other Baleen Capital Investors III LLC [2020-10-30] 0.0 3.5
Other Baleen Capital Investors II LLC [2020-10-30] 1.8 3.8
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 3 192.7
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 3 192.7
By Discretionary
Discretionary 3 192.7
Non-Discretionary 0 0.0
Total 3 192.7
By Non-United States Persons
Non-United States Persons 34.1
United States Persons 158.6
Total 3 192.7
Form D Directors # Filings # Firms 2011 - 2025
Fang Li 8
Baleen Capital Management LLC 3
Baleen Capital GP 1
Baleen Capital GP LLC 1
Baleen Capital Management 1
EDGAR Form CIK 2011 - 2025
SC 13G [0001731200]
Form 13D/13G Filer Form 13D/13G Subject Filed
Baleen Capital Management LLC Atlas Financial Holdings Inc [2021-02-03]
Baleen Capital Management LLC Atlas Financial Holdings Inc [2020-12-07]
Baleen Capital Management LLC Baleen Capital Management LLC [2020-12-07]
Baleen Capital Management LLC Purple Innovation Inc [2020-06-25]
Baleen Capital Management LLC Purple Innovation Inc [2018-02-16]
Comparable Firms State AUM ($B)
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0.2
Octagon Finance LLC
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ShoreVest Partners Ltd
0.2
KP Management LLC
0.2
Syncracy Operational Management LLC
0.2
Castle Ridge Asset Management Limited
0.2
Windham Capital Management LLC
MA 0.2
Column Park Asset Management LP
FL 0.2
Octagon Asset Management LLC
NC 0.2
Ajovista LLC
0.2
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