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| Bowman & Company SC
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|---|---|
| CRD # | 305030 |
| SEC # | 801-117229 |
| CIK # | |
| AUM | 419.0 M (2025-12-09) |
| Employees | 13 (46% Investors, 0% Brokers) |
| Fees | |
| Minimum | |
| Phone | 920-233-4650 |
| Address | 530 N Koeller St Oshkosh, WI 54902 |
| Source | [IAPD] [Website] [Twitter] [LinkedIn] |
| Total AUM ($M) |
|---|
| Fees and Compensation — Form ADV Part 2A (10/2/2025) [Brochure] |
|---|
ITEM 5: FEES AND COMPENSATION
FEE SCHEDULE
Total Assets Under Management Annual Fees
All Assets Up to 2.00%
The advisory fee applies to all the accounts receiving services during the period based on the total ending value of each
account, including cash, on the last business day of the prior billing period.
Fee rates are negotiable, payable in advance, and memorialized in the client’s Wealth Management Agreement. The
negotiated fee will be based on multiple factors involving the scope and complexity of the services provided and the total
value of the assets in the client’s account(s). Any fee rate changes, higher or lower, become effective at the start of the
following fee billing cycle.
Fees for the initial quarter for services are provided based on the remaining days. Accordingly, AEGIS will collect a
pro-rata fee on additional deposits of $100,000 or more to any existing account during a quarter based on the number
of days those services were provided. Likewise, Clients who withdraw $100,000 or more during a quarter will receive
a pro-rata refund of unearned fees previously paid on the amount withdrawn.
AEGIS collects its fees quarterly in advance. As a courtesy to each client, fees are deducted directly from the client’s
AEGIS investment account(s). Clients have the right to designate the account from which fees are deducted. Clients
authorize AEGIS to deduct fees from the designated account(s) at the beginning of each quarter and to send the fees
to AEGIS. Clients can also pay their fees via check or ACH from an account other than their AEGIS investment account. A
standing letter of authorization is required to ACH fees from an account other than their AEGIS investment account. Clients
will not receive advance billing invoices; however, each client will receive a quarterly statement from the qualified
custodian detailing the fees deducted/billed in the prior quarter. Clients authorize AEGIS and its custodians to sell
money market shares and/or securities if sufficient cash balances are not available in the account(s) when fees are
debited. The waiver of any fee for any client shall have no bearing whatsoever on the fees due from any other client or
client account. Clients who have any questions on the calculation of their fee or who wish to dispute any fee should
immediately contact the AEGIS Chief Compliance Officer.
Clients may terminate the agreement without penalty for a full refund of AEGIS's fees within five business days of signing
the Wealth Management Agreement. After that, clients may terminate the Wealth Management Agreement immediately
upon written notice. Terminating clients are only responsible for the prorated fee based on the number of days
services were performed in the period. In that case, a prorated reimbursement of unearned fees will be made to the
client.
Example:
[# of Days in Quarter – Days of Service] / [# of Days in Quarter] x [Prepaid Fee $] = Prorated
Refund
AEGIS retains the discretion and right to offset or waive its right to collect any fee due to AEGIS, in whole or in part,
by its client agreements. Accordingly, advisory fees for services provided by AEGIS may be more or less than those
of comparable services offered elsewhere.
Rev.10/2025 Form ADV Part 2A Firm Brochure
CONSULTING SERVICES FEES AND FIXED FEES
The negotiated fixed rate for consulting services depends on the scope and duration of the services provided. AEGIS may
require an advance deposit of up to 100% of the estimated fee. However, AEGIS will not collect any fee more than $1,500
for services to be performed six (6) months or more in the future. Consulting clients that are also advisory management
clients of AEGIS may incur additional charges but not exceed 2% of the total plan assets.
Consulting fees are paid via check, draft from a checking account, or your current AEGIS investment account. Consulting
fees may be charged in advance or arrears, depending on the specific services provided.
Clients may terminate the agreement without penalty for a full refund of AEGIS’s fees within five business days of
signing the Consulting Agreement. After that, clients or AEGIS may terminate the Consulting Agreement generally upon
written notice.
CLIENT RESPONSIBILITY FOR THIRD-PARTY FEES
Clients are responsible for paying all third-party fees (i.e., custodian, brokerage, mutual fund, transaction, etc.). Those
fees are separate and distinct from the fees and expenses charged by AEGIS. Please see Item 12 of this brochure regarding |
| Account Minimums and Types of Clients — Form ADV Part 2A (10/2/2025) [Brochure] |
|---|
ITEM 7: TYPES OF CLIENTS
AEGIS generally provides advisory services to the following types of clients:
• Individuals/Families, including trusts • Charitable Organizations • Professionals
• High Net Worth Individuals* • Corporate Executives • Retirees
• Corporations or Business Entities • Business Owners
There is no account minimum for any of AEGIS’s services. |
| AUM Breakdown | Accounts | AUM ($M) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 388 | 118.8 |
| (b) Individuals (high net worth individuals) | 111 | 287.5 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 0 | 0.0 |
| (g) Pension and profit sharing plans | 3 | 3.4 |
| (h) Charitable organizations | 5 | 3.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 5 | 6.2 |
| (n) Other | 0 | 0.0 |
| Total | 1,781 | 419.0 |
| By Discretionary | ||
| Discretionary | 1,768 | 415.5 |
| Non-Discretionary | 13 | 3.4 |
| Total | 1,781 | 419.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 419.0 | |
| Total | 1,781 | 419.0 |
| Firm Profile (Form ADV) | |
|---|---|
| Serves | Institutional, Retail |
| Comparable Firms | State | AUM |
|---|---|---|
|
Exeter Financial LLC
✚
|
AZ | 420.2 M |
|
Point Bridge Capital LLC
✚
|
TX | 419.7 M |
|
Silver Oak Advisory Group Inc
✚
|
OR | 418.9 M |
|
Transce3Nd LLC
✚
|
TX | 418.9 M |
|
Alpha Leonis Partners LLC
✚
|
PA | 418.4 M |
|
Lincoln Capital Corporation
✚
|
RI | 418.3 M |
|
Aspect Partners LLC
✚
|
VA | 418.2 M |
|
Mauney-Pitt Financial Management Inc
✚
|
NC | 418.0 M |
|
Quantum Private Wealth LLC
✚
|
FL | 418.0 M |
|
Flatrock Wealth Partners LLC
✚
|
CA | 417.6 M |