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| Keyboard |
| Broadriver Asset Management LP
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|---|---|
| CRD # | 155792 |
| SEC # | 801-72019 |
| CIK # | |
| AUM | 2,342.3 M (2026-03-27) |
| Employees | 19 (37% Investors, 0% Brokers) |
| Phone | 212-486-0600 |
| Address | 350 Fifth Avenue New York, NY 10118 |
| Source | [IAPD] [Website] [LinkedIn] |
| Total AUM ($B) |
|---|
| Type | Form D Funds | Date | Sold | AUM |
|---|---|---|---|---|
| Other | Broadriver Life Settlements Credit Fund II LP | [2026-03-26] | 75.0 M | 543.2 M |
| Offered $200,000,000 · Filed 2022-07-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $125,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | AXL Wealth Group LP | [2024-03-27] | 515.5 M | |
| Offered $125,000,000 · Filed 2023-11-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $125,000,000 · Duration One year or less · Revenue Decline to Disclose | ||||
| Other | Broadriver IV Laguna 2022 LP | [2023-03-31] | 30.0 M | 49.9 M |
| Offered $30,000,000 · Filed 2022-08-09 (D) · Exemption 506(b), 3(c), 3(c)(7) · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Broadriver IV LP | [2023-03-31] | 150.0 M | 679.4 M |
| Offered $800,000,000 · Filed 2022-05-11 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $650,000,000 · Duration More than one year · Revenue Decline to Disclose | ||||
| Other | Broadriver Life Settlements Credit Fund I LP | [2022-03-28] | 75.0 M | 88.8 M |
| Offered $200,000,000 · Filed 2022-07-06 (D/A) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $125,000,000 · Duration More than one year · Net Assets Decline to Disclose | ||||
| PE | Broadriver Litigation Finance I LP | [2022-03-28] | 8.5 M | |
| Offered $32,320,000 · Filed 2021-11-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Remaining $32,320,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Broadriver III LP | [2018-03-26] | 125.0 M | 778.3 M |
| Offered $600,000,000 · Filed 2017-11-15 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Remaining $475,000,000 · Duration One year or less · Net Assets Decline to Disclose | ||||
| Other | Diamond LS I LP | [2017-03-30] | 61.8 M | 34.1 M |
| Offered $61,790,000 · Filed 2017-03-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Duration One year or less · Commission $265,925 · Revenue Decline to Disclose | ||||
| Other | Broadriver II LP | [2016-03-29] | 166.7 M | 81.7 M |
| Offered $166,652,219 · Filed 2017-03-30 (D) · Exemption 506(b), 3(c), 3(c)(7) · Minimum $10,000,000 · Duration One year or less · Commission $1,170,000 · Revenue Decline to Disclose | ||||
| Other | Broadriver II-A LP | 2015-03-31 | 103.5 M | |
| Other | Broadriver I LP | 2011-11-30 | 7.7 M | |
| AUM Breakdown | Accounts | AUM ($B) |
|---|---|---|
| By Client Type | ||
| (a) Individuals (other than high net worth individuals) | 0 | 0.0 |
| (b) Individuals (high net worth individuals) | 0 | 0.0 |
| (c) Banking or thrift institutions | 0 | 0.0 |
| (d) Investment companies | 0 | 0.0 |
| (e) Business development companies | 0 | 0.0 |
| (f) Pooled investment vehicles | 9 | 1.9 |
| (g) Pension and profit sharing plans | 0 | 0.0 |
| (h) Charitable organizations | 0 | 0.0 |
| (i) State or municipal government entities | 0 | 0.0 |
| (j) Other investment advisers | 0 | 0.0 |
| (k) Insurance companies | 0 | 0.0 |
| (l) Sovereign wealth funds and foreign official institutions | 0 | 0.0 |
| (m) Corporations or other businesses not listed above | 0 | 0.0 |
| (n) Other | 0 | 0.0 |
| Total | 9 | 1.9 |
| By Discretionary | ||
| Discretionary | 9 | 1.9 |
| Non-Discretionary | 0 | 0.0 |
| Total | 9 | 1.9 |
| By Non-United States Persons | ||
| Non-United States Persons | 0.0 | |
| United States Persons | 1.9 | |
| Total | 9 | 1.9 |
| Form D Directors | Role | # Filings | # Firms | 2011 - 2026 |
|---|---|---|---|---|
| Philip Siller | Executive Officer | 10 | 2 | |
| Andrew Plevin | Executive Officer | 10 | 2 | |
| Broadriver Asset Management LP | Promoter | 5 | 2 | |
| Broadriver 2021 LP | Executive Officer | 3 | 1 | |
| Broadriver 2021 GP LLC | Executive Officer | 2 | 1 | |
| Broadriver LF GP LLC | Executive Officer | 1 | 1 | |
| GP Broadriver 2017 LP | Executive Officer | 1 | 1 | |
| Broadriver LF 2019 LP | Executive Officer | 1 | 1 | |
| Broadriver Lsc 2021 GP LLC | Executive Officer | 1 | 1 | |
| Broadriver Lsc 2021 LP | Executive Officer | 1 | 1 | |
| View All | ||||
| Firm Profile (Form ADV) | |
|---|---|
| Discretionary AUM | $0.2B |
| Serves | Institutional |
| Fund Types | Hedge Fund, Private Equity |
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