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| Bernard Caroli Wealth Management Inc
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|---|---|
| CRD # | 174761 |
| SEC # | 801-89173 |
| CIK # | |
| AUM | $469.7 M (2026-02-12) |
| Employees | 6 (67% Investors, 0% Brokers) |
| Phone | 732-291-7272 |
| Address | 47 West River Road Rumson, NJ 07760 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($M) |
|---|
| Type | Form D Funds | Date | Sold ($M) | AUM ($M) |
|---|---|---|---|---|
| Other | BCS Family Fund II LP | [2026-02-12] | 0.0 | 1.5 |
| Other | BCS Family Fund LP | [2023-03-20] | 0.0 | 16.4 |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 95 | 34.6 |
| (b) Individuals (high net worth individuals) | 118 | 387.9 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 2 | 17.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 2 | 13.8 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 7 | 15.5 |
| (n) Other | 0 | 0.0 |
| Total | 580 | 469.7 |
| By Discretionary | ||
| Discretionary | 580 | 469.7 |
| Non-Discretionary | 0 | 0.0 |
| Total | 580 | 469.7 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.5 | |
| United States Persons | 469.2 | |
| Total | 580 | 469.7 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Chris Bernard | 4 | 2 |
| Comparable Firms | State | AUM ($B) |
|---|---|---|
|
BCP Advisors LLC
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|
FL | 0.5 |
|
Encompass Wealth Advisors LLC
✚
|
OR | 0.5 |
|
Zimmerman Wealth Management LLC
✚
|
IL | 0.5 |
|
Keel Wealth Management LLC
✚
|
0.5 | |
|
Lakeshore Financial Planning Inc
✚
|
MI | 0.5 |
|
Thirtynorth Investments LLC
✚
|
LA | 0.5 |
|
Z3 Capital Partners LLC
✚
|
VA | 0.5 |
|
Fellowship Financial Planning LLC
✚
|
WA | 0.5 |
|
Acumen Financial Advisors LLC
✚
|
MN | 0.5 |
|
Cypress Capital Partners LLC
✚
|
IL | 0.5 |