Basswood Capital Management LLC

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Basswood Capital Management LLC ✚
CRD #	138032
SEC #	801-72520
CIK #	0001085393
AUM	2,827.1 M (2026-03-30)
Employees	16 (56% Investors, 0% Brokers)
Phone	212-521-9500
Address	645 Madison Avenue New York, NY 10022
Source	[IAPD] [EDGAR] [Website] [LinkedIn]

Total AUM ($B) Copy

Sector	Form 13F Holdings	Value ($B)
	J P Morgan Chase & Co	0.1
	Bank of America Corp /DE/	0.1
	Webster Financial Corp	0.1
	US Bancorp de	0.1
	Bridge Bancorp Inc	0.1
	Morgan Stanley	0.1
	Rocket Companies Inc	0.1
	Springleaf Holdings Inc	0.0
	Schwab Charles Corp	0.0
	First Citizens Bancshares Inc /DE/	0.0
View All

Holdings by Sector ($B)

Type	Form D Funds	Date	Sold	AUM
HF	Basswood International Long Only Fund Ltd	[2021-11-26]	7.6 M	29.8 M
	Filed 2025-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Basswood Strategic Financial Fund LP	[2021-11-26]	3.7 M	2.0 M
	Filed 2026-01-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Basswood International Fund LP	[2021-03-31]	83.2 M	37.4 M
	Filed 2025-04-17 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Basswood International Fund Ltd	[2021-03-31]	17.3 M	21.9 M
	Filed 2025-07-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Basswood Co-Investment Fund SPC Ltd	[2016-11-28]	6.5 M	21.3 M
	Filed 2025-07-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Boulevard Direct Master Ltd	[2015-03-27]	49.5 M	5.9 M
	Filed 2017-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	BCM Select Equity I Master Ltd	[2015-02-27]	36.7 M	42.5 M
	Filed 2015-09-21 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Basswood Financial Fund Inc	[2013-08-21]	165.5 M	24.4 M
	Filed 2020-04-30 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Main Street Master Ltd	[2013-08-21]	125.5 M	50.0 M
	Filed 2015-05-05 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF	Basswood Tarp Fund LP	[2013-04-01]	0.8 M	3.7 M
	Filed 2012-12-26 (D) · Exemption 506, 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	11	2.2
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.2
(i) State or municipal government entities	0	0.5
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	15	2.8
By Discretionary
Discretionary	15	2.8
Non-Discretionary	0	0.0
Total	15	2.8
By Non-United States Persons
Non-United States Persons		0.2
United States Persons		2.6
Total	15	2.8

Form D Directors	Role	# Filings	# Firms
John Ackerley	Director	170	70
Christopher Bowring	Director	177	35
Ian Goodall	Director	141	33
Karl O'Reilly	Director	92	23
Martin Laidlaw	Director	34	13
Sarah Kelly	Director	39	12
Angilynn Baraud	Director	25	9
Ruan van Vuuren	Director	29	6
Marc Samit	Director, Executive Officer	36	5
John Ackerly	Director	11	5
View All

EDGAR Form	CIK	2011 - 2026
13F-HR	[0001085393]
3	[0001085393]
4	[0001085393]
SC 13D	[0001085393]
SC 13G	[0001085393]

Form 13D/13G Filer	Form 13D/13G Subject	Filed
Basswood Capital Management LLC	Metropolitan Bank Holding Corp	[2024-11-14]
Basswood Capital Management LLC	Finwise Bancorp	[2023-02-10]
Basswood Capital Management LLC	First Western Financial Inc	[2022-02-14]
Basswood Capital Management LLC	Loandepot Inc	[2022-02-14]
Basswood Capital Management LLC	Parke Bancorp Inc	[2022-02-14]
Basswood Capital Management LLC	Perella Weinberg Partners	[2022-02-14]
Basswood Capital Management LLC	Esquire Financial Holdings Inc	[2021-02-12]
Basswood Capital Management LLC	Dime Community Bancshares Inc /NY/	[2021-02-12]
Basswood Capital Management LLC	Metropolitan Bank Holding Corp	[2020-02-11]
Basswood Capital Management LLC	Midsouth Bancorp Inc	[2019-05-09]
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Firm Profile (Form ADV)
Discretionary AUM	$2.4B
Serves	Institutional
Fund Types	Hedge Fund
LEI	549300PY20FEU0RGFX33

Form 3/4/5 Subject	2011 - 2026
Basswood Financial Fund Ltd
Basswood Financial Fund LP
Lindenbaum Bennett D
Lindenbaum Matthew A
Bridge Bancorp Inc
Basswood Opportunity Partners LP
Basswood Capital Management LLC
Regional Management Corp
Basswood Financial Long Only Fund LP
Basswood Partners LLC
View All

Insider Transaction (Form 3/4/5)	Date	Action	Shares	Price	Value ($)
Regional Management Corp RM Common Stock	2026-02-23	Sell	1,310	$34.05	44,605
Regional Management Corp RM Common Stock	2026-02-23	Sell	22	$34.05	749
Regional Management Corp RM Common Stock	2026-02-23	Sell	259	$34.05	8,819
Regional Management Corp RM Common Stock	2026-02-23	Sell	980	$34.05	33,369
Regional Management Corp RM Common Stock	2026-02-23	Sell	57	$34.05	1,941
Regional Management Corp RM Common Stock	2026-02-20	Sell	138	$34.51	4,762
Regional Management Corp RM Common Stock	2026-02-20	Sell	2,391	$34.51	82,513
Regional Management Corp RM "Common Stock, par value $0.10 per share (""Common Stock"")"	2026-02-20	Sell	3,201	$34.51	110,467
Regional Management Corp RM Common Stock	2026-02-20	Sell	54	$34.51	1,864
Regional Management Corp RM Common Stock	2026-02-20	Sell	632	$34.51	21,810
Bridge Bancorp Inc DCOM Common Stock	2026-02-03	Sell	7,500	$34.83	261,225
Bridge Bancorp Inc DCOM "Common Stock, par value $0.01 per share (""Common Stock"")"	2026-01-30	Sell	20,339	$33.96	690,712
Bridge Bancorp Inc DCOM "Common Stock, par value $0.01 per share (""Common Stock"")"	2026-01-02	Grant	1,865	$0.00
Regional Management Corp RM Common Stock	2025-12-10	Sell	16,740	$37.80	632,772
Regional Management Corp RM Common Stock	2025-12-10	Sell	25,514	$37.80	964,429
Regional Management Corp RM Common Stock	2025-12-10	Sell	316	$37.80	11,945
Regional Management Corp RM Common Stock	2025-12-10	Sell	6,605	$37.80	249,669
Regional Management Corp RM Common Stock	2025-12-10	Sell	1,603	$37.80	60,593
Regional Management Corp RM Common Stock	2025-12-09	Sell	138	$36.68	5,062
Regional Management Corp RM "Common Stock, par value $0.10 per share (""Common Stock"")"	2025-12-09	Sell	7,828	$36.68	287,131
showing 20 of 200 most recent transactions

Comparable Firms	State	AUM
Sylebra Capital LLC ✚	CA	2,900.8 M
Asset Management One USA Inc ✚	NY	2,895.9 M
Lynrock Lake LP ✚	NY	2,893.7 M
Gladius Capital Management LP ✚	UT	2,881.6 M
Melqart Asset Management UK Limited ✚		2,868.3 M
NX1 Capital LP ✚	NY	2,865.0 M
Park West Asset Management LLC ✚	CA	2,860.8 M
Saba LT LP ✚	NY	2,832.7 M
Ardmore Road Asset Management LP ✚	CT	2,831.8 M
Pointer Management LLC ✚	TN	2,790.9 M

Basswood Capital Management LLC

Assets, Funds, Holdings