Breakthru Advisory Services LLC

Item 5 – Fees and Compensation

A.     Fee Schedule
ASSET MANAGEMENT
Breakthru offers asset management services to advisory Clients. Breakthru charges an annual
investment advisory fee based on the total assets under management as follows:

              Assets Under Management                         Maximum Annual Fee

                       All Assets                                     1.50%

Fees are billed quarterly or monthly in advance or arrears (upon Client election) based on the
amount of assets managed as of the close of business on the last business day of the previous
billing period.

FINANCIAL PLANNING AND CONSULTING
Breakthru charges an hourly fee for financial planning and consulting. Prior to the planning process
the Client will be provided an estimated plan fee which will be based on the complexity of the
engagement. For hourly fee arrangements, services will be completed and delivered within six
months contingent upon timely delivery of all required documentation.

        HOURLY FEES
        Hourly Fee Services are offered based on a maximum hourly fee of $500 per hour. Fees for
        financial plans are billed upon completion of the plan. Breakthru reserves the right to waive
        all or part of the fee should the Client implement the plan through Breakthru.

B.      Payment of Fees
Asset Management Fees are generally deducted directly from the Client’s Account, paid by a third-
party payor, invoiced directly to the Client, or paid by another method, in each case as agreed upon
with the Client and outlined in the Client’s Advisory Agreement with Breakthru.

Financial Planning and Consulting Fees are generally invoiced directly to the Client but may also be
deducted from another account held with Breakthru.

Breakthru, in its sole discretion, may charge a lesser investment advisory fee based upon certain
criteria (e.g., historical relationship, type of assets, anticipated future earning capacity, anticipated
future additional assets, dollar amounts of assets to be managed, related accounts, account
composition, negotiations with Clients, etc.).

For all services, Clients may terminate their engagement with Breakthru within five (5) business
days of signing an Advisory Agreement with no obligation and without penalty. After the initial five
(5) business days, the Advisory Agreement may be terminated by Breakthru with thirty (30) days
written notice to Client and by the Client at any time with written notice to Breakthru. For accounts
opened or closed mid-billing period, fees will be prorated based on the number of days for which
services are provided during the given period. In the case of hourly engagements, fees will be
prorated based on the work completed at the stated hourly rate. All unpaid earned fees will be due
to Breakthru and all unearned fees will be refunded to the Client. Any increase in fees will be
acknowledged in writing by both parties before any increase in said fees occurs.

C.     Additional Fees
Custodians may charge brokerage commissions, transaction fees, and other related costs on the
purchases or sales of mutual funds, equities, bonds, options, margin interest, and exchange-traded
funds. Mutual funds, money market funds, and exchange-traded funds may also charge internal
management fees, which are disclosed in the fund’s prospectus. Breakthru does not directly receive
any compensation from these fees. All of these fees are in addition to the management fee you pay
to Breakthru. For more details on the brokerage practices, see Item 12 of this brochure.

D.       Prepayment of Fees
If elected Clients may pay Asset Management fees in advance.

E.     External Compensation for the Sale of Securities
Breakthru does not receive any external compensation from the sale of securities.

Item 7 – Types of Clients & Account Minimums

Breakthru’s Clients are generally individuals, trusts, estates, and high net-worth individuals. Client
relationships vary in scope and length of service.

There is no minimum account size and Clients are not required to have a certain amount of
investment experience or sophistication.