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| Broadoak Asset Management LLC
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| |
|---|---|
| CRD # | 148901 |
| SEC # | 801-121842 |
| CIK # | |
| AUM | $371.0 MM (2024-03-27) |
| Employees | 8 (100% Investors, 38% Brokers) |
| Phone | 301-358-2692 |
| Address | 4800 Montgomery Lane Bethesda, MD 20814 |
| Source | [IAPD] [Website] |
| Total AUM ($MM) |
|---|
| Type | Form D Funds | Date | Sold ($MM) | AUM ($MM) |
|---|---|---|---|---|
| PE | Broadoak Income Fund LP | 2024-03-27 | 62.7 | |
| VC | Broadoak Biotools Venture Fund LLC | [2022-10-28] | 2.5 | 16.1 |
| PE | Broadoak Capital 2016A LLC | [2021-06-23] | 4.1 | 35.7 |
| PE | Broadoak Capital 2018B | [2021-06-23] | 11.2 | 7.3 |
| PE | Broadoak Capital 2019C | [2021-06-23] | 8.1 | 8.1 |
| PE | Broadoak Fund III LLC | [2021-06-23] | 0.0 | 25.3 |
| PE | Broadoak Fund II LLC | [2021-06-23] | 6.0 | 6.8 |
| PE | Broadoak Fund IV | [2021-06-23] | 51.5 | 78.9 |
| PE | Broadoak Fund V | [2021-06-23] | 0.0 | 137.0 |
| AUM Breakdown | Accounts | AUM ($MM) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 8 | 371.0 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 8 | 371.0 |
| By Discretionary | ||
| Discretionary | 8 | 371.0 |
| Non-Discretionary | 0 | 0.0 |
| Total | 8 | 371.0 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 371.0 | |
| Total | 8 | 371.0 |
| Form D Directors | # Filings | # Firms | 2011 - 2024 |
|---|---|---|---|
| William Snider | 26 | ||
| Tim Johnson | 7 | ||
| Bryan Poltilove | 5 | ||
| Bill Snider | 4 | ||
| Broadoak Asset Management LLC | 2 |
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|---|---|---|
|
Hudson Hill Capital Management LLC
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|
NY | 0.4 |
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NY | 0.4 |
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NY | 0.4 |
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Bestige Holdings LLC
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UT | 0.4 |