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| Boreal Capital Management LLC
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| |
|---|---|
| CRD # | 112221 |
| SEC # | 801-57604 |
| CIK # | |
| AUM | $1.4 BB (2024-06-11) |
| Employees | 44 (59% Investors, 59% Brokers) |
| Phone | 305-459-5400 |
| Address | 1450 Brickell Avenue Miami, FL 33131 |
| Source | [IAPD] [Website] |
| Total AUM ($BB) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| Other | Shield Capital Fund SPC - Gobela SP | 2022-08-02 | 35.2 | |
| HF | The Commodity Fund | 2013-01-02 | 8.5 | |
| HF | The Gamma Fund | 2013-01-02 | 0.0 | |
| HF | The PRS Global Investment | 2013-01-02 | 2.0 |
| AUM Breakdown | Accounts | AUM ($BB) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 600 | 1.0 |
| (b) Individuals (high net worth individuals) | 160 | 0.3 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 40 | 0.1 |
| (n) Other | 0 | 0.0 |
| Total | 800 | 1.4 |
| By Discretionary | ||
| Discretionary | 221 | 0.4 |
| Non-Discretionary | 579 | 1.0 |
| Total | 800 | 1.4 |
| By Non-United States Persons | ||
| Non-United States Persons | 1.2 | |
| United States Persons | 0.1 | |
| Total | 800 | 1.4 |
| Comparable Firms | State | AUM ($BB) |
|---|---|---|
|
Seelaus Asset Management LLC
✚
|
NJ | 1.4 |
|
Peconic Partners LLC
✚
|
NY | 1.4 |
|
Woodmont Investment Counsel LLC
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TN | 1.4 |
|
Spyglass Capital Management LLC
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|
CA | 1.4 |
|
First Light Asset Management LLC
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|
MN | 1.4 |
|
Lake Hill Capital Management LLC
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|
NY | 1.4 |
|
Quent Capital LLC
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|
NY | 1.4 |
|
Halyard Asset Management LLC
✚
|
NY | 1.3 |
|
3EDGE Asset Management LP
✚
|
FL | 1.3 |
|
Reliant Investment Management LLC
✚
|
TN | 1.3 |