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| Bernard Caroli Wealth Management Inc
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|---|---|
| CRD # | 174761 |
| SEC # | 801-89173 |
| CIK # | |
| AUM | 469.7 M (2026-02-12) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 732-291-7272 |
| Address | 47 West River Road Rumson, NJ 07760 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | BCS Family Fund II LP | [2026-02-12] | 1.5 M | |
| Filed 2025-11-24 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $250,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| Other | BCS Family Fund LP | [2023-03-20] | 16.4 M | |
| Filed 2023-03-09 (D) · Exemption 506(b), 3(c), 3(c)(1) · Minimum $500,000 · Remaining Indefinite · Duration More than one year · Net Assets Decline to Disclose | ||||
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 95 | 34.6 |
| (b) Individuals (high net worth individuals) | 118 | 387.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 17.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 13.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 15.5 |
| (n) Other | 0 | 0.0 |
| Total | 580 | 469.7 |
| By Discretionary | ||
| Discretionary | 580 | 469.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 580 | 469.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 469.2 | |
| Total | 580 | 469.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Chris Bernard | Executive Officer | 4 | 2 |
| Firm Profile (Form ADV) | |
|---|---|
| Clients | 1 (1 non-US) |
| Serves | Retail |
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