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| Happy Holidays!! thanks for using AUM13F!! |
| Tocqueville Asset Management LP
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| CRD # | 105690 |
| SEC # | 801-36209 |
| CIK # | 0000860032, 0000883961 |
| AUM | $9.7 B (2025-06-04) |
| Employees | 77 (53% Investors, 53% Brokers) |
| Phone | 212-698-0800 |
| Address | 40 West 57th Street New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Home Depot Inc | 0.3 | ||
| Microsoft Corp | 0.2 | ||
| Nvidia Corp | 0.2 | ||
| Amazon Com Inc | 0.2 | ||
| Apple Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| Alphabet Inc | 0.1 | ||
| iShares Comex Gold Trust | 0.1 | ||
| Qualcomm Inc/DE | 0.1 | ||
| Republic Services Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| RE | Tocqueville QOF 2021-1 LLC | [2022-03-31] | 1.6 | 1.8 |
| RE | Tocqueville Qualified Opportunity Zone Fund 2021 LLC | [2022-03-31] | 1.9 | 1.9 |
| HF | JKM Fundamental LP | [2017-01-03] | 0.0 | 6.7 |
| HF | Raeif LP | [2016-07-11] | 0.0 | 9.6 |
| HF | Tocqueville Focus Partners LP | [2015-07-10] | 0.0 | 2.7 |
| Other | Poplar Forest Fund LP | [2012-03-29] | 81.2 | 99.7 |
| HF | Tocqueville Monument Fund LLC | [2012-03-29] | 3.9 | 5.1 |
| HF | Blooming Grove Partners LP | 2012-03-28 | 22.8 | |
| HF | Taubenpost Capital LP | [2012-03-28] | 21.5 | 89.4 |
| HF | Tocqueville Global Partners LP | [2012-03-28] | 31.5 | 9.0 |
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 475 | 0.3 |
| (b) Individuals (high net worth individuals) | 754 | 5.1 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 4 | 0.8 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 0.2 |
| (g) Pension and profit sharing plans | 16 | 0.5 |
| (h) Charitable organizations | 42 | 1.3 |
| (i) State or municipal government entities | 6 | 0.3 |
| (j) Other investment advisers | 6 | 0.7 |
| (k) Insurance companies | 5 | 0.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 27 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,440 | 9.7 |
| By Discretionary | ||
| Discretionary | 2,349 | 8.9 |
| Non-Discretionary | 91 | 0.8 |
| Total | 2,440 | 9.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.9 | |
| United States Persons | 7.8 | |
| Total | 2,440 | 9.7 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 | |
|---|---|---|---|---|
| Kenneth Lee | 32 | |||
| Richard Desanctis | 14 | |||
| John Hathaway | 20 | |||
| Charles Morgan | 15 | |||
| Philip Treick | 11 | |||
| Thermopolis Partners LLC | 5 | |||
| James Maxwell | 10 | |||
| Robert Kleinschmidt | 8 | |||
| Tocqueville Asset Management LP | 5 | |||
| General Partner Poplar Forest Capital LLC | 3 | |||
| View All | ||||
| EDGAR Form | CIK | 2011 - 2025 |
|---|---|---|
| 13F-HR | [0000883961] | |
| 3 | [0000883961] | |
| 4 | [0000883961] | |
| SC 13D | [0000883961] | |
| SC 13G | [0000883961] |
| Form 3/4/5 Subject | 2011 - 2025 |
|---|---|
| Tocqueville Asset Management LP | |
| Inuvo, Inc. | |
| Xerium Technologies Inc |
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