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| Happy Holidays!! thanks for using AUM13F!! |
| Bernard Caroli Wealth Management Inc
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|---|---|
| CRD # | 174761 |
| SEC # | 801-89173 |
| CIK # | |
| AUM | $405.9 M (2025-03-19) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 732-291-7272 |
| Address | 47 West River Road Rumson, NJ 07760 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | BCS Family Fund LP | [2023-03-20] | 0.0 | 13.1 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 107 | 31.1 |
| (b) Individuals (high net worth individuals) | 102 | 341.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 1 | 13.1 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 13.1 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 2 | 7.6 |
| (n) Other | 0 | 0.0 |
| Total | 548 | 405.9 |
| By Discretionary | ||
| Discretionary | 547 | 405.8 |
| Non-Discretionary | 1 | 0.1 |
| Total | 548 | 405.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.2 | |
| United States Persons | 405.7 | |
| Total | 548 | 405.9 |
| Form D Directors | # Filings | # Firms | 2011 - 2025 |
|---|---|---|---|
| Chris Bernard | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
The Financial Resource Center Inc
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|
IN | 0.4 |
|
Financial Freedom LLC
✚
|
OH | 0.4 |
|
Mastodon Advisory Group LLC
✚
|
0.4 | |
|
Wealth Effects LLC
✚
|
MA | 0.4 |
|
Columbus Investment Advisory Inc
✚
|
OH | 0.4 |
|
Members Advisory Group LLC
✚
|
NY | 0.4 |
|
HRC Wealth Management LLC
✚
|
ID | 0.4 |
|
Fruth Investment Management
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|
TX | 0.4 |
|
Zanetti Financial LLC
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|
NM | 0.4 |
|
Garner Asset Management Corporation
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|
0.4 |