Battery Global Advisors LLC

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Battery Global Advisors LLC
✚
CRD #158508
SEC #801-73308
CIK #0001582272
AUM 8,374.3 M (2026-06-30)
Employees 38 (32% Investors, 0% Brokers)
Fees
Minimum
Phone617-948-3800
Address260 Franklin Street
Boston, MA 02110
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($B)
10.08.06.04.02.00.02010201520212027
Sector Form 13F Holdings Value ($M)
Intuit Inc 17.7
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Microsoft Corp 1.5
Alphabet Inc 1.2
Alphabet Inc 1.2
Global MOFY Metaverse Ltd 1.0
CrowdStrike Holdings Inc 0.8
Barclays Bank PLC 0.6
View All
Holdings by Sector ($M)
2502001501005002024202520262027
Type Form D Funds Date Sold AUM
HF BGA Horizon Fund LLC - Stone Ridge 2025 Series [2026-03-30] 22.5 M 28.3 M
Offered $22,475,000 · Filed 2025-01-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
PE BGA Horizon Fund LLC - TA XV Series [2026-03-30] 17.3 M 16.9 M
Offered $17,312,500 · Filed 2025-06-12 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
HF BGA Horizon Fund LLC - Verition Class C Series [2026-03-30] 0.5 M 3.6 M
Filed 2025-05-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other BGA Private Opportunities Fund LLC - Columbia Spectrum VI Series [2026-03-30] 11.8 M 15.2 M
Offered $11,800,000 · Filed 2025-04-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Private Opportunities Fund LLC - DC BLOX Series [2026-03-30] 61.4 M 432.7 M
Offered $300,000,000 · Filed 2025-04-17 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $238,650,000 · Duration One year or less · Net Assets Decline to Disclose
Other BGA Private Opportunities Fund LLC - Digital Infrastructure Series [2026-03-30] 43.1 M 52.8 M
Filed 2025-08-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other BGA Private Opportunities Fund LLC - ECP1 Nontaxable Series [2026-03-30] 4.8 M 7.5 M
Offered $4,790,000 · Filed 2025-08-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Private Opportunities Fund LLC - ECP1 Series [2026-03-30] 11.5 M 19.6 M
Offered $11,465,000 · Filed 2025-08-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Private Opportunities Fund LLC - NHPP V Series [2026-03-30] 7.6 M 7.5 M
Offered $7,582,500 · Filed 2025-06-24 (D) · Exemption 506(b), 3(c), 3(c)(1), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - 2025 Series [2026-03-30] 48.2 M 75.4 M
Offered $150,000,000 · Filed 2025-05-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $101,800,000 · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - Charlotte Preferred Series [2026-03-30] 20.7 M 20.9 M
Offered $20,690,000 · Filed 2025-07-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - Sarasota Multifamily Coinvest Series [2026-03-30] 8.0 M 7.9 M
Offered $8,000,000 · Filed 2025-08-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Rhino Series [2025-03-27] 20.4 M 22.6 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Stone Ridge Series [2025-03-27] 61.9 M 84.8 M
Offered $61,915,000 · Filed 2024-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
PE BGA Private Opportunities Fund LLC - Arlington VI Series [2025-03-27] 11.3 M 14.8 M
Offered $11,288,000 · Filed 2024-09-25 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
PE BGA Private Opportunities Fund LLC - Ascenta I Series [2025-03-27] 20.2 M 18.7 M
Offered $20,235,000 · Filed 2024-12-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
Other BGA Private Opportunities Fund LLC - Vantage NA Series [2025-03-27] 120.1 M 139.2 M
Offered $120,080,000 · Filed 2024-12-18 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
PE BGA Private Opportunities Fund LLC - Wynnchurch VI Series [2025-03-27] 12.5 M 12.8 M
Offered $12,492,500 · Filed 2024-09-24 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
RE BGA Real Estate Fund LLC - 2024 Series [2025-03-27] 33.3 M 63.2 M
Offered $100,000,000 · Filed 2024-05-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $66,701,500 · Duration One year or less · Net Assets Not Applicable
RE BGA Real Estate Fund LLC - DC Coinvest Series [2025-03-27] 36.9 M 41.9 M
Offered $36,925,000 · Filed 2024-07-02 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Arc70 Coinvest 1 Series [2024-03-28] 29.4 M 31.2 M
Offered $29,400,000 · Filed 2023-06-20 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Arc70 IV Series [2024-03-28] 77.0 M 150.5 M
Offered $77,015,000 · Filed 2023-05-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - IWP Arc70 IV Series [2024-03-28] 29.4 M 41.5 M
Offered $29,400,000 · Filed 2023-08-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
PE BGA Horizon Fund LLC - Sentinel VII Series [2024-03-28] 26.6 M 26.0 M
Offered $26,550,000 · Filed 2023-07-28 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
RE BGA Opportunity Zone Fund LLC - Austin Urban East 2 Series [2024-03-28] 14.1 M 16.9 M
Offered $14,113,000 · Filed 2024-05-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - 2023 Series [2024-03-28] 48.2 M 67.5 M
Offered $100,000,000 · Filed 2023-06-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $51,820,000 · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Baker Brothers 202207 Series [2023-03-31] 7.8 M 10.0 M
Filed 2023-07-28 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - BCV 2022 Series [2023-03-31] 6.0 M 7.7 M
Offered $5,950,000 · Filed 2023-03-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
VC BGA Horizon Fund LLC - BV Select II Series [2023-03-31] 10.9 M 12.1 M
Offered $10,897,500 · Filed 2022-06-23 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
VC BGA Horizon Fund LLC - Bvxiv Nontaxable Series [2023-03-31] 1.3 M 1.3 M
Offered $1,275,000 · Filed 2022-07-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
VC BGA Horizon Fund LLC - Bvxiv Series [2023-03-31] 46.9 M 47.7 M
Offered $46,912,500 · Filed 2022-07-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
VC BGA Horizon Fund LLC - KRH Series [2023-03-31] 30.8 M 31.4 M
Offered $30,755,000 · Filed 2022-03-22 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - TRV6 Series [2023-03-31] 17.3 M 17.4 M
Offered $17,305,000 · Filed 2022-07-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
PE BGA Horizon Fund LLC - TSG9 Series [2023-03-31] 30.8 M 29.6 M
Offered $30,800,000 · Filed 2023-01-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
RE BGA Opportunity Zone Fund LLC - 2022 Series [2023-03-31] 39.3 M 126.7 M
Offered $125,000,000 · Filed 2022-09-12 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $85,735,000 · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - 2022 Series [2023-03-31] 65.5 M 85.6 M
Offered $100,000,000 · Filed 2022-03-04 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $34,549,000 · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - CUPS Series [2023-03-31] 25.8 M 32.3 M
Offered $32,000,000 · Filed 2022-05-26 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $6,245,000 · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Arc70 III Series [2022-03-30] 121.2 M 166.2 M
Offered $121,180,000 · Filed 2021-06-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Baker Brothers Series [2022-03-30] 44.0 M 45.2 M
Offered $43,990,000 · Filed 2022-09-22 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - BV Select I Series [2022-03-30] 2.5 M 1.7 M
Offered $2,550,000 · Filed 2021-02-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
HF BGA Horizon Fund LLC - Clear Sky Series [2022-03-30] 51.7 M 33.4 M
Filed 2025-06-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Columbia Spectrum V Series [2022-03-30] 32.4 M 55.6 M
Offered $32,350,000 · Filed 2021-08-19 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Himalaya Offshore Series [2022-03-30] 3.1 M 3.6 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Himalaya Series [2022-03-30] 66.5 M 64.7 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE BGA Opportunity Zone Fund LLC - 2021Q4 Series [2022-03-30] 95.6 M 110.8 M
Offered $95,563,600 · Filed 2022-03-25 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Opportunity Zone Fund LLC - St Louis Series [2022-03-30] 34.2 M 37.3 M
Offered $34,226,000 · Filed 2021-09-14 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - 2021 Series [2022-03-30] 62.1 M 81.7 M
Offered $75,000,000 · Filed 2021-02-18 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $12,910,000 · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Arc70 II Series [2021-03-25] 20.2 M 19.4 M
Offered $20,210,000 · Filed 2020-03-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - Bvxiii Series [2021-03-25] 37.7 M 47.1 M
Offered $37,700,000 · Filed 2020-03-05 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
Other BGA Horizon Fund LLC - Columbia Spectrum IV Series [2021-03-25] 45.6 M 45.7 M
Offered $45,595,000 · Filed 2020-10-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Harbour V Series [2021-03-25] 7.3 M 7.4 M
Offered $7,325,000 · Filed 2020-10-26 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Opportunity Zone Fund LLC - Austin Series [2021-03-25] 54.1 M 62.4 M
Offered $54,090,000 · Filed 2021-01-07 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - 2019 Series [2021-03-25] 21.8 M 32.1 M
Offered $50,000,000 · Filed 2019-05-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $28,185,000 · Duration One year or less · Net Assets Decline to Disclose
PE BGA Horizon Fund LLC - Audax6 Series [2020-03-29] 5.0 M 5.5 M
Offered $5,050,000 · Filed 2019-08-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
Other BGA Horizon Fund LLC - Aviation - Wings2 Series [2020-03-29] 7.8 M 4.8 M
Offered $7,805,100 · Filed 2019-10-16 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Aviation - WNG Series [2020-03-29] 16.4 M 14.7 M
Offered $16,355,000 · Filed 2019-08-29 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - BOC Series [2020-03-29] 27.0 M 19.6 M
Offered $26,970,986 · Filed 2023-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Briarwood Series [2020-03-29] 82.3 M 82.5 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Monolith Series [2020-03-29] 29.9 M 27.7 M
Offered $29,916,746 · Filed 2021-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - True Signal Series [2020-03-29] 1.6 M 1.9 M
Filed 2019-03-04 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - ZPE Series [2020-03-29] 66.7 M 51.3 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
RE BGA Opportunity Zone Fund LLC - Englewood Series [2020-03-29] 24.8 M 25.0 M
Offered $24,750,000 · Filed 2019-08-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Opportunity Zone Fund LLC - Yonkers Series [2020-03-29] 5.7 M 77.7 M
Offered $65,000,000 · Filed 2019-10-23 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $59,326,000 · Duration One year or less · Net Assets Decline to Disclose
RE BGA Real Estate Fund LLC - 2020 Series [2020-03-29] 16.1 M 47.1 M
Offered $50,000,000 · Filed 2020-04-24 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $33,890,000 · Duration One year or less · Net Assets Decline to Disclose
HF BGA Select Fund LLC [2020-03-29] 69.5 M 58.8 M
Filed 2021-01-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - 683 Series [2019-03-29] 14.4 M 2.4 M
Filed 2021-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - Bvxii Series [2019-03-29] 20.4 M 30.0 M
Offered $20,450,000 · Filed 2018-03-01 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
RE BGA Real Estate Fund LLC - 2018 Series [2019-03-29] 21.6 M 6.4 M
Offered $50,000,000 · Filed 2018-06-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining $28,360,000 · Duration One year or less · Net Assets Decline to Disclose
HF BGA Seaport Fund LLC - Series A [2019-03-29] 42.2 M 7.3 M
Filed 2022-01-25 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Focus Fund LLC - Mreitc Series [2018-03-26] 32.8 M 0.1 M
Filed 2021-01-06 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - Aviation - Wings Series [2018-03-26] 14.6 M 11.0 M
Filed 2017-11-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration One year or less · Net Assets Decline to Disclose
RE BGA Horizon Fund LLC - Cherry Hill Series [2018-03-26] 12.8 M 19.0 M
Offered $12,822,500 · Filed 2017-08-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - ISO Series [2018-03-26] 83.1 M 0.1 M
Offered $83,094,691 · Filed 2020-03-02 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Paralos LS Series [2018-03-26] 69.6 M 49.7 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Verition Series [2018-03-26] 86.5 M 82.5 M
Filed 2025-12-31 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF BGA Focus Fund LLC - MLP Series [2017-03-29] 29.1 M 15.1 M
Offered $29,067,000 · Filed 2020-03-24 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Focus Fund LLC - Mreitp Series [2017-03-29] 65.1 M 23.0 M
Offered $65,083,150 · Filed 2022-01-05 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Horizon Fund LLC - Ballardvale Series [2017-03-29] 4.1 M 8.5 M
Offered $4,100,000 · Filed 2016-06-01 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - BOC Series [2017-03-29] 27.0 M 7.4 M
Offered $26,970,986 · Filed 2023-03-03 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - BVXI Series [2017-03-29] 10.1 M 24.7 M
Offered $10,100,000 · Filed 2016-03-07 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
Other BGA Horizon Fund LLC - OI2 Series [2016-03-28] 14.2 M 1.9 M
Offered $14,245,000 · Filed 2015-04-07 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Horizon Fund LLC - RJK Series [2016-03-28] 16.1 M 15.7 M
Offered $16,060,000 · Filed 2016-08-11 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - ZPU Series [2016-03-28] 66.7 M 75.1 M
Offered $66,727,978 · Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Horizon Fund LLC - Amberleigh Bluff Series [2015-03-24] 3.0 M 0.3 M
Offered $3,000,000 · Filed 2014-03-25 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - GGLP Series [2015-03-24] 7.2 M 6.0 M
Filed 2017-03-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - HRP3 Series [2015-03-24] 10.0 M
Offered $10,020,000 · Filed 2014-06-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - JER Series [2015-03-24] 3.0 M 38.3 M
Offered $3,050,000 · Filed 2014-07-17 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - TPU Series [2015-03-24] 8.3 M 7.5 M
Offered $8,334,000 · Filed 2019-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
RE BGA Horizon Fund LLC - 112 Mall Road Series [2014-03-27] 4.6 M 7.7 M
Offered $4,605,000 · Filed 2014-03-13 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Net Assets Decline to Disclose
VC BGA Horizon Fund LLC - BV-X Nontaxable Series [2014-03-27] 6.8 M 4.4 M
Offered $6,750,000 · Filed 2014-03-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
VC BGA Horizon Fund LLC - BV-X Taxable Series [2014-03-27] 3.2 M 2.1 M
Offered $3,250,000 · Filed 2014-03-14 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Revenue Decline to Disclose
HF BGA Horizon Fund LLC - Candlewood Harvest Nontaxable Series [2014-03-27] 3.4 M 3.6 M
Offered $3,400,000 · Filed 2017-03-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Candlewood Harvest Taxable Series [2014-03-27] 12.2 M 10.8 M
Offered $12,160,000 · Filed 2019-03-01 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - DRI Nontaxable Series [2014-03-27] 4.5 M 0.4 M
Offered $4,495,000 · Filed 2014-03-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC - DRI Taxable Series [2014-03-27] 5.7 M 0.5 M
Offered $5,650,000 · Filed 2014-03-13 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF BGA Horizon Fund LLC - Par Series [2014-03-27] 207.2 M 28.7 M
Offered $207,227,515 · Filed 2025-05-19 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
HF Battery Uncorrelated Fund LLC [2013-03-22] 104.8 M 73.1 M
Offered $104,797,715 · Filed 2018-05-23 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Duration One year or less · Net Assets Decline to Disclose
Other BGA Horizon Fund LLC [2013-03-22] 44.2 M 9.8 M
Filed 2014-01-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Battery Alternative Income Fund LLC [2012-02-10] 415.7 M 0.9 M
Filed 2019-03-15 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose
HF Battery Opportunity Fund LLC [2012-02-10] 16.7 M 0.7 M
Offered $16,697,945 · Filed 2019-02-04 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Duration One year or less · Net Assets Decline to Disclose
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 65 5.1
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 77 3.2
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 142 8.4
By Discretionary
Discretionary 90 3.6
Non-Discretionary 52 4.8
Total 142 8.4
By Non-United States Persons
Non-United States Persons 1.9
United States Persons 6.4
Total 142 8.4
Form D Directors Role # Filings # Firms 2011 - 2026
John O'Connor Executive Officer 73 7
Christopher Hanson Executive Officer 18 3
Battery Global Advisors LLC Executive Officer 105 2
Richard Frisbie Director 3 2
Christopher Schiavo Executive Officer 2 2
Bullen Philip Director 1 1
EDGAR Form CIK 2011 - 2026
13F-HR [0001582272]
Firm Profile (Form ADV)
Discretionary AUM$0.4B
ServesInstitutional, Retail
Fund TypesHedge Fund, Private Equity, Real Estate
LEI549300D4JFFPLJN2NI02
Comparable Firms State AUM
Tocqueville Asset Management LP
✚
 NY 10.24 B
BMO Family Office LLC
✚
 IL 9,990.0 M
The Cynosure Group
✚
 UT 9,848.0 M
MSA Advisors LLC
✚
 CA 9,647.0 M
Chilton Investment Services LLC
✚
 CT 8,150.1 M
ICG Advisors LLC
✚
 CA 7,923.3 M
Fiduciary Trust International LLC
✚
 MA 7,670.6 M
Stamos Capital Partners LP
✚
 CA 7,636.5 M
Miller Investment Management LP
✚
 PA 7,104.9 M
The Bollard Group LLC
✚
 MA 6,724.6 M
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