Braddock Financial LLC

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Assets, Funds, Holdings

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Braddock Financial LLC
CRD #112732
SEC #801-60893
CIK #
AUM
Employees 8 (62% Investors, 0% Brokers)
Phone303-308-6400
Address1200 17th Street
Denver, CO 80202
Source [IAPD] [Website] [LinkedIn]
Total AUM ($B)
3.02.41.81.20.60.02000200820162025
Type Form D Funds Date Sold ($M) AUM ($M)
HF Castle Peak Structured Investments LP [2016-03-29] 4.3 6.6
HF Mortgage Opportunity Fund VIII Series B LP 2014-04-02 3.1
HF Braddock Structured Opportunities Fund LP [2013-04-01] 57.6 102.8
PE BCM CALX Fund LP [2012-04-02] 2.6 2.4
HF Blake St Real Estate Investors VII LP 2012-04-02 1.0
HF Blake St Real Estate Investors VI LP 2012-04-02 3.5
HF Galena St Fund LP 2012-04-02 0.0
HF Mortgage Opportunity Fund VIII LP 2012-04-02 33.0
HF Mortgage Opportunity Fund VII Series D LP [2012-04-02] 28.4
HF Mortgage Opportunity Fund VI LP 2012-04-02 0.0
View All
AUM Breakdown Accounts AUM ($B)
By Client Type
(a) Individuals (other than high net worth individuals) 0 0.0
(b) Individuals (high net worth individuals) 0 0.0
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 1 0.6
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 1 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 0.0
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 2 0.6
By Discretionary
Discretionary 2 0.6
Non-Discretionary 0 0.0
Total 2 0.6
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 0.6
Total 2 0.6
Form D Directors Role # Filings # Firms 2011 - 2026
Harvey Allon 10 2
Braddock Financial Corporation 8 2
Thomas Plisko 3 2
Kenneth Glickstein 2 2
Garrett Tripp 2 1
Greg Seals 1 1
Ken Glickstein 1 1
David Allon 1 1
Toby Giordano 1 1
BCM CALX Fund GP LLC 1 1
View All
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