Broadoak Asset Management LLC

Search
⚲

Broadoak Asset Management LLC ✚
CRD #	148901
SEC #	801-121842
CIK #
AUM	519.0 M (2026-04-30)
Employees	10 (90% Investors, 30% Brokers)
Phone	301-358-2692
Address	4800 Montgomery Lane Bethesda, MD 20814
Source	[IAPD] [Website]

Total AUM ($M) Copy

Type	Form D Funds	Date	Sold	AUM
PE	Broadoak Biolog LLC	[2026-04-30]	5.0 M	5.1 M
	Offered $5,000,000 · Filed 2025-03-04 (D) · Exemption 506(b) · Minimum $1 · Duration One year or less · Revenue Decline to Disclose
PE	Broadoak PBS LLC	[2025-04-24]		3.2 M
	Filed 2024-09-20 (D) · Exemption 506(b), 3(c), 3(c)(1) · Remaining Indefinite · Duration One year or less · Revenue Decline to Disclose
PE	Broadoak Income Fund	2024-03-27		23.4 M
VC	Broadoak Biotools Venture Fund LLC	[2022-10-28]	2.5 M	6.2 M
	Offered $20,000,000 · Filed 2022-09-22 (D) · Exemption 506(b) · Minimum $250,000 · Remaining $17,500,000 · Duration One year or less · Revenue Decline to Disclose
PE	Broadoak Capital 2016A LLC	[2021-06-23]	4.1 M	35.6 M
	Offered $4,120,000 · Filed 2017-06-22 (D) · Exemption 506(b) · Minimum $50,000 · Duration One year or less · Revenue Decline to Disclose
PE	Broadoak Capital 2018B LLC	[2021-06-23]	11.2 M	7.3 M
	Offered $11,155,000 · Filed 2021-09-10 (D) · Exemption 506(b), 3(c), 3(c)(1) · Duration One year or less · Revenue Decline to Disclose
PE	Broadoak Capital 2019C LLC	[2021-06-23]	8.1 M	64.6 M
	Offered $8,100,000 · Filed 2022-10-11 (D) · Exemption 506(b) · Duration One year or less · Revenue Decline to Disclose
PE	Broadoak Fund III LLC	[2021-06-23]		22.8 M
	Offered $50,000,000 · Filed 2015-11-30 (D) · Exemption 506(b) · Minimum $100,000 · Remaining $50,000,000 · Duration One year or less · Net Assets Decline to Disclose
PE	Broadoak Fund II LLC	[2021-06-23]	6.0 M	6.8 M
	Offered $6,000,000 · Filed 2012-11-16 (D/A) · Exemption 506 · Minimum $50,000 · Duration One year or less · Net Assets $5,000,001 - $25,000,000
PE	Broadoak Fund IV	[2021-06-23]	51.5 M	75.8 M
	Offered $51,500,000 · Filed 2019-04-01 (D/A) · Exemption 506(b) · Minimum $100,000 · Duration One year or less · Revenue Decline to Disclose
View All

AUM Breakdown	Accounts	AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals)	0	0.0
(b) Individuals (high net worth individuals)	0	0.0
(c) Banking or thrift institutions	0	0.0
(d) Investment companies	0	0.0
(e) Business development companies	0	0.0
(f) Pooled investment vehicles	9	519.0
(g) Pension and profit sharing plans	0	0.0
(h) Charitable organizations	0	0.0
(i) State or municipal government entities	0	0.0
(j) Other investment advisers	0	0.0
(k) Insurance companies	0	0.0
(l) Sovereign wealth funds and foreign official institutions	0	0.0
(m) Corporations or other businesses not listed above	0	0.0
(n) Other	0	0.0
Total	9	519.0
By Discretionary
Discretionary	9	519.0
Non-Discretionary	0	0.0
Total	9	519.0
By Non-United States Persons
Non-United States Persons		0.0
United States Persons		519.0
Total	9	519.0

Form D Directors	Role	# Filings	# Firms
William Snider	Director, Executive Officer	31	3
Daniel Friedman	Executive Officer	27	3
Tim Johnson	Executive Officer	9	2
Bryan Poltilove	Executive Officer	5	2
Bill Snider	Director	4	2
Broadoak Asset Management LLC	Executive Officer	2	1
LP Broadoak Fund V	Executive Officer	1	1

Firm Profile (Form ADV)
Serves	Institutional
Fund Types	Private Equity

Comparable Firms	State	AUM
5th Century Partners LP ✚	IL	521.2 M
3000 Management Inc ✚	CA	520.9 M
Grounded Capital LLC ✚	CA	520.0 M
Savano Direct Capital Partners LLC ✚	MD	519.1 M
Summit House Capital Management LLC ✚	TX	518.7 M
Council Capital Funds Management LLC ✚	TN	518.6 M
Hudson Hill Capital Management LLC ✚	NY	518.1 M
Jordan/Zalaznick Advisers Inc ✚	NY	517.5 M
Millennia Global Investors LLC ✚	NY	516.0 M
CID Capital II Inc ✚	IN	515.8 M

Broadoak Asset Management LLC

Assets, Funds, Holdings