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Tocqueville Asset Management LP
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CRD # | 105690 |
SEC # | 801-36209 |
CIK # | 0000883961 |
AUM | $7.9 BB (2023-03-28) |
Employees | 80 (54% Investors, 56% Brokers) |
Phone | 212-698-0800 |
Address | 40 West 57th Street New York, NY 10019 |
Source | [IAPD] [EDGAR] [Website] [Twitter] [LinkedIn] |
Total AUM ($BB) |
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Sector | Form 13F Holdings | Cap ($BB) | Value ($BB) |
---|---|---|---|
HD | 277.6 | 0.4 | |
MSFT | 1,918.2 | 0.2 | |
AAPL | 2,382.8 | 0.2 | |
NVDA | 399.6 | 0.1 | |
GOOGL | 1,475.1 | 0.1 | |
AMZN | 1,093.0 | 0.1 | |
IAU | 0.1 | ||
MRK | 232.4 | 0.1 | |
QCOM | 147.4 | 0.1 | |
DE | 94.5 | 0.1 | |
View All |
Holdings by Sector ($BB) |
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Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
---|---|---|---|---|
RE | Tocqueville QOF 2021-1 LLC | [2022-03-31] | 1.6 | 1.6 |
RE | Tocqueville Qualified Opportunity Zone Fund 2021 LLC | [2022-03-31] | 0.7 | 0.2 |
HF | JKM Fundamental LP | [2017-01-03] | 0.0 | 6.3 |
HF | Raeif LP | [2016-07-11] | 0.0 | 9.6 |
HF | Tocqueville Focus Partners LP | [2015-07-10] | 0.0 | 2.7 |
HF | Tocqueville Monument Fund LLC | [2012-03-29] | 3.9 | 5.1 |
HF | Blooming Grove Partners LP | 2012-03-28 | 22.8 | |
HF | Taubenpost Capital LP | [2012-03-28] | 21.5 | 79.7 |
HF | Tocqueville Global Partners LP | [2012-03-28] | 31.5 | 19.5 |
HF | Tocqueville Global Partners Offshore Ltd | [2012-03-28] | 47.7 | 5.4 |
View All |
AUM Breakdown | Accounts | AUM ($BB) |
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By Client Type | ||
(a) Individuals (other than high net worth individuals) | 782 | 0.5 |
(b) Individuals (high net worth individuals) | 1,010 | 5.6 |
(c) Banking or thrift institutions | 0 | 0.0 |
(d) Investment companies | 4 | 0.8 |
(e) Business development companies | 0 | 0.0 |
(f) Pooled investment vehicles | 9 | 0.1 |
(g) Pension and profit sharing plans | 22 | 0.5 |
(h) Charitable organizations | 54 | 1.5 |
(i) State or municipal government entities | 5 | 0.2 |
(j) Other investment advisers | 0 | 0.0 |
(k) Insurance companies | 0 | 0.1 |
(l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
(m) Corporations or other businesses not listed above | 43 | 0.4 |
(n) Other | 0 | 0.0 |
Total | 2,501 | 9.6 |
By Discretionary | ||
Discretionary | 2,431 | 9.6 |
Non-Discretionary | 70 | 0.1 |
Total | 2,501 | 9.6 |
By Non-United States Persons | ||
Non-United States Persons | 1.8 | |
United States Persons | 7.9 | |
Total | 2,501 | 9.6 |
Form D Directors | # Filings | # Firms | 2011 - 2024 | |
---|---|---|---|---|
Kenneth Lee | 31 | |||
Richard Desanctis | 14 | |||
John Hathaway | 20 | |||
Charles Morgan | 15 | |||
Philip Treick | 10 | |||
Thermopolis Partners LLC | 5 | |||
Robert Kleinschmidt | 7 | |||
James Maxwell | 6 | |||
Tocqueville Asset Management LP | 5 | |||
RAIF LLC | 3 | |||
View All |
EDGAR Form | CIK | 2011 - 2024 |
---|---|---|
13F-HR | [0000883961] | |
3 | [0000883961] | |
4 | [0000883961] | |
SC 13D | [0000883961] | |
SC 13G | [0000883961] |
Form 3/4/5 Subject | 2011 - 2024 |
---|---|
Tocqueville Asset Management LP | |
Inuvo, Inc. | |
Xerium Technologies Inc |
Comparable Firms | State | AUM ($BB) |
---|---|---|
Gresham Partners LLC
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|
IL | 9.5 |
Gerber/Taylor Management LLC
✚
|
TN | 9.2 |
Gordian Capital Singapore Private Limited
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|
9.2 | |
EJF Capital LLC
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|
VA | 8.6 |
MSA Advisors LLC
✚
|
CA | 7.9 |
Shepherd Kaplan Krochuk LLC
✚
|
MA | 7.9 |
Valeo Financial Advisors LLC
✚
|
IN | 7.1 |
ICG Advisors LLC
✚
|
CA | 6.6 |
Arlington Partners LLC
✚
|
AL | 6.1 |
BMO Family Office LLC
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|
IL | 5.8 |