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| Tocqueville Asset Management LP
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|---|---|
| CRD # | 105690 |
| SEC # | 801-36209 |
| CIK # | 0000860032, 0000883961 |
| AUM | 10.24 B (2026-03-31) |
| Employees | 73 (48% Investors, 45% Brokers) |
| Phone | 212-698-0800 |
| Address | 40 West 57th Street New York, NY 10019 |
| Source | [IAPD] [EDGAR] [Website] [LinkedIn] [Facebook] |
| Total AUM ($B) |
|---|
| Sector | Form 13F Holdings | Value ($B) | |
|---|---|---|---|
| Home Depot Inc | 0.3 | ||
| Nvidia Corp | 0.2 | ||
| Microsoft Corp | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Alphabet Inc | 0.2 | ||
| Apple Inc | 0.2 | ||
| iShares Comex Gold Trust | 0.1 | ||
| Amazon Com Inc | 0.1 | ||
| Applied Materials Inc /DE | 0.1 | ||
| FPL Group Inc | 0.1 | ||
| View All | |||
| Holdings by Sector ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| RE | Tocqueville QOF 2021-1 LLC | [2022-03-31] | 1.6 M | 1.8 M |
| Filed 2023-09-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| RE | Tocqueville Qualified Opportunity Zone Fund 2021 LLC | [2022-03-31] | 1.9 M | 1.9 M |
| Filed 2024-03-29 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration More than one year · Revenue Decline to Disclose | ||||
| HF | JKM Fundamental LP | [2017-01-03] | 7.7 M | |
| Filed 2016-12-02 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Raeif LP | [2016-07-11] | 9.6 M | |
| Filed 2009-12-08 (D) · Exemption 506, 4(6), 3(c), 3(c)(1) · Minimum $50,000 · Remaining Indefinite · Duration More than one year · Net Assets No Aggregate Net Asset Value | ||||
| HF | Tocqueville Focus Partners LP | [2015-07-10] | 2.7 M | |
| Filed 2015-04-29 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $100,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | Poplar Forest Fund LP | [2012-03-29] | 81.2 M | 117.6 M |
| Filed 2025-02-28 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $2,500,000 · Remaining Indefinite · Duration More than one year · Net Assets $50,000,001 - $100,000,000 | ||||
| HF | Tocqueville Monument Fund LLC | [2012-03-29] | 3.9 M | 5.1 M |
| Filed 2016-08-31 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Blooming Grove Partners LP | 2012-03-28 | 22.8 M | |
| HF | Taubenpost Capital LP | [2012-03-28] | 21.5 M | 104.9 M |
| Filed 2018-03-02 (D/A) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| HF | Tocqueville Global Partners LP | [2012-03-28] | 31.5 M | 9.0 M |
| Filed 2024-03-01 (D/A) · Exemption 3(c)(7), 506(b), 3(c) · Minimum $1,000,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| View All | ||||
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 418 | 0.1 |
| (b) Individuals (high net worth individuals) | 741 | 5.7 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 3 | 1.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 0.3 |
| (g) Pension and profit sharing plans | 15 | 0.6 |
| (h) Charitable organizations | 42 | 1.2 |
| (i) State or municipal government entities | 6 | 0.3 |
| (j) Other investment advisers | 6 | 0.8 |
| (k) Insurance companies | 5 | 0.2 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 26 | 0.3 |
| (n) Other | 0 | 0.0 |
| Total | 2,314 | 10.2 |
| By Discretionary | ||
| Discretionary | 2,193 | 9.3 |
| Non-Discretionary | 121 | 0.9 |
| Total | 2,314 | 10.2 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.7 | |
| United States Persons | 8.5 | |
| Total | 2,314 | 10.2 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Kenneth Lee | Director | 33 | 4 | |
| Richard Desanctis | Executive Officer | 14 | 4 | |
| John Hathaway | Director | 20 | 3 | |
| Charles Morgan | Executive Officer | 16 | 3 | |
| Philip Treick | Executive Officer | 11 | 3 | |
| Thermopolis Partners LLC | Director, Executive Officer | 5 | 3 | |
| James Maxwell | Executive Officer | 11 | 2 | |
| Robert Kleinschmidt | Director, Executive Officer | 8 | 2 | |
| Tocqueville Asset Management LP | Executive Officer | 5 | 2 | |
| General Partner Poplar Forest Capital LLC | Promoter | 3 | 2 | |
| View All | ||||
| EDGAR Form | CIK | 2011 - 2026 |
|---|---|---|
| 13F-HR | [0000883961] | |
| 3 | [0000883961] | |
| 4 | [0000883961] | |
| SC 13D | [0000883961] | |
| SC 13G | [0000883961] |
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $7.7B |
| Serves | Institutional, Retail |
| Fund Types | Hedge Fund, Private Equity, Real Estate |
| LEI | JQ6MIRE0WE1ONXB1RI12 |
| Form 3/4/5 Subject | 2011 - 2026 |
|---|---|
| Inuvo Inc | |
| Tocqueville Asset Management LP | |
| Xerium Technologies Inc |
| Insider Transaction (Form 3/4/5) | Date | Action | Shares | Price | Value ($) |
|---|---|---|---|---|---|
|
Inuvo Inc INUV
Common Stock
|
2018-06-26 | Other | 1,871,031 | $0.72 | 1,347,142 |
|
Inuvo Inc INUV
Common Stock
|
2018-06-25 | Other | 307,998 | $0.72 | 221,759 |
|
Inuvo Inc INUV
Common Stock
|
2018-04-05 | Other | 23,256 | $0.92 | 21,396 |
|
Inuvo Inc INUV
Common Stock
|
2018-04-04 | Other | 23,256 | $0.92 | 21,396 |
|
Inuvo Inc INUV
Common Stock
|
2018-02-01 | Other | 111,468 | $0.83 | 92,518 |
|
Inuvo Inc INUV
Common Stock
|
2017-06-14 | Buy | 4,908 | $1.10 | 5,399 |
|
Inuvo Inc INUV
Common Stock
|
2017-06-13 | Buy | 1,392 | $1.06 | 1,476 |
|
Inuvo Inc INUV
Common Stock
|
2017-06-12 | Buy | 8,700 | $1.08 | 9,396 |
|
Inuvo Inc INUV
Common Stock
|
2017-05-15 | Other | 15,790 | $1.19 | 18,790 |
|
Inuvo Inc INUV
Common Stock
|
2016-12-09 | Other | 14,989 | $1.44 | 21,584 |
|
Inuvo Inc INUV
Common Stock
|
2016-11-02 | Buy | 10,000 | $1.10 | 11,000 |
|
Inuvo Inc INUV
Common Stock
|
2016-10-17 | Other | 4,667 | $1.18 | 5,507 |
|
Inuvo Inc INUV
Common Stock
|
2016-06-03 | Other | 8,824 | $1.69 | 14,913 |
|
Inuvo Inc INUV
Common Stock
|
2016-06-02 | Other | 98,475 | $1.73 | 170,362 |
|
Inuvo Inc INUV
Common Stock
|
2016-05-17 | Other | 8,824 | $1.82 | 16,060 |
|
Xerium Technologies Inc XRM
Common Stock
|
2015-12-29 | Buy | 12,500 | $11.21 | 140,125 |
|
Xerium Technologies Inc XRM
Common Stock
|
2015-12-28 | Buy | 6,300 | $10.50 | 66,150 |
|
Xerium Technologies Inc XRM
Common Stock
|
2015-12-23 | Sell | 118,083 | $10.26 | 1,211,532 |
|
Xerium Technologies Inc XRM
Common Stock
|
2015-12-23 | Buy | 10,000 | $10.40 | 104,000 |
|
Xerium Technologies Inc XRM
Common Stock
|
2015-12-22 | Sell | 26,805 | $10.45 | 280,112 |
| showing 20 of 65 most recent transactions | |||||
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|---|---|---|
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✚
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IL | 11.58 B |
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Gerber/Taylor Management LLC
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TN | 11.42 B |
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MA | 10.88 B |
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BMO Family Office LLC
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IL | 9,990.0 M |
|
The Cynosure Group
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UT | 9,848.0 M |
|
MSA Advisors LLC
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CA | 9,647.0 M |
|
Battery Global Advisors LLC
✚
|
MA | 8,374.3 M |
|
Chilton Investment Services LLC
✚
|
CT | 8,150.1 M |
|
ICG Advisors LLC
✚
|
CA | 7,923.3 M |
|
Fiduciary Trust International LLC
✚
|
MA | 7,670.6 M |