Broadview Financial Management LLC

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Assets, Funds, Holdings

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Broadview Financial Management LLC
CRD #143550
SEC #801-77625
CIK #0001697024
AUM $623.3 M (2025-03-26)
Employees 9 (78% Investors, 0% Brokers)
Phone414-390-1492
Address10401 W Innovation Dr
Wauwatosa, WI 53226
Source [IAPD] [EDGAR] [Website] [LinkedIn]
Total AUM ($M)
70056042028014002011201620212026
AUM Breakdown Accounts AUM ($M)
By Client Type
(a) Individuals (other than high net worth individuals) 71 46.5
(b) Individuals (high net worth individuals) 190 573.7
(c) Banking or thrift institutions 0 0.0
(d) Investment companies 0 0.0
(e) Business development companies 0 0.0
(f) Pooled investment vehicles 0 0.0
(g) Pension and profit sharing plans 0 0.0
(h) Charitable organizations 0 3.1
(i) State or municipal government entities 0 0.0
(j) Other investment advisers 0 0.0
(k) Insurance companies 0 0.0
(l) Sovereign wealth funds and foreign official institutions 0 0.0
(m) Corporations or other businesses not listed above 0 0.0
(n) Other 0 0.0
Total 1,273 623.3
By Discretionary
Discretionary 1,271 622.4
Non-Discretionary 2 0.9
Total 1,273 623.3
By Non-United States Persons
Non-United States Persons 0.0
United States Persons 623.3
Total 1,273 623.3
EDGAR Form CIK 2011 - 2025
13F-HR [0001697024]
Comparable Firms State AUM ($B)
MinichMacGregor Wealth Management LLC
NY 0.6
Summit Wealth Partners LLC
FL 0.6
CL Wealth Management LLC
IL 0.6
Altrius Capital Management Inc
MI 0.6
Materetsky Financial Group Inc
FL 0.6
MTM Financial Group LLC
PA 0.6
Dividend Assets Capital LLC
SC 0.6
Financial Management Strategies Inc
OH 0.6
Darwin Wealth Management LLC
FL 0.6
G A Repple & Company
FL 0.6
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