BAS Capital Corp

Item 5 – Fees and Compensation

ALL CLIENT FEES ARE SUBJECT TO NEGOTIATION

The specific manner in which fees are charged by our firm is established in a client’s written
agreement between the client and BAS Capital.

Fees

BAS Capital will invoice the client according to the firm’s billing policy. The billing is outsourced
to a third party, Schwab Performance Tech (“SPT”). Each and every quarter at the beginning of the
quarter, SPT receives a download from Charles Schwab & Company, the current custodian, for the
previous quarter’s end that reflects each and every client balance. Upon receipt of this data, SPT
generates a bill. SPT then sends the total fees billed in the quarter to the custodian for automatic
uploading to deduct from each client's preferred billing account. At that time, a fee account is used to
transfer the total fees accumulated in the quarter to the BAS Capital account at Charles Schwab.

Our firm’s fees may differ dependent on the facts, scope and complexity of the contracted service(s)
that are to be provided. Clients may incur brokerage and other transaction costs unrelated to the
services provided by BAS Capital. When the scope of the service has been agreed upon, a
determination will be made as to the type, and the amount of the applicable fee. Our firm believes that
its professional advisory service offerings are competitively priced. Those considering an advisory
relationship with us should be aware that the probability does exist of being able to procure similar
advisory services at a higher or lower price if acquired elsewhere. The professional fees assessed by
our firm are negotiable; consequently clients may pay more or less than others who may be receiving
similar offerings.

Compensation

BAS Capital primarily provides Investment Supervisory services. The term "supervisory services"
means that we give continuous investment advice to clients based on each client's individual needs.
Each portfolio under management is designed to serve the known needs of the client regarding cash
flow, risk tolerance, etc.

Fees for continuous portfolio management are as follows:
         1.50% Up to $1,000,000 under management
         1.00% $1,000,001 or more under management

The percentages shown are annual percentages. Fees will be calculated quarterly with 1/4th of the
annual calculation due in advance at the beginning of the billing period. Fees are based on the market
value of the assets under management as of the last business day of the calendar quarter immediately

                                                        2.

Firm Brochure ADV Parts 2A and 2B                                                                     03/27/2026

This part of FORM ADV gives information about the Investment Adviser and its business for the use of clients.

preceding the billing cycle. Fees may be negotiated for client accounts, and the assets of accounts
within each household may be aggregated for purposes of determining the fees.
For example, clients opening accounts during the first or second month of the quarter, the initial fee
shall be calculated on a pro rata basis for the initial quarter. Fees shall be due at the opening of the
account, and may be adjusted to include start-up expenses. For new accounts opened during the third
month of the quarter, the initial fee shall include a pro rata fee for the initial quarter, plus the fee for the
next full quarter, and shall be due in full upon the opening of the account.
Clients terminating their accounts before the close of a calendar quarter may receive a prorated refund of that
quarter’s fees. In the event that BAS Capital determines that a refund is due, the entire original amount of the
quarterly bill would be credited back to the client’s account in full, followed by a final bill reflecting the
prorated amount of the billing cycle through the custodian. On rare occasions, BAS Capital may provide
advice or consultation on matters outside the core activities of portfolio management.

Item 7 – Types of Clients

BAS Capital provides investment supervision of assets for Individuals; High Net Worth Individuals,
Pension and Profit Sharing Plans; Trusts and Estates; Corporations or other Business Entities.